Prosecution Insights
Last updated: April 19, 2026
Application No. 17/595,720

Multifunctional Cross-linked Binders for Lithium-Sulfur Battery Cathodes

Non-Final OA §103
Filed
Nov 23, 2021
Examiner
GREENE, PATRICK MARSHALL
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNIVERSITY OF WATERLOO
OA Round
4 (Non-Final)
69%
Grant Probability
Favorable
4-5
OA Rounds
2y 11m
To Grant
97%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
101 granted / 146 resolved
+4.2% vs TC avg
Strong +28% interview lift
Without
With
+27.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
58 currently pending
Career history
204
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
62.0%
+22.0% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
8.3%
-31.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 146 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments The following is in response to the applicant’s remarks filed 09/24/25. The applicant submits that the previous rejection is improper as it does not teach the cross-linking agent in monomer form and that a person of ordinary skill in the art would not have made the proposed combination. The examiner agrees that the previous rejection does not teach the cross-linking in monomer form. For this reason, the previous rejection is withdrawn. Regarding the arguments against the proposed combination, the examiner respectfully disagrees as detailed in the new basis for rejection below. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1 – 3, 5 – 12, and 15 – 20 are rejected under 35 U.S.C. 103 by Liu, US20160149218A1, and Hendricks, US20200362181A1, and Kang, US20120189911A1. Regarding claim 1, Liu teaches a cathode for a lithium-sulfur cell [0001][0002], the cathode comprising: one or more cathode active materials, comprising sulfur and/or sulfur-based materials (sulfur based active material)[0017]; one or more conductive materials (conductive filler)[0017]; and, at least one binder, wherein the binder comprises a polymeric material having ammonium functional groups (diallyldimethylammonium chloride polymer binder)[0046] wherein the binder comprises a polymer of monomers and wherein the monomers comprise the ammonium functional groups (diallyldimethylammonium chloride polymer binder)[0046] Liu does not teach a crosslinking agent, and wherein the cross-linking agent is ethylene glycol diacrylate. Hendricks teaches a battery electrode [0003] comprising an electrode material comprising sulfur [0140] comprising a coating comprising a binder (polydiallyldimethylammonium chloride conductive polymer)[0014][0019] and a crosslinking agent (polyethylene glycol diacrylate crosslinking agent)[0071]. Further, Hendricks teaches that crosslinking the binder increases the binder’s adhesive strength [0070]. Then, it would have been obvious to one of ordinary skill in the art to combine the crosslinking agent of Hendricks into the binder of Liu to improve the adhesive strength of the polymer binder. Kang teaches a secondary battery [0003] comprising cathode material mixture comprising a binder [0037] wherein the binder is cross-linked using suitable methacrylate compounds such as polyethylene glycol diacrylate (PEGDA) or ethylene glycol diacrylate (EGDA)[0027][0072] to improve cycle characteristics and binder adhesiveness [0015] in a cathode mixture. Then, it would have been obvious to one of ordinary skill in the art before the filing date to combine the teaching for suitable crosslinking agents including PEGDA and EDGA with the linked binder of Hendricks as a simple substitution of one known element for another yielding predictable results. Regarding claim 2, combined Liu teaches the cathode of claim 1. Further, Liu teaches wherein the ammonium functional groups comprise ammonium chloride groups (diallyldimethylammonium chloride polymer binder)[0046]. Regarding claim 3, combined Liu teaches the cathode of claim 2. Further, Liu teaches wherein the ammonium functional groups comprise trimethylammonium and/or dimethylammonium groups (diallyldimethylammonium chloride polymer binder)[0046]. Regarding claim 5, combined Liu teaches the cathode of claim 1. Further, Liu teaches wherein the binder comprises: (ii) a polymer formed from diallyldimethylammonium chloride monomers (diallyldimethylammonium chloride polymer binder)[0046]. Regarding claim 6, combined Liu teaches the cathode of claim 1. Further, Liu teaches wherein the binder comprises: (ii) a polymer formed from diallyldimethylammonium chloride monomers (diallyldimethylammonium chloride polymer binder)[0046] Further, Hendricks teaches cross-linked with ethylene glycol diacrylate (polyethylene glycol diacrylate crosslinking agent)[0071]. Regarding claim 7, combined Liu teaches the cathode of claim 6. Further, Liu teaches wherein