Prosecution Insights
Last updated: July 17, 2026
Application No. 17/534,649

SYSTEMS AND METHODS FOR HEATING BATTERIES

Final Rejection §103
Filed
Nov 24, 2021
Examiner
LAUGHLIN, CHARLES S
Art Unit
2846
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Rivian Ip Holdings LLC
OA Round
7 (Final)
77%
Grant Probability
Favorable
8-9
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
295 granted / 384 resolved
+8.8% vs TC avg
Moderate +11% lift
Without
With
+10.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
424
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
76.4%
+36.4% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
3.5%
-36.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 384 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7, 9-12, and 14-20 are rejected under 35 U.S.C. 103 as being unpatentable over Yaguchi (US 2008/0143281) in view of Ito (US 2017/0133972). Regarding claim 1, Yaguchi discloses (Fig. 1): A controller unit of a vehicle (Fig. 1, 100), the control unit comprising: a controller (40) electrically couplable to an inverter (14, ¶0057); and a memory configured to store computer-executable instructions configured to cause the controller (40) to: a result of operating a drive unit of the vehicle according to one or more motor command currents (Id*, Iq*), and received by the controller as feedback from the drive unit (Iv, Iw, ¶0103-¶0106), generate one or more additional motor command currents responsive to a battery heat request value (¶0106), a torque command (Tr), and the estimated heat value (Calculated from Iv, Iw, ¶0121); and transmit the one or more additional motor command currents to the inverter (¶0121), to facilitate delivery of heat to a battery associated with the vehicle to achieve a target temperature while also causing a motor associated with a drive unit to operate at a level of torque that corresponds to the torque command (¶0121-¶0123). They do not disclose: generate an estimated heat value that is i) responsive to at least one of a motor winding loss value or a motor magnet core loss value and ii) based on a drive unit current value and a drive unit temperature, wherein the drive unit current value However, Ito teaches (fig. 12): generate an estimated heat value (Fig. 12, S24, S25, S26) that is i) responsive to at least one of a motor winding loss value or a motor magnet core loss value (copper and iron loses are winding losses, S24-S26, ¶0101-¶0105) and ii) based on a drive unit current value and (S22) a drive unit temperature (S23, ¶0100-¶0105), wherein the drive unit current value Regarding claim 1, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to take the battery heating system from Yaguchi that calculates a heat loss of a motor in order to heat up a battery based on the battery temperature and current commands (¶0121-¶0123) and utilize the method from Ito which calculates a motor loss value based on the measured currents in order to improve the accuracy of the heat calculated value for the motor as taught by Ito (¶0100-¶0105). This would enable a more accurate prediction for the heat loss of a motor which would help heat the battery as taught by Yaguchi which improves efficiency (¶0123). Regarding claim 2, Yaguchi discloses (Fig. 1): wherein: determine a difference between the battery heat request value and the estimated heat value (¶0085-¶0086, ¶0123, calculates battery heating amount based on the heat value or temperature); generating the motor command (Fig. 3, Id*, Iq*) is further responsive to the torque command (TR) and a difference between the battery heat request value and the estimated heat value (¶0106, battery lower than temperature threshold, controller initiates heating mode). Regarding claim 2, Yaguchi discloses (Fig. 1): wherein: determine a difference between the battery heat request value and the estimated heat value (¶0085-¶0086, ¶0123, calculates battery heating amount based on the heat value or temperature); generating the motor command (Fig. 3, Id*, Iq*) is further responsive to the torque command (TR) and a difference between the battery heat request value and the estimated heat value (¶0106, battery lower than temperature threshold, controller initiates heating mode). Regarding claim 3, Yaguchi discloses (Fig. 1): the estimated heat value responsive to a heat transfer efficiency factor (¶0120-¶0126). Regarding claim 4, Yaguchi discloses (Fig. 1): wherein the one or more additional motor command (Fig. 3, Id*, Iq*) further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (TR) and the difference between the battery heat request value and the estimated heat value (From 410, and Tbat, Tmot, Iv, and Iw); and transforming the first current value (Id*) and the second current value (Iq*) into three-phase current values (via 420, ¶0111). Regarding claim 5, Yaguchi discloses (Fig. 