Prosecution Insights
Last updated: April 19, 2026
Application No. 17/580,880

VALVE ASSEMBLY

Non-Final OA §103
Filed
Jan 21, 2022
Examiner
REID, MICHAEL ROBERT
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Dionex Softron GmbH
OA Round
3 (Non-Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
2y 5m
To Grant
98%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
529 granted / 670 resolved
+9.0% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
44 currently pending
Career history
714
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
38.6%
-1.4% vs TC avg
§102
26.7%
-13.3% vs TC avg
§112
27.9%
-12.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 670 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114 was filed in this application after a decision by the Patent Trial and Appeal Board, but before the filing of a Notice of Appeal to the Court of Appeals for the Federal Circuit or the commencement of a civil action. Since this application is eligible for continued examination under 37 CFR 1.114 and the fee set forth in 37 CFR 1.17(e) has been timely paid, the appeal has been withdrawn pursuant to 37 CFR 1.114 and prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant’s submission filed on 1/19/2026 has been entered. Response to Amendment This action is responsive to the Request for Continued Examination (RCE) dated 1/19/2026. Claims 1-2, 4-10, and 12-14 are pending. Claim 12 remains allowed. Claim 14 is newly presented. This action is Non-Final. Information Disclosure Statement The information disclosure statements (IDSs) dated 11/27/2024 and 12/19/2024 have been received and considered. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code 103 not included in this action can be found in a prior Office action. Claim(s) 1-2, 4-5, 8 and 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hoppe et al. (U.S. 9,080,686) in view of Duraisamy et al. (U.S. 9,194,352) and Wagner (U.S. 2011/0094954). Hoppe discloses a valve assembly, comprising a valve chamber (within 11); accesses to the valve chamber (12 and the bottommost part of 13 leading out), the accesses including a first access (12 or the bottommost part of 13) and a second access (the other of 12 and the bottommost part of 13); a movable sealing body assembly (15) comprising at least one sealing portion (16), wherein at least a portion of the sealing body assembly is magnetic (18 and/or 25, see col. 3, ll. 21 and col 3, ll. 40), and wherein at least a portion of the sealing body assembly comprising the at least one sealing portion is located within the valve chamber (fig. 1); at least one sealing surface (the surface of 14), wherein each of the at least one sealing surface is configured to complement one of the at least one sealing portion, and wherein each sealing surface comprises an orifice (the uppermost part of 13 leading into the valve chamber) fluidly connected to one of the accesses (fluidly connected to the access at the bottommost part of 13 leading out, and in the same manner as the applicant has a single fluid line at 121 that is comprised of one of the accesses and the orifice); and a force unit (23 and/or 24) configured to exert a magnetic force on the magnetic portion of the movable sealing body assembly (col. 3, ll. 48-54), the force unit including at least one magnet or at least one solenoid (23 and/or 24), wherein the valve assembly is configured to assume at least two configurations (col. 3, ll. 14-25), wherein in a first configuration, the first access is sealed, wherein in a second configuration, the first access is fluidly connected to the second access (col. 3, ll. 14-25). Hoppe does not appear to disclose wherein a hardness of the at least one sealing portion is different to a hardness of the at least one sealing surface, wherein the sealing surface and the sealing portion configured to complement said sealing surface are calibrated with respect to each other to form an accurately fitting sealing contour, wherein the calibration comprises pressing together the sealing surface and the corresponding sealing portion by means of a pressure exceeding the smaller of the yield strength of the sealing portion and the yield strength of the sealing surface. Duraisamy teaches it was known to have a valve with a harder valve head and a seat of a softer material (abstract). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the valve head and seat of Hoppe such that the hardness of the valve head (sealing portion) being different (harder) than a hardness of the valve seat (sealing surface, softer) as taught by Duraisamy to prevent damage to the valve (see abstract of Duraisamy) and improve sealing. Wagner teaches it was known in the art to have a valve seat that is calibrated to the shape of a valve head such that they form an accurately fitting contour (see fig. 4 and the shaped of the seat at 400 being complementary to the shape of the valve head (ball 310) such that it forms an accurately fitting contour, due to the calibration of the sealing edge 400 being a ground-in spherical surface as described in para. 36). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the engagement of the sealing portion and sealing surface of Hoppe such that the sealing portion compliments the sealing surface and are calibrated to form an accurately fitting sealing contour as taught by Wagner in order to provide an improved sealing between the valve head and valve seat as Hoppe desires to provide a closing contact between the valve head and seat in order to stop flow (see col. 2, ll. 60-65). Further, to the extent that applicant recites the process steps for the calibration (i.e. “pressing together the sealing surface and the corresponding sealing portion by means of a pressure exceeding the smaller of the yield strength of the sealing portion and the yield strength of the sealing surface”), this is a product-by-process limitation and Hoppe as modified above is interpreted to meet this limitation as the patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product in the prior art, the claim is unpatentable even though the prior product was made by a different process (see MPEP 2113)). Regarding claim 2, Hoppe as modified further discloses wherein the sealing surface and the sealing portion configured to complement said sealing surface are configured to form a leak-tight sealing interface when pressed together, which seals the orifice comprised by