Prosecution Insights
Last updated: May 29, 2026
Application No. 17/583,514

LI-ION BATTERY ELECTRODE PIECE

Non-Final OA §103
Filed
Jan 25, 2022
Priority
Mar 24, 2016 — CN 201620233801.7 +1 more
Examiner
HA, STEVEN S
Art Unit
1735
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Dongguan Amperex Technology Limited
OA Round
4 (Non-Final)
70%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
475 granted / 676 resolved
+5.3% vs TC avg
Strong +31% interview lift
Without
With
+30.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
25 currently pending
Career history
727
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
72.1%
+32.1% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
20.4%
-19.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 676 resolved cases

Office Action

§103
DETAILED ACTION Status of the Claims Applicant’s amendment filed 22 January 2026 is acknowledged. Claims 1 and 7 have been amended, claims 8-15 remain withdrawn, new claim 16 has been introduced, and claims 1-16 remain pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 22 January 2026 has been entered. Election/Restrictions Newly submitted claim 16 is directed to an invention that is independent or distinct from the invention originally claimed for the following reasons: Species A – Claims 1-7 (Elected in the Response filed 27 November 2024) are drawn to Figure 1 wherein the at least one adhesive piece is adhered to at least one of the two opposite main flat surfaces, each of the at least one adhesive piece has a first edge aligned with one of the edges of the first end and the right-angle area is uncovered by the at least one adhesive piece; Species B – Claims 8-14 (currently withdrawn) are drawn to Figure 2 wherein the adhesive piece comprises a first adhesive piece and a second adhesive piece separated from the first adhesive piece, the first adhesive piece covers the first right angle area, the first adhesive piece and/or the second adhesive piece has a first edge aligned with one of the edges of the first end, and the second adhesive piece covers the second right-angle area; Species C – Claims 15 (withdrawn) and 16 (newly introduced) are drawn to Figure 3 wherein the at least one adhesive piece comprises a first adhesive piece arranged on a first main flat surface of the two opposite main flat surfaces, and a second adhesive piece arranged on a second main flat surface of the two opposite main flat surfaces. This is described in newly introduced claim 16 as “the at least other one of the fully uncovered right-angle area and at least one of the adhesive pieces are on a same one of the two opposite main flat surfaces”. Since applicant has received an action on the merits for the originally presented invention, this invention has been constructively elected by original presentation for prosecution on the merits. Accordingly, claim 16 is withdrawn from consideration as being directed to a non-elected invention. See 37 CFR 1.142(b) and MPEP § 821.03. To preserve a right to petition, the reply to this action must distinctly and specifically point out supposed errors in the restriction requirement. Otherwise, the election shall be treated as a final election without traverse. Traversal must be timely. Failure to timely traverse the requirement will result in the loss of right to petition under 37 CFR 1.144. If claims are subsequently added, applicant must indicate which of the subsequently added claims are readable upon the elected invention. Should applicant traverse on the ground that the inventions are not patentably distinct, applicant should submit evidence or identify such evidence now of record showing the inventions to be obvious variants or clearly admit on the record that this is the case. In either instance, if the examiner finds one of the inventions unpatentable over the prior art, the evidence or admission may be used in a rejection under 35 U.S.C. 103 or pre-AIA 35 U.S.C. 103(a) of the other invention. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP H10-074538 A; listed in the IDS filed 25 January 2022; using attached English machine translation; hereinafter “Matsumoto”), in view of Kaito et al. (US 2003/0224242; hereinafter “Kaito”; listed in the IDS filed 25 January 2022) and Oh et al. (US 2010/0035144; hereinafter “Oh”; listed in the IDS filed 25 January 2022). Regarding claim 1, Matsumoto teaches a Li-ion battery electrode piece comprising: an electrode piece substrate (sheet-like positive electrode 1 with active material-containing coating film 1b, see Fig. 1; see [0031]), a blank foil (blank foil equated to current collector 1a section without active material-containing coating film 1b, see Fig. 1; [0031]), at least one adhesive piece (tape 1d, see Fig. 1; [0033]), and an electrode tab (aluminum tab 1c, see Fig. 1; [0033]); the electrode piece substrate having a length between two ends defining a length direction and a width defining a width direction (see Fig. 1 – length equated to the left-right direction in Fig. 1 and width direction equated to the up-down direction in Fig. 1); the blank foil being arranged on one end of the electrode piece substrate extending along the length direction of the electrode piece substrate (see Fig. 1); the blank foil comprising a first end and a second end, the first end being away from the one end of the electrode piece substrate in the length direction of the electrode piece substrate (see Fig. 1 – first end of current collector 1a being equated