Prosecution Insights
Last updated: July 17, 2026
Application No. 17/502,004

SYSTEM AND METHOD FOR PROVIDING CLINICAL DECISION SUPPORT

Non-Final OA §101
Filed
Oct 14, 2021
Priority
Oct 14, 2020 — provisional 63/091,493 +6 more
Examiner
LAU, MICHAEL J
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Etiometry Inc.
OA Round
5 (Non-Final)
71%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
218 granted / 308 resolved
+0.8% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
38 currently pending
Career history
349
Total Applications
across all art units

Statute-Specific Performance

§101
7.1%
-32.9% vs TC avg
§103
88.3%
+48.3% vs TC avg
§102
1.7%
-38.3% vs TC avg
§112
0.9%
-39.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 308 resolved cases

Office Action

§101
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 5/8/2026 has been entered. Response to Arguments Applicant's arguments and amendments filed 5/8/2026 have been fully considered but they are not persuasive. The Applicant amended the claims to have a processor perform the method and argued that the real-time determination of data acquired directly from sensors/medical devices is a practical application. The Examiner respectfully disagrees. A real-time automatic determination does not provide strict time limitations; it essentially means processing/analyzing the data as it is received. The abstract idea is a trained physicians making determinations as they receive patient data. The addition of performing on a processor is equivalent to the “apply it” language for performing the abstract idea on a generic computer, which does not bring an abstract idea into a practical application (see MPEP 2106.05(f)). As for the F1 analogy, every case has its own fact patterns and merits as to what is considered 101 eligible and therefore is not relevant to the current case. To reiterate the previous action, the claims recite collecting, aggregating, and storing patient data (extrasolution activity of mere data gathering) and monitoring and determining the patient data for compliance and eligibility (data analysis and determination), and outputting a result on a screen (extrasolution activity of data outputting). The analysis of data and making determinations about them as claimed does not recite limitations that would preclude a person from performing these steps mentally. The Examiner interprets the abstract ideas as a trained physician analyzing a collection of data over a period of time and making decisions about whether a person has been above a threshold for a certain amount of time. The claims do not contain language that would amount to significantly more than the abstract ideas highlighted in the rejection. Looking at the computer limitations, the claims don't recite any limitations that would amount to more than what are generic computer functions nor would improve the functioning of a computer. There is no indication that the combination of elements permits automation of specific tasks that previously could not be automated. There is no indication that the combination of elements includes a particular solution to a computer-based problem or a particular way to achieve a desired computer-based outcome. Rather, the collective functions of the claimed invention merely provide conventional computer implementation, i.e., the computer is simply a tool to perform the process. The Examiner recommends adding in claim language that improves the machine learning model and/or improvements to a computer component of system performance based on adjustments to parameters of a machine learning model associated with tasks or workstreams (see Ex Parte Desjardins), or an active treatment step. The 101 rejection is maintained below. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-31 are rejected under 35 U.S.C. 101 because of the following analysis: Step 1: Do the claims recite one of the statutory categories of matter (i.e. method, apparatus, etc.)? YES, Claims 1-21 recite a method, claims 22-31 recite an apparatuses. Step 2A Prong 1: Is there an abstract idea involved? YES, the claim language recites receiving information relating to a plurality of medical protocols, receiving patient data, indicating a patient is eligible for an eligible protocol (analysis, determination), and indicating that a patient is enrolled in an active protocol (analysis, determination), and determining, in real-time based on the data acquired directly from said one or more sensors and/or said one or more medical devices and said eligibility rules (mathematics, determining step), that a patient is eligible for an eligible protocol which are grouped as a mental process under the 2019 PEG or a certain method of organizing human activity under the 2019 PEG. Step 2a Prong 2: Do the claims recite additional elements that integrate the exception into a practical application? NO, the claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional elements when considered both individually and as an ordered combination do not amount to significantly more than the abstract idea. The claims recite the additional elements of a display and one or more generic sensors/medical devices. The additional elements recited in Claims 1, 22, and 29 (and their respective dependent claims) do not improve the functioning of a computer, or any other technology or technical field. Nor do these above-identified additional elements serve to apply the above-identified abstract idea with, or by use of, a