the sealing surface (col. 2, ll. 60-65). Regarding claim 4, Hoppe as modified further discloses wherein the force unit is configured to press the sealing portion against the complementary sealing surface by exerting the force on the magnetic portion (24 acts on 25 to bias the valve closed, see col. 3, ll. 48-54). Regarding claim 5, Hoppe as modified discloses the claimed invention but and further discloses wherein the force unit is configured to move the sealing body assembly and/or to actively change the configuration assumed by the valve assembly by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber (at least is operational and actively changing the configuration from the first configuration to the second configuration (opened and closed) for the given pressure within the system as it is functioning while there is a fluid pressure throughout the assembly, see col. 3, ll. 48-54). Hoppe does not appear to disclose the differential pressure not exceeding a differential pressure threshold that is at least 250 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Hoppe such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 250 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 250 bar in the applicant’s disclosure. Regarding claim 8, Hoppe as modified further discloses wherein the movable sealing body assembly is not firmly attached to any other portion of the valve assembly (fig. 1). Regarding claim 13, Hoppe as modified discloses the claimed invention but does not appear to disclose the differential pressure threshold being at least 100 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Hoppe such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 100 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 100 bar in the applicant’s disclosure. Regarding claim 14, Hoppe as modified discloses the claimed invention but does not appear to disclose the differential pressure threshold being at least 50 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Hoppe such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 50 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 50 bar in the applicant’s disclosure. Claim(s) 1-2, 4-10, and 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yajima (U.S. 5,807,085) in view of Duraisamy and Wagner. Yajima discloses a valve assembly, comprising a valve chamber (33a and/or 33b); accesses to the valve chamber (32 and 32, see fig. 6a), the accesses including a first access (one of 32) and a second access (the other of 32); a movable sealing body assembly (37, 38, 41) comprising at least one sealing portion (37), wherein at least a portion of the sealing body assembly is magnetic (41), and wherein at least a portion of the sealing body assembly comprising the at least one sealing portion is located within the valve chamber (fig. 3, fig. 6a); at least one sealing surface (the surface of 36b that contacts 37), wherein each of the at least one sealing surface is configured to complement one of the at least one sealing portion (fig. 6a), and wherein each sealing surface comprises an orifice (the opening within 36b, see fig. 6a) fluidly connected to one of the accesses; and a force unit (42a, 42b, including 43a, 44a, 43b, 44b, alternatively 65) configured to exert a magnetic force on the magnetic portion of the movable sealing body assembly (col. 7, ll. 18-29), the force unit including at least one magnet or at least one solenoid (42a, 42b, including 43a, 44a, 43b, 44b, alternatively 65), wherein the valve assembly is configured to assume at least two configurations, wherein in a first configuration, the first access is sealed, wherein in a second configuration, the first access is fluidly connected to the second access (col. 7, ll. 18-29). Yajima does not appear to disclose wherein a hardness of the at least one sealing portion is different to a hardness of the at least one sealing surface, wherein the sealing surface and the sealing portion configured to complement said sealing surface are calibrated with respect to each other to form an accurately fitting sealing contour, wherein the calibration comprises pressing together the sealing surface and the corresponding sealing portion by means of a pressure exceeding the smaller of the yield strength of the sealing portion and the yield strength of the sealing surface. Duraisamy teaches it was known to have a valve with a harder valve head and a seat of a softer material (abstract). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the valve head and seat of Yajima such that the hardness of the valve head (sealing portion) being different (harder) than a hardness of the valve seat (sealing surface, softer) as taught by Duraisamy to prevent damage to the valve (see abstract of Duraisamy) and improve sealing. Wagner teaches it was known in the art to have a valve seat that is calibrated to the shape of a valve head such that they form an accurately fitting contour (see fig. 4 and the shaped of the seat at 400 being complementary to the shape of the valve head (ball 310) such that it forms an accurately fitting contour, due to the calibration of the sealing edge 400 being a ground-in spherical surface as described in para. 36). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the engagement of the sealing portion and sealing surface of Yajima such that the sealing portion compliments the sealing surface and are calibrated to form an accurately fitting sealing contour as taught by Wagner in order to provide an improved sealing between the valve head and valve seat as Yajima desires to provide a closing contact between the valve head and seat in order to stop flow. Further, to the extent that applicant recites the process steps for the calibration (i.e. “pressing together the sealing surface and the corresponding sealing portion by means of a pressure exceeding the smaller of the yield strength of the sealing portion and the yield strength of the sealing surface”), this is a product-by-process limitation and Yajima as modified above is interpreted to meet this limitation as the patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product in the prior art, the claim is unpatentable even though the prior product was made by a different process (see MPEP 2113)). Regarding claim 2, Yajima as modified further discloses wherein the sealing surface and the sealing portion configured to complement said sealing surface are configured to form