1): wherein the controller is further configured to generate: the motor command (Fig. 3, Id*, Iq*) is further responsive to the torque command (Tr) and a difference between the battery heat request value and the battery temperature value (calculates loss and heat needed to heat battery based on motor and battery temperatures, ¶0120-¶0126). Regarding claim 6, Yaguchi discloses (Fig. 1): wherein the one or more additional motor command currents further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (Tr) and the difference between the battery heat request value and the battery temperature value (calculates loss and heat needed to heat battery based on motor and battery temperatures, ¶0120-¶0126); and transforming the first current value and the second current value into three-phase current values (via 420). Regarding claim 7, Yaguchi discloses (Fig. 1): A drive unit of a vehicle (Fig. 1, 100) comprising: a first inverter (14) configured to receive direct current (DC) electrical power from a battery (B, ¶0057); a first electric motor (M1) configured to receive three-phase alternating current (AC) electrical power from the first inverter (14, ¶0078); a controller (40) electrically couplable to the first inverter (14, ¶0057); and a memory configured to store computer-executable instructions configured to cause the controller (40) to: a result of operating a drive unit of the vehicle according to one or more motor command currents (Id*, Iq*), and received by the controller as feedback from the drive unit (Iv, Iw, ¶0103-¶0106), determine a difference between a battery heat request value and the estimated heat value (¶0121-¶0123); generate one or more additional motor command currents based on (¶0106), a torque command (Tr), and the difference between the battery heat request value and the estimated heat value (¶0121-¶0123); and transmit the one or more additional motor command currents to the first inverter (¶0121), to facilitate delivery of heat to a battery associated with the vehicle to achieve a target temperature while also causing the first electric motor to operate at a level of torque that corresponds to the torque command (¶0121-¶0123). They do not disclose: generate an estimated heat value that is i) responsive at least one of a motor winding loss value or a motor magnet core loss value and ii) based on a drive unit current value and a drive unit temperature, wherein the drive unit current value However, Ito teaches (fig. 12): generate an estimated heat value (Fig. 12, S24, S25, S26) that is i) responsive to at least one of a motor winding loss value or a motor magnet core loss value (copper and iron loses are winding losses, S24-S26, ¶0101-¶0105) and ii) based on a drive unit current value and (S22) a drive unit temperature (S23, ¶0100-¶0105), wherein the drive unit current value Regarding claim 7, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to take the battery heating system from Yaguchi that calculates a heat loss of a motor in order to heat up a battery based on the battery temperature and current commands (¶0121-¶0123) and utilize the method from Ito which calculates a motor loss value based on the measured currents in order to improve the accuracy of the heat calculated value for the motor as taught by Ito (¶0100-¶0105). This would enable a more accurate prediction for the heat loss of a motor which would help heat the battery as taught by Yaguchi which improves efficiency (¶0123). Regarding claim 9, Yaguchi discloses (Fig. 1): wherein the controller is further configured to generate the estimated heat value is further responsive to a value chosen from a motor winding loss value, a motor magnet core loss value, and a heat transfer efficiency factor (¶0120-¶0126). Regarding claim 10, Yaguchi discloses (Fig. 1): wherein the one or more additional motor command (Fig. 3, Id*, Iq*) further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (TR) and the difference between the battery heat request value and the estimated heat value (From 410, and Tbat, Tmot, Iv, and Iw); and transforming the first current value (Id*) and the second current value (Iq*) into three-phase current values (via 420, ¶0111). Regarding claim 11, Yaguchi discloses (Fig. 1): wherein: the motor command (Fig. 3, Id*, Iq*) is further responsive to the torque command (Tr) and a difference between the battery heat request value and the battery temperature value (calculates loss and heat needed to heat battery based on motor and battery temperatures, ¶0120-¶0126). Regarding claim 12, Yaguchi discloses (Fig. 1): wherein a motor command further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (Tr) and the difference between the battery heat request value and the battery temperature value (calculates loss and heat needed to heat battery based on motor and battery temperatures, ¶0120-¶0126); and