particular machine, effect a transformation or apply or use the above-identified abstract idea in some other meaningful way beyond generally linking the use thereof to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception. Furthermore, the above-identified additional elements do not add a meaningful limitation to the abstract idea because they amount to simply implementing the abstract idea on a computer. For at least these reasons, the abstract idea identified above in independent Claims 1, 22, and 29 (and their respective dependent claims) is not integrated into a practical application under 2019 PEG. Moreover, the above-identified abstract idea is not integrated into a practical application under 2019 PEG because the claimed method and system merely implements the above-identified abstract idea (e.g., mental process and certain method of organizing human activity) using rules (e.g., computer instructions) executed by a computer. In other words, these claims are merely directed to an abstract idea with additional generic computer elements which do not add a meaningful limitation to the abstract idea because they amount to simply implementing the abstract idea on a computer. Additionally, Applicant’s specification does not include any discussion of how the claimed invention provides a technical improvement realized by these claims over the prior art or any explanation of a technical problem having an unconventional technical solution that is expressed in these claims. That is, like Affinity Labs of Tex. v. DirecTV, LLC, the specification fails to provide sufficient details regarding the manner in which the claimed invention accomplishes any technical improvement or solution. Thus, for these additional reasons, the abstract idea identified above in independent Claims (and their respective dependent claims) is not integrated into a practical application under the 2019 PEG. Accordingly, independent Claims (and their respective dependent claims) are each directed to an abstract idea under 2019 PEG. Step 2B: Do the additional elements amount to “Significantly More” than the judicial exception? NO, the emphasized elements cited above do not amount to significantly more than the judicial exception because these limitations are simply appending well-understood, routine and conventional activities previously known in the industry, specified at a high level of generality, to the judicial exception, e.g., a claim to an abstract idea requiring no more than a generic computer to perform generic computer functions that are well-understood, routine and conventional activities previously known in the industry (see Electric Power Group, 830 F.3d 1350 (Fed. Cir. 2016); Alice Corp. v. CLS Bank Int’I, 110 USPQ2d 1976 (2014)). In view of the above, the additional elements individually do not amount to significantly more than the above-judicial exception (the abstract idea). Looking at the limitations as an ordered combination (that is, as a whole) adds nothing that is not already present when looking at the elements taken individually. There is no indication that the combination of elements improves the functioning of a computer, for example, or improves any other technology. There is no indication that the combination of elements permits automation of specific tasks that previously could not be automated. There is no indication that the combination of elements includes a particular solution to a computer-based problem or a particular way to achieve a desired computer-based outcome. Rather, the collective functions of the claimed invention merely provide conventional computer implementation, i.e., the computer is simply a tool to perform the process. Simply appending well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception, e.g., a claim to an abstract idea requiring no more than a generic computer to perform generic computer functions that are well-understood, routine and conventional activities previously known to the industry, as discussed in Alice Corp., 573 U.S. at 225, 110 USPQ2d at 1984 (see MPEP § 2106.05(d)). Further, dependent Claims 2-21, 23-28, and 30-31 merely include limitations that either further define the abstract idea (and thus don’t make the abstract idea any less abstract) or amount to no more than generally linking the use of the abstract idea to a particular technological environment or field of use because they’re merely incidental or token additions to the claims that do not alter or affect how the process steps are performed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J LAU whose telephone number is (571)272-2317. The examiner can normally be reached 8-5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Carl Layno can be reached at 571-272-4949. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL J LAU/Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Show 9 earlier events
Apr 30, 2025
Non-Final Rejection mailed — §101
Sep 02, 2025
Response Filed
Nov 10, 2025
Final Rejection mailed — §101
Mar 10, 2026
Response after Non-Final Action
Apr 10, 2026
Response after Non-Final Action
May 08, 2026
Request for Continued Examination
May 12, 2026
Response after Non-Final Action
May 19, 2026
Non-Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
71%
Grant Probability
95%
With Interview (+24.0%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 308 resolved cases by this examiner. Grant probability derived from career allowance rate.

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