Prosecution Insights
Last updated: April 19, 2026
Application No. 17/500,556

METHOD AND APPARATUS FOR PROCESSING VIDEO SIGNAL ON BASIS OF SECONDARY TRANSFORM

Non-Final OA §DP
Filed
Oct 13, 2021
Examiner
CARTER, RICHARD BRUCE
Art Unit
2485
Tech Center
2400 — Computer Networks
Assignee
Guangdong OPPO Mobile Telecommunications Corp., Ltd.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
85%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
290 granted / 453 resolved
+6.0% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
12 currently pending
Career history
465
Total Applications
across all art units

Statute-Specific Performance

§101
6.1%
-33.9% vs TC avg
§103
60.3%
+20.3% vs TC avg
§102
8.2%
-31.8% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 453 resolved cases

Office Action

§DP
DETAILED ACTION This action is in response to application 17/500,556 filed on 10/13/2021. Notice of Pre-AIA or AIA Status 2. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting 3. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). 4. Claims 11-21 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claims 1-12 of U.S. Patent No. 11,178,417 B2. Furthermore, although the conflicting claims at issue are not identical, they are not patentably distinct from each other because U.S. Patent No.: 11,178,417 B2 claims: Instant Application: 17/500,556 Note: bold and underlined fonts means same features between instant application and conflicting appl. Conflicting Application: 17/138,722 → now US Patent No.: 11,178,417 B2 Claim [11]: A method for decoding a video signal, comprising: acquiring an intra prediction mode of a current block; obtaining dequantized transform coefficients for the current block; determining a secondary transform set among a plurality of secondary transform sets based on the intra prediction mode; acquiring a secondary transform index specifying a transform kernel in the secondary transform set; applying the transform kernel to the dequantized transform coefficients to generate secondary inverse-transformed coefficients; and performing primary inverse-transform for the secondary inverse-transformed coefficients to generate residual samples of the current block, wherein the secondary transform index is binarized in a truncated unary scheme based on a number of available transform kernels in the secondary transform set. Claim [1]: A method for decoding a video signal, the method comprising: generating, by a processor, a dequantized transform block for a current block; acquiring, by the processor, an intra prediction mode of the current block; determining, by the processor, a secondary transform set applied to the current block among a plurality of secondary transform sets based on the intra prediction mode; deriving, by the processor, a transform kernel applied to the current block in the determined secondary transform set; and performing, by the processor, secondary transform for some coefficients of the dequantized transform block based on the derived transform kernel, wherein the deriving, by the processor, the transform kernel further includes: acquiring a secondary transform index including information about the transform kernel applied to the current block in the determined secondary transform set, and wherein the secondary transform index is binarized in a truncated unary scheme based on a number of available transform kernels in the determined secondary transform set. Claim [13]: The method of claim 11, wherein the plurality of secondary transform sets include at least one mixed secondary transform set. Claim [2]: The method of claim 1, wherein the plurality of secondary transform sets include at least one mixed secondary transform set. Claim [14]: The method of claim 13, wherein the mixed secondary transform set includes at least one 8×8 transform kernel applied to an 8×8 size area and at least one 4×4 transform kernel applied to a 4×4 size area. Claim [3]: The method of claim 2, wherein the mixed secondary transform set includes at least one 8×8 transform kernel applied to an 8×8 size area and at least one 4×4 transform kernel applied to a 4×4 size area. Claim [15]: The method of claim 14, wherein when the plurality of secondary transform sets include a plurality of mixed secondary transform sets, the plurality of mixed secondary transform sets include different numbers of transform kernels, respectively. Claim [4]: The method of claim 3, wherein when the plurality of secondary transform sets include a plurality of mixed secondary transform sets, the plurality of mixed secondary transform sets include different numbers of transform kernels, respectively. Claim [16]: The method of claim 15, wherein the secondary transform index is binarized in the truncated unary scheme based on a maximum number of available transform kernels in the determined secondary transform set. Claim [5]: The method of claim 4, wherein the secondary transform index is binarized in the truncated unary scheme based on a maximum number of available transform kernels in the determined secondary transform set. Claim [17]: A method for encoding a video signal, comprising: obtaining residual samples for a current block according to intra prediction; obtain primary-transformed coefficients for the residual samples; determining a secondary transform set among a plurality of secondary transform sets based on an intra prediction mode applied to the current block; determining a transform kernel in