Prosecution Insights
Last updated: July 17, 2026
Application No. 17/548,838

SYNTHESIS OF TRANSITION METAL LAYERED OXIDE MATERIALS FOR BATTERY CATHODES

Non-Final OA §102§112
Filed
Dec 13, 2021
Priority
Dec 14, 2020 — provisional 63/124,917
Examiner
YUAN, DAH WEI D
Art Unit
1717
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ut-battelle LLC
OA Round
4 (Non-Final)
23%
Grant Probability
At Risk
4-5
OA Rounds
0m
Est. Remaining
35%
With Interview

Examiner Intelligence

Grants only 23% of cases
23%
Career Allowance Rate
10 granted / 43 resolved
-41.7% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
13 currently pending
Career history
61
Total Applications
across all art units

Statute-Specific Performance

§103
85.9%
+45.9% vs TC avg
§102
7.1%
-32.9% vs TC avg
§112
4.1%
-35.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 43 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The Applicant’s amendment filed on December 11, 2025 was received. Claim 1 was amended. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/11/2025 has been entered. Claim Rejections - 35 USC § 112 3. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1,5,7-18 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. The recitations “combining only solid precursors including a solid alkali-containing precursor and at least one solid metal precursor” in claim 1 are not supported in the original disclosure filed. Claim Rejections - 35 USC § 102 Claims 1,5,7-18 remain rejected under 35 U.S.C. 102(a)(1) as anticipated by Peralta et al. (US 20190372112 A1). The rejections are restated below to address the amendment. Regarding claim 1, Peralta et al. teach a method of forming a transition metal layered oxide for a lithium-ion battery; the method comprising use of lithium hydroxide (a solid alkali-containing precursor) and sulphates of elements other than Li (for example, nickel sulphate or manganese sulphate) or nickel nitrate, manganese nitrate and cobalt nitrate (solid metal precursor). The alkali-containing precursor and the metal precursor is first mixture is at 30-70°C followed by calcination/heat treatment at a temperature between 700° and 1000°C. See Abstract, para. 72-74,93. Peralta et al. do not explicitly disclose the formation of a liquid eutectic alloy mixture and its melting point being lower than that of any of the individual solid precursor components of the mixture. However, a chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present. "Products of identical chemical composition cannot have mutually exclusive properties." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). MPEP 2112.01 II. Regarding claims 5,7, Peralta et al. teach the use of mortar and pestle to mix (grind) the ingredients in a crucible. See para. 130-132. Regarding claim 8, Peralta et al. teach one of more of nitrate, carbonate, sulfate and acetate is absent (removed) during the mixing process. See para. 130-132. Regarding claim 9,10, Peralta et al. teach pre-calcination is carried at between 300°C and 700°C, preferably between 400°C and 500°C for between 1 hour and 24 hours. See para. 93. Regarding claims 11,12,16,17,18, Peralta et al. teach the layered oxide of the O2 or O3 type structure. See para. 11-20,134-138. Regarding claim 13-15, Peralta et al. teach the layered oxide of a P2 structure. See para. 92,93,120, example 1. Regarding claims 14,15,17,18, Peralta et al. teach the lithium ions can be replaced with the sodium ions for a sodium ion battery. See para. 16,94,95. Response to Arguments Applicant's arguments filed 12/11/25 have been fully considered but they are not persuasive. Applicant’s principal arguments are: Peralta discloses the conventional use of aqueous precursor solutions to obtain a metal oxide. Kanada discloses the conventional use of aqueous precursor solutions to obtain a metal oxide. In response to Applicant’s arguments, please consider the following comments: Peralta et al. indeed use the solutions of different salts to produce the lithiated layered oxide. However, it is noted that the starting materials (precursors), including soda NaOH. sulphate salt, and nitrate salt, are solid. They are then dissolved in the solvents to form the solutions used in the synthesis of the lithium transition metal oxide. See Para. 72-76. The resulting liquid eutectic mixture would have a lower melting points than the two starting solid precursors. Furthermore, the use of the transitional term “comprising” in claim 1 is open-ended and does not exclude additional method steps. See MPEP 2111.03. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAH-WEI YUAN whose telephone number is (571)272-1295. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Dah-Wei D. Yuan/Supervisory Patent Examiner, Art Unit 1717
Read full office action

Prosecution Timeline

Show 2 earlier events
Dec 20, 2024
Response Filed
Apr 10, 2025
Non-Final Rejection mailed — §102, §112
Jul 02, 2025
Response Filed
Sep 30, 2025
Final Rejection mailed — §102, §112
Dec 11, 2025
Response after Non-Final Action
Dec 11, 2025
Request for Continued Examination
Dec 17, 2025
Response after Non-Final Action
Jun 16, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
23%
Grant Probability
35%
With Interview (+11.8%)
3y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 43 resolved cases by this examiner. Grant probability derived from career allowance rate.

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