Prosecution Insights
Last updated: April 19, 2026
Application No. 17/582,848

HEATER

Non-Final OA §103
Filed
Jan 24, 2022
Examiner
RHUE, ABIGAIL H
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Nhk Spring Co. Ltd.
OA Round
3 (Non-Final)
55%
Grant Probability
Moderate
3-4
OA Rounds
4y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allow Rate
69 granted / 126 resolved
-15.2% vs TC avg
Strong +44% interview lift
Without
With
+44.0%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
67 currently pending
Career history
193
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
66.4%
+26.4% vs TC avg
§102
12.1%
-27.9% vs TC avg
§112
19.1%
-20.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 126 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/5/2026 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8, 10-13, 16, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Chen (CN207369330) in view of Portmann (US3839623) with citations made to attached machine translations. PNG media_image1.png 442 351 media_image1.png Greyscale Annotated Fig. 1 of Chen Regarding claim 1, Chen teaches a heater comprising: a folded heater wire (4); a first insulator (10, 20) provided on the heater wire (4); a metal sheath (1) provided so as to be in contact with at least a part of the first insulator (10, 20); a first insulating member (2, 30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10) arranged parallel to at least a part of a first end part (6) of the heater wire (4) taken out from a first end part of the metal sheath (1, Figs. 1, 2); a lid member (5) covering a part of the first insulating member (2, 30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10) arranged apart from the metal sheet (1) the first insulating member (10, 20), and arranged parallel to at least a part of the first insulating member (2, 30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10) and at least a part of the metal sheath (1, Figs. 1). a second insulator (30 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the ceramic head 5 and the nozzle of the stainless steel protection tube 1) arranged between the metal sheath (1) and the lid member (5). Chen is silent on a second insulating member arranged parallel to at least a part of the first insulating member and parallel to at least a part of a second end part of the heater wire taken out from the first end part of the metal sheath. Portmann teaches second insulating member (27) arranged parallel to at least a part of the first insulating member (29) and parallel to at least a part of a second end part of the heater wire (13) taken out from the first end part of the metal sheath (5, Figs. 1-2); A lid member (35) covering at least a part of the second insulating member (30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10) Chen and Portmann are considered to be analogous to the claimed invention because they are in the same field of heaters. It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have a second insulating member, which would be covered by the lid, in order to directly insulate the conductive wires in a way that allows withstands high temperatures and permits flexing of the leads of the conductors (Portmann Col. 3 lines 40-60). PNG media_image2.png 422 448 media_image2.png Greyscale Fig. 6 of Chen Regarding claim 2, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein the second insulator (30 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the ceramic head 5 and the nozzle of the stainless steel protection tube 1), contacts an inside of the lid member (5), and is arranged between the lid member (5) and the first insulating member (30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10), wherein the lid member (5) has a concavity (Fig. 6), an inwardly recessed structure (Fig. 6), fits into the first insulating member (2, 30, Fig. 1 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the circular convex portion 51 and the mica powder 10), via the second insulator (30 Pg. 3 Para. 2 an insulating sealant 30 is disposed between the ceramic head 5 and the nozzle of the stainless steel protection tube 1), and is composed of one member having a predetermined thickness. Regarding claim 3, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein an inner diameter of the lid member (5, portion 51) is the same as an outer diameter of the first insulating member (30, Fig. 1 where the diameter of portion 51 of lid 5 is the same the outer diameter of insulator 30 shown in annotated Fig. 1), and an outer diameter of the lid member (5)is the same as an outer diameter of the metal sheath (1, Fig. 1). Regarding claim 4, Chen and Portmann teach the heater according to claim 1, Chen teaches wherein the first insulating member (2, 30 Fig. 1) is inserted through the metal sheath (1), but is silent on wherein an inner diameter of the metal sheath is the same as an outer diameter of the first insulating member. Portmann teaches wherein an inner diameter of the metal sheath (5) is the same as an outer diameter of the first insulating member (17 and 29, Fig. 2 Col. 4 lines 1-20). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have an inner diameter of the metal sheath be the same as an outer diameter of the first insulating member in order to secure the leads of the wire within the heater body by preventing strain on the insulating junction at the leads of the wire (Portmann Col. 4 lines 1-20). PNG media_image3.png 356 314 media_image3.png Greyscale Annotated Fig. 1 of Chen Regarding 5, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein the first insulating member (2, 30) has a protruding part (Fig. 1), and the lid member (5) fits into the protruding part (Annotated Fig. 1 portion of ceramic tube 2, where ceramic tube 2 is taken to be a portion of an insulating member) via the second insulator (30). Regarding 6, Chen and Portmann teach the heater according to claim 5, and Chen teaches the protruding part (Annotated Fig. 1) protrudes in a direction opposite to a direction in which the metal sheath (1) is provided. Regarding claim 7, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein the first insulating member (2, 30, Annotated Fig. 1) has a through hole (Fig. 1), but is silent on the second insulating member is inserted through the through hole. Portmann teaches wherein the first insulating member (17 and 29) has a through hole (31a, 31b Figs. 2) and the second insulating member (27) is inserted through the through hole (31a, 31b). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have a second insulating member be inserted through the through hole of the first insulating member in order to directly insulate the conductive wires in a way that allows withstands high temperatures and permits flexing of the leads of the conductors (Portmann Col. 3 lines 40-60). Regarding claim 8, Chen and Portmann teach the heater according to claim 1, but Chen is silent on a diameter of the through hole in a top part side of the first insulating member is different from that of a bottom part side of the first insulating member. Portmann teaches a diameter of the through hole in a top part side (Annotated Fig. 2 below) of the first insulating member (17 and 29) is different from that of a bottom part side (Annotated Fig. 2 below) of the first insulating member (17 and 29). PNG media_image4.png 390 725 media_image4.png Greyscale Annotated Fig. 2 of Portmann It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have a diameter of the through hole in a top part of the first insulating member be different than the bottom in order to allow direct insulation of the conductive wires in a way that allows withstands high temperatures and permits flexing of the leads of the conductors (Portmann Col. 3 lines 40-60). Regarding claim 10, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein a shape of the heater wire (4) is strip-shaped (Pg. 2 Para. 2). Regarding claim 11, Chen and Portmann teach the heater according to claim 1, but Chen is silent on wherein the heater wire has a spiral structure. Portmann teaches wherein the heater wire (13) has a spiral structure (Col. 3 lines 1-5 length of resistance wire 13 is wrapped in helical fashion). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have the wire be a spiral structure as the structure increases the service life of the heating wire (Portmann Col. 1 lines 60-67). Regarding claim 12, Chen and Portmann teach the heater according to claim 8, but Chen is silent on wherein the heater wire has a double helix structure Portmann teaches wherein the heater wire has a double helix structure (Col. 3 lines 41-44 add-on leads 2la,21b are shown to be flexible leads having a plurality of small-diameter wires stranded or twisted together to form a flexible conductor 25, taken to be a double helix). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have the wire be a spiral structure as the structure increases the service life of the heating wire (Portmann Col. 1 lines 60-67). Regarding claim 13, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein the second insulator is a sealant or an adhesive (30, insulating sealant). Regarding claim 16, Chen and Portmann teach the heater according to claim 1, and Chen teaches the lid member (5) but does not teach that the lid member includes aluminum. Portmann teaches lid member (5) is formed from ceramic (see Pg. 2 Para. 4). It would have been obvious to one having ordinary skill in the art at the time the invention was made to modify the material of the lid from stainless steel to aluminum, for the purpose of obtaining the high-temperature lid of the heater, since it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416 (MPEP 2144.07) Further, applicant appears to have placed no criticality on the claimed material (see pp. [0020] indicating the lid member “may” include aluminum). Regarding claim 18, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein an end face of the lid member (5) facing the metal sheath (1) is axially spaced apart from an end face of the metal sheath (1) facing the lid (5) member without overlapping therewith (Fig. 1), and wherein the second insulator (30, Annotated Fig. 1) is arranged between and in contact with the axially spaced end faces of the lid member (5) and the metal sheath (1). Regarding claim 19, Chen and Portmann teach the heater according to claim 1, and Chen teaches wherein the lid (5) member includes a through hole (52), but is silent on wherein the lid member includes a through hole through which the second insulating member passes, and wherein the second insulator is arranged between and contacts with an inner surface of the through hole of the lid member and the second insulating member. Portmann teaches wherein the lid member (35) includes a through hole (Fig. 2) through which the second insulating member (27) passes, and wherein the second insulator (29) is arranged between and contacts with an inner surface of the through hole of the lid member (35, Fig 2) and the second insulating member (27). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to have the lid member have a through hole through which a second insulating member pass, and to have the second insulator be between the surface of the through hole and the second insulating member in order to be able to support and secure the wire leads extending from the cover which prevents strain on the junction (Portmann Col. 4 lines 1-20). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Chen (CN207369330) and Portmann (US3839623) as applied to claim 1 above, and further in view of Abbott (US2009980). PNG media_image4.png 390 725 media_image4.png Greyscale Annotated Fig. 2 of Portmann Regarding 9, Chen and Portmann teach the heater according to claim 8, but Chen is silent on a cross section of the through hole has a stair shape at a connecting part having a different hole diameter, and the second insulating member is inserted to the connecting part. Portmann teaches on a cross section of the through hole (21a) has a stair shape at a connecting part having a different hole diameter (Annotated Fig. 2 above). It would have been obvious to have modified Chen to incorporate the teachings of Portmann to ha cross section of the through hole be stair shaped at a connecting part having a different hole diameter in order to allow direct insulation of the conductive wires in a way that allows withstands high temperatures and permits flexing of the leads of the conductors (Portmann Col. 3 lines 40-60). Chen and Portmann are silent on the second insulating member is inserted to the connecting part. Abbott teaches the second insulating member (32) is inserted to the connecting part (17a, 18a). Chen, Portmann, and Abbott are considered to be analogous to the claimed invention because they are in the same field of heaters. It would have been obvious to have modified Chen and Portmann to incorporate the teachings of Abbott to have the second insulating member be inserted to the connecting part in order to increase the electrical strength at the terminal end of the heating unit (Abbott Col. 2 lines 30-50). Claims 14-15, and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Chen (CN207369330) and Portmann (US3839623) as applied to claim 1 above, and further in view of Kita (US6130410). Regarding 14, Chen and Portmann teach the heater according to claim 1, but are silent the metal sheath includes aluminum. Kita teaches the metal sheath includes aluminum (protective pipe 1 containing aluminum). Chen, Portmann, and Kita are considered to be analogous to the claimed invention because they are in the same field of heaters. It would have been obvious to have modified Chen and Portmann to incorporate the teachings of Kita to have the metal sheath include aluminum in order to be able to manufacture an inexpensively producible ceramic heater (Kita Col. 1). Regarding 15, Chen and Portmann teach the heater according to claim 1, but are silent the outer diameter of the metal sheath is 3.0 mm or more and 6.0 mm or less. Kita teaches the outer diameter of the metal sheath is 3.0 mm or more and 6.0 mm or less (Col. 7 lines 1-45 diameter of sheath 3.5-4mm). It would have been obvious to have modified Chen and Portmann to incorporate the teachings of Kita to have an outer diameter of the metal sheath be 3.0 mm or more and 6.0 mm or less to produce an inexpensive heater that is able to perform heating in small spaces (Kita Col. 1). Regarding 17, Chen and Portmann teach the heater according to claim 1, but are silent on an outer diameter of the lid member is 3.0 mm or more and 6.0 mm or less. Kita teaches an outer diameter of the lid member is 3.0 mm or more and 6.0 mm or less (Fig. 1 Col. 7 lines 1-45 diameter of sheath, being same diameter as screw 22 being the lid member, 3.5-4mm). It would have been obvious to have modified Chen and Portmann to incorporate the teachings of Kita to have an outer diameter of the lid member be 3.0 mm or more and 6.0 mm or less to produce an inexpensive heater that is able to perform heating in small spaces (Kita Col. 1). Response to Arguments Applicant’s arguments, see Pg. 5 of the Remarks, filed 1/5/2026, with respect to the rejection(s) of claim 1 under Portmann in view of Chen have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Chen in view of Portmann. Portmann is not used to teach the limitations of “a lid member covering a part of the first insulating member, arranged apart from the metal sheath, the first insulating member and the second insulating member, and arranged parallel to at least a part of the first insulating member, at least a part of the second insulating member and at least a part of the metal sheath; and a second insulator arranged between the metal sheath and the lid member," as recited in claim 1. Portmann is now only used to teach “the second insulating member.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ABIGAIL RHUE whose telephone number is (571)272-4615. The examiner can normally be reached Monday - Friday, 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Helena Kosanovic can be reached at (571) 272-9059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ABIGAIL H RHUE/Examiner, Art Unit 3761 3/17/2026 /VY T NGUYEN/Examiner, Art Unit 3761
Read full office action