the secondary transform set; applying the transform kernel to some coefficients of the primary-transformed coefficients; and generating a secondary transform index specifying the transform kernel in the secondary transform set, wherein the secondary transform index is binarized in a truncated unary scheme based on a number of available transform kernels in the secondary transform set. Claim [8]: A method for encoding a video signal, comprising: performing, by a processor, intra prediction for a current block to obtain a residual block for the current block; performing, by the processor, primary transform for the residual block to obtain a primary-transformed block; determining, by the processor, a secondary transform set applied to the primary-transformed block among a plurality of secondary transform sets based on an intra prediction mode applied to the current block; deriving, by the processor, a transform kernel applied to the current block in the determined secondary transform set; performing, by the processor, secondary transform for some coefficients of the primary-transformed block based on the derived transform kernel; and encoding, by the processor, a secondary transform index including information about the transform kernel, wherein the secondary transform index is binarized in a truncated unary scheme based on a number of available transform kernels in the determined secondary transform set. Claim [18]: The method of claim 17, wherein each of the plurality of secondary transform sets includes two transform kernels. Claim [11]: The method of claim 8, wherein each secondary transform set of the plurality of secondary transform sets includes 2 transform kernels. Claim [19]: The method of claim 17, wherein the plurality of secondary transform sets include at least one mixed secondary transform set. Claim [9]: The method of claim 8, wherein the plurality of secondary transform sets include at least one mixed secondary transform set. Claim [20]: The method of claim 19, wherein the mixed secondary transform set includes at least one 8×8 transform kernel applied to an 8×8 size area and at least one 4×4 transform kernel applied to a 4×4 size area. Claim [10]: The method of claim 9, wherein the mixed secondary transform set includes at least one 8×8 transform kernel applied to an 8×8 size area and at least one 4×4 transform kernel applied to a 4×4 size area. However, examiner notes that Chiang et al. (US Pub. No.: 2018/0302631 A1) teaches the unique limitations in the instant application regarding discloses Chiang discloses a method (see fig. 12) for decoding a video signal (see paragraph [0077]), comprising: acquiring an intra prediction mode (see paragraphs [0011] and [0033]) of the current block (see fig. 2 unit 210, e.g. “8x8 block”); obtaining dequantized transform coefficients (see fig. 3, paragraphs [0045] and [0075]) for the current block (see fig. 3, e.g. “unit 320”, paragraph [0075]); determining a secondary transform set (see paragraph [0034]) among a plurality of secondary transform sets (see paragraphs [0034] and [0052], set of NSST transforms (e.g. “NSST transforms = secondary transforms”) based on the intra prediction mode (see paragraph [0052], e.g. “intra-prediction mode”); a transform kernel in the secondary transform set (see fig. 12, paragraph [0073]). Therefore, it would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains could recognize the advantage of providing a method and apparatus for decoding and encoding a video signal on a basis of secondary transform by modifying Salehifar’s teachings in the present US Patent No.: 11,178,417 B2 for the purpose of performing, by the processor, primary transform for the residual block to obtain a primary-transformed block, thereby improving compression efficiency. Allowable Subject Matter 5. The following is a statement of reasons for the indication of allowable subject matter: Claims 11-21 of the instant application would be allowable provided obviousness type double patenting rejection above is overcome. Conclusion 6. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Han et al. (US Pub. No.: 2018/0249179 A1) discloses transform kernel selection and entropy coding. Heo et al. (US Pub. No.: 2020/0374516 A1) discloses image decoding method and apparatus based on efficient transformation of chroma component in image coding system. Kim et al. (US 2018/0041776 A1) discloses image encoding and decoding method based on low-complexity transformation, and apparatus using the same. 7. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Richard Carter whose telephone number is (571)270-1220. The examiner can normally be reached on M-F 8:30 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jay Patel can be reached on 571-272-2988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.B.C/Examiner, Art Unit 2485 /JAYANTI K PATEL/Supervisory Patent Examiner, Art Unit 2485 March 12, 2026
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Prosecution Timeline

Oct 13, 2021
Application Filed
Oct 13, 2021
Response after Non-Final Action
Feb 09, 2022
Response after Non-Final Action
Oct 31, 2025
Response after Non-Final Action
Mar 11, 2026
Non-Final Rejection — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
85%
With Interview (+20.9%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 453 resolved cases by this examiner. Grant probability derived from career allow rate.

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