Prosecution Insights
Last updated: August 15, 2026
Application No. 17/573,178

Heterocyclic Electrolyte Additives for Rechargeable Metal Batteries

Non-Final OA §102
Filed
Jan 11, 2022
Examiner
WEINER, LAURA S
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
U.S. Army DEVCOM Army Research Laboratory
OA Round
7 (Non-Final)
85%
Grant Probability
Favorable
7-8
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
985 granted / 1156 resolved
+20.2% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
40 currently pending
Career history
1192
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
29.9%
-10.1% vs TC avg
§102
21.7%
-18.3% vs TC avg
§112
35.3%
-4.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1156 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 7-8-2026 has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1-3, 6-7, 10, 16 and 19-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-3, 6-7, 10, 16 and 19-20 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-12 of copending Application No. 18/894,088 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because Application No. 18/894,088 claims in claim 1, an electrochemical cell comprising the electrolyte solution comprising the additive comprising a heterocyclic compound in an amount of 0.1-10% by weight; claims in claims 6-7, where the heterocyclic compound is a nitrogen only azole comprising a functional group comprising a fluorine comprising a -CF3. Application No. 18/894,088 claims in claim 9, wherein the heterocyclic compound is a nitrogen only azole comprising a plurality of -CF3 functional groups. Application No. 18/894,088 claims specifically in claim 11, wherein the nitrogen only azole is 3,5-bis(trifluoromethyl)-1H-pyrazole (TFMP). Thus, specifically claiming the additive claimed in claims 10 and 11 of the instant invention. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim Objections Claim 10 is objected to because of the following informalities: claim 10 is objected to because the claim should cite “wherein the five-membered heterocyclic azole ring comprises …”. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-3, 6-7, 10, 16 and 19-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Giteok Kim (KR 2015-0014074, machine translation). Kim teaches a lithium secondary battery comprising an electrolyte solution comprising a lithium salt, organic solvents and 0.01-3 wt% of additives comprising LiF and 3,5-bis(trifluoromethyl) pyrazole [teaching claim 10 and specifically claim 16] [teaching claim 19, a plurality of additives]. Kim teaches that the negative electrode may include lithium metal as the active material [teaching claim 20, the anode is lithium metal]. Kim teaches that the lithium salt can comprise LiPF6, LiBF4, [teaching claim 6-7], etc.; the nonaqueous organic solvent may comprise ethylene carbonate and diethyl carbonate [teaching claims 2-3, non-aqueous solvent and claim 19, a plurality of solvents] and that the electrolyte solution may further comprise an ionic liquid. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Laura Weiner whose telephone number is (571)272-1294. The examiner can normally be reached 9 am-5 pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tong Guo can be reached at 571-272-3066. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA S. WEINER/ Primary Examiner Art Unit 1723 /Laura Weiner/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Show 17 earlier events
Jun 17, 2026
Response Filed
Jun 23, 2026
Final Rejection mailed — §102
Jun 29, 2026
Interview Requested
Jul 08, 2026
Request for Continued Examination
Jul 08, 2026
Examiner Interview Summary
Jul 08, 2026
Applicant Interview (Telephonic)
Jul 09, 2026
Response after Non-Final Action
Jul 28, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683186
ALL-SOLID-STATE SECONDARY BATTERY
4y 2m to grant Granted Jul 14, 2026
Patent 12683166
Composite Particle Including Electrode Material and Electrode for Electrochemical Device Including the Same
1y 11m to grant Granted Jul 14, 2026
Patent 12665192
INTERMETALLIC ANODE MATERIALS FOR LITHIUM-ION BATTERIES
3y 8m to grant Granted Jun 23, 2026
Patent 12658423
RECHARGEABLE ZINC METAL BATTERY
3y 11m to grant Granted Jun 16, 2026
Patent 12651771
ELECTROLYTIC SOLUTION FOR LITHIUM SECONDARY BATTERIES AND LITHIUM SECONDARY BATTERY INCLUDING THE SAME
3y 7m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+14.3%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1156 resolved cases by this examiner. Grant probability derived from career allowance rate.

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