a leak-tight sealing interface when pressed together, which seals the orifice comprised by the sealing surface (when closed, see col. 7, ll. 18-25). Regarding claim 4, Yajima as modified further discloses wherein the force unit is configured to press the sealing portion against the complementary sealing surface by exerting the force on the magnetic portion (col. 7, ll. 18-25, also fig. 6a). Regarding claim 5, Yajima as modified discloses the claimed invention but and further discloses wherein the force unit is configured to move the sealing body assembly and/or to actively change the configuration assumed by the valve assembly by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber (at least is operational and actively changing the configuration from the first configuration to the second configuration (opened and closed) for the given pressure within the system as it is functioning while there is a fluid pressure throughout the assembly, see col. 7, ll. 18-29). Yajima does not appear to disclose the differential pressure not exceeding a differential pressure threshold that is at least 250 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Yajima such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 250 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 250 bar in the applicant’s disclosure. Regarding claim 6, Yajima as modified further discloses wherein the force unit comprises at least one permanent magnet (43a, 43b, 44a, 44b) and an actuator (47a, 47b, 46a, 46b, etc.) configured to provide a rotational or linear motion, wherein the actuator is configured to provide a linear or rotational displacement to the at least one permanent magnet connected thereto (linear displacement, see col. 7, ll. 18-42). Regarding claim 7, Yajima as modified further discloses wherein the force unit comprises at least one solenoid (in the alternative interpretation for claim 1 above, element 65, which in the embodiment shown in fig. 12, 65 is a solenoid coil, see col. 10, ll. 63-65, see also col. 13, ll. 1-4). Regarding claim 8, Yajima as modified further discloses wherein the movable sealing body assembly is not firmly attached to any other portion of the valve assembly (fig. 6a). Regarding claim 9, Yajima discloses a pump system configured to provide a flow of fluid, wherein the system comprises at least one pump unit (within pump housing 11b, including 27, 28, 12, etc.); an inlet valve (34 and associated components) configured to control a fluid flow at an inlet (flow in hose 30a) of at least one of the at least one pump unit; and an outlet valve (35 and associated components) configured to control a fluid flow at an outlet (flow out hose 30b) of at least one of the at least one pump unit, wherein at least one of the inlet valve and the outlet valve is a valve assembly according to claim 1 (see the rejection of claim 1 above). Regarding claim 10, Yajima further discloses wherein the pump system is configured for reversing the flow through the pump system to purge the system (as the assembly is the same as that claimed by the applicant, it is understood that flow is capable of or configured to flow through the pump system in either direction). Regarding claim 13, Yajima as modified discloses the claimed invention but does not appear to disclose the differential pressure threshold being at least 100 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Yajima such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 100 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 100 bar in the applicant’s disclosure. Regarding claim 14, Yajima as modified discloses the claimed invention but does not appear to disclose the differential pressure threshold being at least 50 bar. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the assembly of Yajima such that the force unit is able to move the sealing body assembly or actively change the configuration assumed by exerting the force on the magnetic portion at least for any differential pressure between any of the accesses to the valve chamber that does not exceed a differential pressure threshold that is at least 50 bar as an obvious matter of design choice, see In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) and as there is no demonstrated criticality to the 50 bar in the applicant’s disclosure. Response to Arguments Applicant's arguments filed 1/19/2026 have been fully considered but they are not persuasive. Applicant states on page 6 that none of the references disclose the application of a designated calibration process based on pressing of the sealing portion and the sealing surface together to form an accurately fitting sealing contour. However, for apparatus claim 1, this is viewed as a product-by-process limitation and Hoppe/Yajima in view of Duraisamy and Wagner as stated above are deemed to meet the limitations of amended claim 1. Allowable Subject Matter Claim 12 is allowed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL R REID whose telephone number is (313)446-4859. The examiner can normally be reached on Monday-Friday 9am-5pm est. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisors can be reached by phone. Craig Schneider can be reached at 571-272-3607, or Ken Rinehart can be reached at 571-272-4881. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /MICHAEL R REID/ Primary Examiner, Art Unit 3753
Read full office action

Prosecution Timeline

Jan 21, 2022
Application Filed
Jul 11, 2023
Non-Final Rejection — §103
Oct 16, 2023
Response Filed
Nov 14, 2023
Final Rejection — §103
Mar 05, 2024
Notice of Allowance
Apr 25, 2024
Response after Non-Final Action
Apr 25, 2024
Response after Non-Final Action
May 01, 2024
Response after Non-Final Action
May 06, 2024
Response after Non-Final Action
May 21, 2024
Response after Non-Final Action
Nov 21, 2024
Response after Non-Final Action
Jan 21, 2025
Response after Non-Final Action
Jan 21, 2025
Response after Non-Final Action
Jan 22, 2025
Response after Non-Final Action
Jan 22, 2025
Response after Non-Final Action
Nov 20, 2025
Response after Non-Final Action
Jan 19, 2026
Request for Continued Examination
Feb 01, 2026
Non-Final Rejection — §103
Feb 05, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
98%
With Interview (+19.4%)
2y 5m
Median Time to Grant
High
PTA Risk
Based on 670 resolved cases by this examiner. Grant probability derived from career allow rate.

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