transforming the first current value and the second current value into three-phase current values (via 420). Regarding claim 14, Yaguchi discloses (Fig. 1): a result of operating a drive unit of the vehicle according to one or more motor command currents (Id*, Iq*) generating one or more additional motor command currents responsive to a battery heat request value (¶0106), a torque command (Tr), and the estimated heat value (Calculated from Iv, Iw, ¶0121); and transmitting the one or more additional motor command currents to an inverter (¶0121), to facilitate delivery of heat to a battery associated with the vehicle to achieve a target temperature while also causing the electric motor to operate at a level of torque that corresponds to the torque command (¶0121-¶0123). They do not disclose: A method comprising: generating an estimated battery heat value that is i) responsive to at least one of a motor winding loss value, a motor magnet core loss value, or a heat transfer efficiency factor and ii) based on a drive unit current value and a drive unit temperature, wherein the drive unit current value However, Ito teaches (fig. 12): A method comprising: generating an estimated heat value (Fig. 12, S24, S25, S26) that is i) responsive to at least one of a motor winding loss value or a motor magnet core loss value (copper and iron loses are winding losses, S24-S26, ¶0101-¶0105) and ii) based on a drive unit current value and (S22) a drive unit temperature (S23, ¶0100-¶0105), wherein the drive unit current value Regarding claim 14, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to take the battery heating system from Yaguchi that calculates a heat loss of a motor in order to heat up a battery based on the battery temperature and current commands (¶0121-¶0123) and utilize the method from Ito which calculates a motor loss value based on the measured currents in order to improve the accuracy of the heat calculated value for the motor as taught by Ito (¶0100-¶0105). This would enable a more accurate prediction for the heat loss of a motor which would help heat the battery as taught by Yaguchi which improves efficiency (¶0123). Regarding claim 15, Yaguchi discloses (Fig. 1): further comprising: receiving heat generated by a device chosen from the inverter and the motor; and transferring the heat to a battery (¶0106, battery lower than temperature threshold, controller initiates heating mode). Regarding claim 16, Yaguchi discloses (Fig. 1): further comprising: receiving a drive unit current value; receiving a drive unit temperature value; generating an estimated battery heat value responsive to the drive unit current value and the drive unit temperature value, wherein generating the motor command is further responsive to the torque command and a difference between the battery heat request value and the estimated heat value (calculates loss and heat needed to heat battery based on motor and battery temperatures, ¶0120-¶0126). Regarding claim 17, Yaguchi discloses (Fig. 1): wherein generating the estimated heat value is further responsive to a heat transfer efficiency factor (¶0120-¶0126). Regarding claim 18, Yaguchi discloses (Fig. 1): wherein generating a motor command further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (TR) and the difference between the battery heat request value and the battery temperature value (From 410, and Tbat, Tmot, Iv, and Iw); and transforming the first current value (Id*) and the second current value (Iq*) into three-phase current values (via 420, ¶0111). Regarding claim 19, Yaguchi discloses (Fig. 1): further comprising: receiving a battery temperature value, wherein generating the motor command is further responsive to the torque command and a difference between the battery heat request value and the battery temperature value (calculates loss and heat needed to heat battery bead on motor and battery temperatures, ¶0120-¶0126). Regarding claim 20, Yaguchi discloses (Fig. 1): wherein generating a motor command further includes: determining a first current value (Fig. 3, Id*) and a second current value (Iq*) responsive to the torque command (TR) and the difference between the battery heat request value and the battery temperature value (From 410, and Tbat, Tmot, Iv, and Iw); and transforming the first current value (Id*) and the second current value (Iq*) into three-phase current values (via 420, ¶0111). Claim(s) 13 is rejected under 35 U.S.C. 103 as being unpatentable over Yaguchi (US 2008/0143281) in view of Ito (US 2017/0133972). Regarding claim 13, Yaguchi and Ito disclose the above elements from claim 11. They do not disclose: further comprising: a second inverter configured to receive DC electrical power from the battery; a second electric motor configured to receive three-phase AC electrical power from the second inverter, wherein the