Prosecution Insights
Last updated: April 19, 2026
Application No. 17/511,091

TRANSVERSELY-EXCITED FILM BULK ACOUSTIC RESONATORS WITH IMPROVED EDGE EFFECTS

Non-Final OA §102§103
Filed
Oct 26, 2021
Examiner
WONG, ALAN
Art Unit
2843
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Murata Manufacturing Co. Ltd.
OA Round
3 (Non-Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
2y 11m
To Grant
93%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
494 granted / 594 resolved
+15.2% vs TC avg
Moderate +10% lift
Without
With
+9.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
17 currently pending
Career history
611
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
45.4%
+5.4% vs TC avg
§102
28.1%
-11.9% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 594 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3/9/26 has been entered. Response to Arguments Applicant’s amendments/arguments have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Hatano US 11,239,817. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 3, 7, 8, 10, 14, 15, 17, 21-23 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Hatano US 11,239,817. 1. Hatano discloses an acoustic resonator device (Figs. 2A,B, also annotated above etc.) comprising: a piezoelectric layer (12) having front and back surfaces; an interdigital transducer (IDT; 20) on the front surface comprising interleaved fingers extending from opposing busbars (18), an overlapping distance of the interleaved fingers defining an aperture (tip and center regions) of the acoustic resonator device; a modified acoustic velocity region (gap region only or in addition with tip region) proximate an edge (tip) of the aperture; and a dielectric layer (125) on the piezoelectric layer and in the modified acoustic velocity region, wherein the dielectric layer is thinner in the modified acoustic velocity region (e.g., gap region) than in central portion (center) of the aperture of the acoustic resonator device, wherein the interleaved fingers are disposed at a first portion (e.g., center region) of the piezoelectric layer and each of the opposing busbars are disposed at a second portion (e.g., busbar region; 110A) of the piezoelectric layer (definition as needed), and wherein a device thickness of the modified acoustic velocity region is thinner than device thicknesses of each of the first portion and the second portion (see Fig. 2B). 3. The acoustic resonator device of claim 1, wherein the interleaved fingers extend alternately from the opposing busbars, and wherein the modified acoustic velocity region is outside of the aperture (gap region only) and between an end of each interleaved finger of the interleaved fingers and one of the busbars of the opposing busbars (Figs. 2A,B). 7. The acoustic resonator device of claim 1, wherein the modified acoustic velocity region is configured to reduce acoustic energy leakage as compared to an acoustic resonator device without a modified acoustic velocity region (abstract; Col. 2 lines 28-43, Col. 5 lines 61-67). 21. The acoustic resonator device of claim 1, wherein the opposing bausbars include a first busbar and a second busbar, the interleaved fingers extend alternately from the first and second busbars (see Fig. 2A), the modified acoustic velocity region extends from the first busbar towards the interleaved fingers extending from the second busbar (gap region), and the modified acoustic velocity region overlaps at least a portion of the interleaved fingers (tip region) extending from the second busbar in a plan view of the first surface of the piezoelectric layer (i.e., gap region and tip region together as the modified acoustic velocity region). 8, 10, 14, 22. For brevity, Hatano discloses a filter device (Fig. 7A), a conductor patten comprising a plurality of IDTs of a respective plurality of resonators (i.e., the IDTs of the various resonators as shown; Col. 9 lines 47-55) and resonators as similarly discussed above (see claims 1, 3, 7, 21 above). 15, 17, 23. For brevity, Hatano discloses a method of fabricating (realized by) an acoustic resonator device as similarly discussed above (see claims 1, 3, 21 above). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 2, 4, 5, 9, 11, 12, 16, 18, 19 are rejected under 35 U.S.C. 103 as being unpatentable over Hatano US 11,239,817. 2, 4, 9, 11, 16, 18. Hatano discloses the invention as discussed above, including the IDT has a central part without dummy fingers (14A, similar to Fig. 1A) but does not explicitly disclose for claims 2, 9, 16: dummy fingers in the modified acoustic velocity region; for claims 4, 11, 18: at least one dummy finger in the modified velocity region between at least one interleaved finger and one busbar of the opposing busbars. Hatano exemplarily discloses other IDT structure (Fig. 1C) including dummy fingers (20C) between one busbar (18A,B) and interleaved fingers (20B). At the time of filing, it would have been obvious to one of ordinary skill in the art to have made/replaced the central part of the IDT with IDT part including dummy fingers. The modification would have been obvious as a simple substitution and/or combination of parts (i.e., with or without dummy fingers) as taught by Hatano (Figs. 1A,C, 2A, etc.; Col. 13 lines 62-64). As a result of the combination, the dummy fingers would be located in the modified acoustic velocity region (e.g., as part of the gap region) and between the busbars and interleaved fingers. 5, 12, 19. Hatano discloses the at least one dummy finger extends from the one busbar of the opposing busbars, and wherein a length of the at least one dummy finger corresponds to a distance between the at least one dummy finger and the at least one interleaved finger (Fig. 1C; length of the dummy finger 20C is necessary correspond, that is in a ratio, to the distance between the dummy finger and the interleaved finger). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALAN WONG whose telephone number is (571)272-3238. The examiner can normally be reached M-F: 10am - 7:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Andrea Lindgren Baltzell can be reached at 571-272-5918. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.W/Examiner, Art Unit 2843 /ANDREA LINDGREN BALTZELL/Supervisory Patent Examiner, Art Unit 2843
Read full office action

Prosecution Timeline

Oct 26, 2021
Application Filed
Mar 24, 2025
Non-Final Rejection — §102, §103
Jul 02, 2025
Response after Non-Final Action
Jul 02, 2025
Response Filed
Sep 19, 2025
Applicant Interview (Telephonic)
Oct 01, 2025
Examiner Interview Summary
Oct 01, 2025
Response after Non-Final Action
Nov 26, 2025
Final Rejection — §102, §103
Mar 09, 2026
Request for Continued Examination
Mar 16, 2026
Response after Non-Final Action
Mar 27, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12587161
HIGHER ORDER LAMB WAVE ACOUSTIC DEVICES WITH COMPLEMENTARILY-ORIENTED PIEZOELECTRIC LAYERS
2y 5m to grant Granted Mar 24, 2026
Patent 12587171
PASSBAND FILTER COMBINING TWO SETS OF COMPONENTS
2y 5m to grant Granted Mar 24, 2026
Patent 12556159
BULK ACOUSTIC WAVE RESONATOR WITH INTEGRATED CAPACITOR
2y 5m to grant Granted Feb 17, 2026
Patent 12549154
PACKAGE COMPRISING AN ACOUSTIC DEVICE AND A CAP SUBSTRATE COMPRISING AN INDUCTOR
2y 5m to grant Granted Feb 10, 2026
Patent 12542535
ACOUSTIC WAVE FILTER WITH DIFFERENT TYPES OF RESONATORS IN ACOUSTIC FILTER COMPONENT AND/OR MULTIPLEXER
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
93%
With Interview (+9.5%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 594 resolved cases by this examiner. Grant probability derived from career allow rate.

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