to end with tape 1d), and the second end being close to the one end of the electrode piece substrate (see Fig. 1 – second end of current collector 1a being equated to end away from tape 1d and adjacent active material-containing coating film 1b); the blank foil containing a plurality of corners at the first end (see Fig. 1), edges of the first end forming a right angle at each of the plurality of corners forming a right- angle area at each of the plurality of corners (see annotated Fig. 1 below); the at least one adhesive piece (tape 1d, see Fig. 1; [0033]) being adhered to at least one of the right-angle areas (see annotated Fig. 1 below); PNG media_image1.png 784 645 media_image1.png Greyscale wherein the blank foil is a sheet structure (see Fig. 1), the blank foil has two opposite main flat surfaces (see Fig. 1) and is located at the first end (see Fig. 1), each of the right-angle areas is located on one of the two opposite main flat surfaces (see annotated Fig. 1 above – only two are highlighted in the annotated Figure 1 but there would be two further right-angle areas on the backside of the current collector 1a section), and the at least one adhesive piece is adhered to at least one of the two opposite main flat surfaces (see annotated Fig. 1 above - tape 1d is adhered to at least one of the two opposite main flat surfaces); at least an other one of the right-angle areas is fully uncovered by the at least one adhesive piece (see Fig. 1 and [0033] – tape 1d is attached facing the center of the winding and so the opposite side of current collector 1a is fully uncovered; see [0031]-[0033]); and the electrode tab is arranged on the blank foil (aluminum tab 1c arranged on current collector 1a, see Fig. 1), and a distance between the electrode tab and the first end of the blank foil is 1-5 times of a length of one of the at least one adhesive piece along the length direction of the electrode piece substrate (see Fig. 1 and [0033] – length of tape 1d is 15mm and the center of the tab 1c is 32mm from the end of the current collector 1a, so a distance between the electrode tab and the first end of the blank foil is at least 2 times of a length of one of the at least one adhesive piece along the length direction of the electrode piece substrate); wherein one of the at least one adhesive piece is an adhesive film (polyimide film or polypropylene film, see [0009]). Matsumoto is silent to wherein each of the at least one adhesive piece has a first edge that extends to one of the edges of the first end, and wherein one of the at least one adhesive piece is an adhesive paper. Kaito teaches that for lithium ion secondary batteries, a non-active material, such as insulating material, including an insulating tape (see [0047] and [0071]), is to be disposed at each lengthwise edge of a current collector as well as the insulating material abutting the end edge of the blank foil or collector (see [0050] and [0059], and Fig. 1). Such arrangement provides aligning with the end of the edge of a current collector and the lengthwise edges of the current collector. The arrangement prevents burrs from short circuiting between a collector and an active electrode material part (see [0070], [0074], and [0084]). In view of Kaito’s teachings, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the battery electrode piece of Matsumoto to include wherein each of the at least one adhesive piece has a first edge that extends to one of the edges of the first end, as taught by Kaito, because it helps to prevent burs from short circuiting between a collector and an active electrode material part. The combination of Matsumoto and Kaito is silent to wherein one of the at least one adhesive piece is an adhesive paper. Oh teaches that it is known to use a protective tape 160 or laminating tape 170 or 180 as the insulation tape for an insulation member. The insulation tape may be made of any material if it is an insulating material having a high stability to electrolytes or lithium ions. Oh teaches that the tape material may include polyimide, polyethylene terephthalate, and polypropylene (see [0029]). Thus, Oh teaches that polyethylene terephthalate is a material substitute for polyimide. In view of Oh’s teachings, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to substitute a known element (the polyimide film or polypropylene film, as taught by both the combination of Matsumoto and Kaito, and Oh) for another known element (the polyethylene terephthalate tape material of Oh) with predictable results to one of ordinary skill in the art at the time the invention was filed. Therefore, the combination of Matsumoto, Kaito, and Oh teaches wherein one of the at least one adhesive piece is an adhesive paper, wherein the adhesive paper is polyethylene terephthalate paper (as the material of the prior art combination is indistinguishable from that of the claimed invention (i.e., polyethylene terephthalate), it must also be an adhesive paper). Regarding claim 2, the combination of Matsumoto, Kaito, and Oh teaches wherein, the at least one adhesive piece (Matsumoto: tape 1d, see Fig. 1; [0033]) is aligned with edges of the right-angle area (Kaito: see [0070], [0074], and [0084]). Regarding claim 3, the combination of Matsumoto, Kaito, and Oh teaches wherein the electrode tab is arranged on the blank foil (Matsumoto: aluminum tab 1c arranged on current collector 1a, see Fig. 1), and a distance between the electrode tab and the first end is 2-5 