Prosecution Timeline

Jan 24, 2022
Application Filed
Jan 30, 2025
Non-Final Rejection — §103
Jun 06, 2025
Response Filed
Sep 02, 2025
Final Rejection — §103
Dec 23, 2025
Interview Requested
Jan 05, 2026
Request for Continued Examination
Feb 17, 2026
Response after Non-Final Action
Mar 17, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12583048
METHODS AND APPARATUS TO CONVERT WELDING-TYPE POWER TO WELDING-TYPE POWER AND RESISTIVE PREHEATING POWER
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2y 5m to grant Granted Feb 17, 2026
Patent 12539562
Method for producing a precoated steel sheet and associated sheet
2y 5m to grant Granted Feb 03, 2026
Patent 12539554
FLASH BUTT WELDING MEMBER AND FLASH BUTT WELDING METHOD FOR PROVIDING WHEEL RIM WELD PART WITH EXCELLENT FORMABILITY
2y 5m to grant Granted Feb 03, 2026
Patent 12521809
METHODS AND APPARATUS TO SYNERGICALLY CONTROL A WELDING-TYPE OUTPUT DURING A WELDING-TYPE OPERATION
2y 5m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
55%
Grant Probability
99%
With Interview (+44.0%)
4y 0m
Median Time to Grant
High
PTA Risk
Based on 126 resolved cases by this examiner. Grant probability derived from career allow rate.

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