Prosecution Insights
Last updated: April 19, 2026
Application No. 17/502,032

PERFORMING A SEPARATION ON A FIELD FLOW FRACTIONATOR

Non-Final OA §103§112
Filed
Oct 14, 2021
Examiner
KEYWORTH, PETER
Art Unit
1777
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Wyatt Technology LLC
OA Round
3 (Non-Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
3y 5m
To Grant
82%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
447 granted / 775 resolved
-7.3% vs TC avg
Strong +24% interview lift
Without
With
+23.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
47 currently pending
Career history
822
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
28.5%
-11.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 775 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/29/2025 has been entered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 10-11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 10 recites the limitation "the first mode." There is insufficient antecedent basis for this limitation in the claim. Claim 10 recites the limitation "the second mode." There is insufficient antecedent basis for this limitation in the claim. Claim 11 recites the limitation "the first mode." There is insufficient antecedent basis for this limitation in the claim. Claim 11 recites the limitation "the second mode." There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 6-7, and 10-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Klein (US 2016/0011155) in view of Henderson et al. (US 2005/0279408). Regarding claim 1, Klein teaches a method comprising executing, by a computer system/controller, a set of logical operations measuring a mass flow control valve position of a control valve connected to a mass flow controller coupled to a field flow fractionator and a pressure control means coupled to the field fold fractionator in an optimal stability state; storing, by the computer system, the valve positions to a data store as preset values (open closed valve positions); and in response to receiving, by the computer system, a switch mode command, executing, by the computer system, a set of logical operations retrieving the preset values from the data store and processing the retrieved preset values for setting initial conditions for the controllers corresponding to the preset values (focusing mode valve control based on preset open and closed [0033]-[0036] and elution mode based on preset valve position values [0042]), resulting in changing from a current mode to a new mode (focusing to elution) of the field flow fractionator ([0006], [0039]-[0042], [0061]-[0065] and claim 15). Klein teaches that the pressure regulating means is a back pressure regulator comprising a stamp and spring (similar/same components to a valve) but fails to teach the back pressure regulator/valve being connected to a pressure controller as claimed. Henderson teaches that it is beneficial to provide an electronically controlled back pressure regulator that has a proportional valve in order to modify and control the pressure in the desired conduits (claim 5). As such, one skilled in the art would have found it obvious to provide a controller that electronically controls and monitors the valve within the back pressure regulator in order to more accurately control the pressure within the system to a desired value. Regarding claims 2 and 10-11, Klein teaches that current mode/first mode can be focus mode and the new mode/second mode can be elution mode. Regarding claim 6, it is submitted that the apparatus capable of performing the method discussed in claim 1 above would include all elements and programming stated in claim 6. Regarding claim 7, it is submitted that the computer program capable of performing the method discussed in claim 1 above would include all programming stated in claim 7. Response to Arguments Applicant's arguments filed 9/29/2025 have been fully considered but they are not persuasive. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., enabling stable transitions, measured optimal valve positions, dynamically applying stored presets, the differences from how the presets are used in comparison to Klein) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). As stated above in the rejection, the claims merely require the computer system to store valve positions as preset values. Klein teaches that valve positions of open and closed are used as preset values and such preset values for the valves are used to initialize, control, and operate the field flow fractionator in focus mode and then switch to elution mode according to the a switch command. It is further noted in the course of operating the valves according to the focus and elution modes of Klein, the preset values of open and closed for the valve positioning would be retrieved and processed thereby setting initial and subsequent operational positioning for the valves when the modes are performing and switching the focus to elution modes and vice versa. If Applicant is attempting to claim more than the open and closed valve positions as preset values, then the claims should positively recite such a limitation provided there is originally filed support. Otherwise, preset values of only the open valve position and the closed valve position would read on the claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PETER KEYWORTH whose telephone number is (571)270-3479. The examiner can normally be reached 9-5 MT (11-7 ET). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Dieterle can be reached at (571) 270-7872. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PETER KEYWORTH/Primary Examiner, Art Unit 1777
Read full office action

Prosecution Timeline

Oct 14, 2021
Application Filed
Oct 14, 2022
Response after Non-Final Action
Jan 17, 2025
Non-Final Rejection — §103, §112
Apr 17, 2025
Response Filed
Jul 15, 2025
Final Rejection — §103, §112
Sep 09, 2025
Interview Requested
Sep 15, 2025
Applicant Interview (Telephonic)
Sep 15, 2025
Examiner Interview Summary
Sep 29, 2025
Response after Non-Final Action
Oct 16, 2025
Request for Continued Examination
Oct 17, 2025
Response after Non-Final Action
Jan 27, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600654
SYSTEMS AND METHODS FOR BIOLOGICAL TRANSFORMATION, CONCENTRATION, AND RECOVERY OF SELENIUM FROM WASTEWATER
2y 5m to grant Granted Apr 14, 2026
Patent 12595195
METHOD FOR REFINERY WASTEWATER TREATMENT, A SYSTEM AND USES THEREOF
2y 5m to grant Granted Apr 07, 2026
Patent 12583778
WATER REMEDIATION SYSTEM
2y 5m to grant Granted Mar 24, 2026
Patent 12576201
METHODS FOR ISOLATING UMBILICAL CORD BLOOD PLASMA PRODUCTS, TISSUE AND CELLULAR EXOSOMES, AND COMPOSITIONS AND METHODS OF USE THEREOF
2y 5m to grant Granted Mar 17, 2026
Patent 12577138
USING DAPHNIA FOR BIOREMEDIATION
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
82%
With Interview (+23.9%)
3y 5m
Median Time to Grant
High
PTA Risk
Based on 775 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month