times of the length of one of the at least one adhesive piece along the length direction (Matsumoto: see Fig. 1 and [0033] – length of tape 1d is 15mm and the center of the tab 1c is 32mm from the end of the current collector 1a, so a distance between the electrode tab and the first end of the blank foil is at least 2 times of a length of one of the at least one adhesive piece along the length direction of the electrode piece substrate). Regarding claim 4, the combination of Matsumoto, Kaito, and Oh teaches wherein each of the at least one adhesive piece is a single adhesive piece (Matsumoto: tape 1d, see Fig. 1; [0033]), and the single adhesive piece is adhered to the blank foil along a width direction of the electrode piece substrate (Matsumoto: tape 1d, see Fig. 1) and fully covers the at least one of the right-angle areas (Kaito: see [0070], [0074], and [0084] – it would have been obvious to one of ordinary skill in the art in view of Kaito’s teachings for the at least one adhesive piece to fully cover the at least one of the right-angle areas to prevent burs from short circuiting between a collector and an active electrode material part). Regarding claim 5, the combination of Matsumoto, Kaito, and Oh teaches wherein a thickness of the at least one adhesive piece (Matsumoto: 50 µ, see [0033]) is less than a thickness of the electrode piece substrate (Matsumoto teaches a coating material of 10 µm is applied to both sides of a copper foil for total thickness of 160 µm and so the thickness of the copper foil and one layer of coating material, equated to the claimed electrode piece substrate, is 150 µm; see [0039]). Regarding claim 6, the combination of Matsumoto, Kaito, and Oh is silent to wherein the distance between the electrode tab and the first end of the blank foil is 3-5 times of the length of the one of the at least one adhesive piece along the length direction of the electrode piece substrate. However, Matsumoto teaches that the length of the tape is selected from the range of 5 to 100 mm, taking into consideration the size of the battery, etc. (see [0011]). Therefore, as the center of the tab 1c is 32mm from the end of the current collector 1a (see [0033]), the range of 5-11mm for the length of the tape would result in the distance between the electrode tab and the first end of the blank foil being 3-5 times of the length of the one of the at least one adhesive piece along the length direction of the electrode piece substrate, and it would have been an obvious case of engineering design choice to choose this range taking into consideration the size of the battery. See MPEP §2144.04(VI)(A). Furthermore, in the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. See MPEP §2144.05(I). Regarding claim 7, the combination of Matsumoto, Kaito, and Oh teaches wherein the adhesive paper is a polyethylene terephthalate adhesive paper (Oh: see [0029]). Response to Arguments Applicant's arguments filed 22 June 2026 have been fully considered but they are not persuasive. On pages 8-11 of the remarks, Applicant argues, with respect to claim 1, that the coating of Kaito is at most an insulating tape but is not an adhesive paper. Applicant argues that while Kaito may provide a reason for utilizing an insulating layer to prevent burrs, the present application is solving a different problem, specifically, how to avoid the end of the electrode piece from being deformed and folded, and improving the phenomenon of convex in battery core appearance and bad streak. Even if one of ordinary skill in the art were to modify Matsumoto according to Kaito, the combination would result in the use of an insulting tape and not an adhesive paper. The Examiner finds these arguments unpersuasive. Claim 1 is now being rejected in view of the combination of Matsumoto, Kaito, and Oh, which teaches a structure that is indistinguishable from that of the claimed invention. Furthermore, the prior art also uses polyethylene terephthalate (see rejection for claim 1 above) so it must also teach an adhesive paper as it is materially indistinguishable from that of the claimed invention. Therefore, any benefit that the Applicant’s invention has with regard to the adhesive paper of polyethylene terephthalate must also be present for the combination of the prior art because they are materially and structurally indistinguishable. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN HA whose telephone number is (571)270-5934. The examiner can normally be reached M-F 8:00-5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Walker can be reached at 571-272-3458 . The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.S.H/Examiner, Art Unit 1735 21 March 2026 /KEITH WALKER/Supervisory Patent Examiner, Art Unit 1735
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Prosecution Timeline

Show 3 earlier events
Oct 24, 2025
Final Rejection mailed — §103
Dec 11, 2025
Final Rejection mailed — §103
Jan 22, 2026
Response after Non-Final Action
Mar 11, 2026
Request for Continued Examination
Mar 11, 2026
Applicant Interview (Telephonic)
Mar 11, 2026
Examiner Interview Summary
Mar 13, 2026
Response after Non-Final Action
Mar 31, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

4-5
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+30.6%)
2y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 676 resolved cases by this examiner. Grant probability derived from career allowance rate.

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