instructions are further configured to cause the controller to: send the second electric motor command to the second inverter However, Ishishita teaches (Fig. 1): further comprising: a second inverter (Fig. 1, 22) configured to receive DC electrical power from the battery (B); a second electric motor (MG2) configured to receive three-phase AC electrical power from the second inverter(22), wherein the instructions are further configured to cause the controller to: send the second electric motor command to the second inverter (¶0071). Regarding claim 13, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to take the battery heating system from Yaguchi that calculates a heat loss of a motor in order to heat up a battery based on the battery temperature and current commands (¶0121-¶0123) and utilize the method from Ito which calculates a motor loss value based on the measured currents in order to improve the accuracy of the heat calculated value for the motor as taught by Ito (¶0100-¶0105). This would enable a more accurate prediction for the heat loss of a motor which would help heat the battery as taught by Yaguchi which improves efficiency (¶0123). It would have been further obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to take the inverter system from Yaguchi with the methos of operation from Ito that warms a battery by sending motor current to the motor causing the battery to warm due to resistance (¶0085-¶0086) and apply this to the motor system from Ishishita which uses a dual motor system in order to a have a hybrid vehicle that also can warm its battery using both inverters as taught by Ishishita (¶0072). This would extend the range of the vehicle to give more power for heating the battery more during cold weather which increases range and reliability. Response to Arguments Applicant's arguments filed 1/2/26 have been fully considered but they are not persuasive. Regarding applicant’s arguments pertaining to claims 1-12, and 14-20, applicant argues that Yaguchi does not disclose and estimated heat value, however, the heat quantity is calculated in ¶0121-¶0123 which is determined from the phase currents in ¶0116-¶0120. Applicant argues that Yaguchi does not disclose difference between battery heat request value and the estimated heat value, however, in ¶0121-¶0123, this is taught where the optimum operation point is calculated based on a heat loss ΔL which would be the heat request value and estimated heat value difference. Regarding claim, applicant argues that Yaguchi does not teach a heat quantity and that a heat quantity is not an estimated value. However, in ¶0122-¶0123, the heat quantity change is calculated based on the various losses and the current, this would be the estimated heat quantity and the difference is the change in heat which is what the delta signifies as a change or a difference in the heat quantity. The battery heat request value would be based on the current command, as such, ¶0119-¶0123 teaches this. Applicant argues that a heat quantity ΔQ were replaced from a copper loss or an iron loss, would be determined from Id* and Iq* and no from Iw or Iv, and would not be based on a drive unit current value and a drive unit temperature wherein the drive unit current value is a result of operating a drive unit of the vehicle according to one or motor command current and received by the controller as feedback from the drive unit” however, in ¶0085 from Yaguchi, Yaguchi teaches how the copper loss is calculated from the measured current and Ito also teaches how the current is used to calculate the temperature based on the measured current (¶0100-¶0105 such as iron loss). As such, this would be the total heat quantity loss. As such, examiner is maintaining the rejections of claims 1-20. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES S LAUGHLIN whose telephone number is (571)270-7244. The examiner can normally be reached Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eduardo Colon-Santana can be reached at (571) 272-2060. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.S.L./Examiner, Art Unit 2846 /KAWING CHAN/Primary Examiner, Art Unit 2837
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Prosecution Timeline

Show 10 earlier events
Aug 12, 2024
Response Filed
Jan 16, 2025
Final Rejection mailed — §103
Mar 17, 2025
Response after Non-Final Action
May 15, 2025
Non-Final Rejection mailed — §103
Aug 05, 2025
Response Filed
Oct 02, 2025
Non-Final Rejection mailed — §103
Jan 02, 2026
Response Filed
Jun 03, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

8-9
Expected OA Rounds
77%
Grant Probability
87%
With Interview (+10.6%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 384 resolved cases by this examiner. Grant probability derived from career allowance rate.

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