Prosecution Insights
Last updated: April 19, 2026
Application No. 17/537,899

INKS, COATINGS AND ADHESIVES AS CARRIERS FOR TAGGANTS FOR TOBACCO PRODUCT AUTHENTICATION AND COMPONENT DETECTION

Non-Final OA §103
Filed
Nov 30, 2021
Examiner
FELTON, MICHAEL J
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Altria Client Services LLC
OA Round
3 (Non-Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
4y 9m
To Grant
74%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
287 granted / 486 resolved
-5.9% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
4y 9m
Avg Prosecution
41 currently pending
Career history
527
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.1%
+18.1% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
18.8%
-21.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 486 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/23/2025 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 41, 43, 48, and 57 is/are rejected under 35 U.S.C. 103 as being unpatentable over Barreto (US 2005/0099475) in view of Obrams et al. (WO 2004/070501 A2). Regarding claim 41 and 43, Barreto discloses that traditional methods of marking pharmaceutical products does little to facilitate control of counterfeit products and fraudulent dispensing and discloses that marking products with an edible invisible ink containing a compound such as quinine (i.e. a stokes shift taggant, 0031) that fluoresces in the visible spectrum when illuminated with UV light. The invisible ink can use water as a solvent and contain starch (i.e. corn starch, 0031). Starches inherently contain dextrose (i.e. a biopolymer of d-glucose). Barreto does not disclose that the consumer product is a pouched tobacco product. However, it would have been obvious to mark oral pouched tobacco products in similar ways to pharmaceutical products. Both products are controlled by the US Food and Drug Administration and one of ordinary skill would understand and reasonably expect the ink of Barreto would be predictably be able to covertly label a pouched tobacco product. It is known to be obvious to use known technique to improve similar devices (pharmaceuticals, tobacco products) in the same way (product tracking). Barreto discloses using a stokes shift taggant but does not disclose that the organic taggant is indocyanine green. However, Obrams et al. disclose a similar system for tracking and preventing counterfeiting products and disclose using luminescent compounds such as indocyanine green (page 7, 24-34). It would have been obvious to one of ordinary skill in the art at the time of filing/invention to use the compounds disclosed by Obrams et al. including indocyanine green, in place of the quinine taggant in the invention of Barreto. Replacing the taggant would have been within the ability of one of ordinary skill and the results would have been predictable (i.e. the absorption and emission of indocyanine green is known). In addition, it is considered to be obvious to perform a simple substitution of one known element (i.e. quinine) with another known element to obtain a predictable result. Regarding claim 48, indocyanine green is inherently water soluble. properties of chemical compounds are inherent and as such, the indocyanine green of the prior art must have the same properties as the compound claimed because the compounds are the same. Regarding claim 57, Barreto discloses using up to 1% by weight organic fluorescent taggant (0035). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J FELTON whose telephone number is (571)272-4805. The examiner can normally be reached on Monday, Thursday-Friday 7:00-4:30, Wednesday 7:00-1:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached on 571-270-3882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael J Felton/ Primary Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Nov 30, 2021
Application Filed
Dec 29, 2021
Response after Non-Final Action
Jun 02, 2025
Non-Final Rejection — §103
Sep 04, 2025
Response Filed
Oct 21, 2025
Final Rejection — §103
Dec 23, 2025
Response after Non-Final Action
Jan 23, 2026
Request for Continued Examination
Jan 28, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12564214
TOBACCO SMOKE FILTER AND METHOD OF PRODUCTION
2y 5m to grant Granted Mar 03, 2026
Patent 12564216
CIGAR ASHTRAY SYSTEM WITH COOLING
2y 5m to grant Granted Mar 03, 2026
Patent 12538940
TOBACCO HAVING REDUCED TOBACCO SPECIFIC NITROSAMINE CONTENT
2y 5m to grant Granted Feb 03, 2026
Patent 12532907
HYDROPHOBIC PLUG WRAP
2y 5m to grant Granted Jan 27, 2026
Patent 12514281
ARTICLE FOR USE IN AN APPARATUS FOR HEATING SMOKABLE MATERIAL
2y 5m to grant Granted Jan 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
74%
With Interview (+14.8%)
4y 9m
Median Time to Grant
High
PTA Risk
Based on 486 resolved cases by this examiner. Grant probability derived from career allow rate.

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