the one or more conductive materials comprise carbon and/or carbon-based materials [0047]. Regarding claim 8, combined Liu teaches the cathode of claim 6. Further, Liu teaches wherein the one or more conductive materials comprise carbon black, carbon spheres, and/or carbon nanotubes [0047]. Regarding claim 9, combined Liu teaches the lithium-sulfur battery comprising a lithium anode, an electrolyte, and a cathode according to claim 6 [0015]. Regarding claim 10, Liu teaches a cathode composition for forming a cathode for a lithium-sulfur battery [0001][0002], the cathode material comprising: one or more cathode active materials, comprising sulfur and/or sulfur-based materials (sulfur based active material)[0017]; one or more conductive materials (conductive filler)[0017]; and, at least one binder, wherein the binder comprises a polymeric material having ammonium functional groups (diallyldimethylammonium chloride polymer binder)[0046] Liu does not teach a crosslinking agent, and wherein the cross-linking agent is ethylene glycol diacrylate. Hendricks teaches a battery electrode [0003] comprising an electrode material comprising sulfur [0140] and conductive materials [0095] and a binder (polydiallyldimethylammonium chloride conductive polymer)[0014][0019] and a crosslinking agent (polyethylene glycol diacrylate crosslinking agent)[0071]. Further, Hendricks teaches that crosslinking the binder increases the binder’s adhesive strength. Then, it would have been obvious to one of ordinary skill in the art to combine the crosslinking agent of Hendricks into the binder of Liu to improve adhesive strength. Regarding claim 11, combined Liu teaches the cathode composition of claim 10. Further, Liu teaches wherein the ammonium functional groups comprise ammonium chloride groups (diallyldimethylammonium chloride polymer binder)[0046]. Regarding claim 12, combined Liu teaches the cathode composition of claim 11. Further, Liu teaches wherein the ammonium functional groups comprise trimethylammonium and/or dimethylammonium groups (diallyldimethylammonium chloride polymer binder)[0046]. Regarding claim 14, combined Liu teaches the cathode composition of claim 10. Further, Liu teaches wherein the binder comprises: (ii) a polymer formed from diallyldimethylammonium chloride monomers (diallyldimethylammonium chloride polymer binder)[0046] Regarding claim 15, combined Liu teaches the cathode of claim 10. Further, Liu teaches wherein the binder comprises: (ii) a polymer formed from diallyldimethylammonium chloride monomers (diallyldimethylammonium chloride polymer binder)[0046] Further, Hendricks teaches cross-linked with ethylene glycol diacrylate (polyethylene glycol diacrylate crosslinking agent)[0071]. Regarding claim 16, combined Liu teaches the cathode composition of claim 15. Further, Liu teaches wherein the one or more conductive materials comprise carbon and/or carbon-based materials [0047]. Regarding claim 17, combined Liu teaches the cathode composition of claim 15. Further, Liu teaches wherein the one or more conductive materials comprise carbon black, carbon spheres, and/or carbon nanotubes [0047]. Regarding claim 18, combined Liu teaches the cathode of claim 1. Further, Liu teaches wherein the one or more conductive materials comprise carbon and/or carbon-based materials [0047]. Regarding claim 19, combined Liu teaches the cathode of claim 1. Further, Liu teaches wherein the one or more conductive materials comprise carbon black, carbon spheres, and/or carbon nanotubes [0047]. Regarding claim 20, Liu teaches the lithium-sulfur battery comprising a lithium anode, an electrolyte, and a cathode according to claim 1 [0015]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICK M GREENE whose telephone number is (571)270-1340. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICK MARSHALL GREENE/Examiner, Art Unit 1724 /STEWART A FRASER/Primary Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Nov 23, 2021
Application Filed
Jul 23, 2024
Non-Final Rejection — §103
Oct 29, 2024
Response Filed
Jan 06, 2025
Final Rejection — §103
Mar 24, 2025
Response after Non-Final Action
May 06, 2025
Request for Continued Examination
May 07, 2025
Response after Non-Final Action
Jun 17, 2025
Non-Final Rejection — §103
Sep 24, 2025
Response Filed
Oct 09, 2025
Examiner Interview Summary
Oct 09, 2025
Applicant Interview (Telephonic)
Jan 27, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12512481
ELECTRODE FOR MEMBRANE-ELECTRODE ASSEMBLY AND METHOD OF MANUFACTURING SAME
2y 5m to grant Granted Dec 30, 2025
Patent 12500247
METHOD OF MANUFACTURING A FLOW GUIDE FOR AN ELECTROCHEMICAL REACTOR
2y 5m to grant Granted Dec 16, 2025
Patent 12407000
Flexible Electrode, Secondary Battery Including the Same, and Flexible Secondary Battery
2y 5m to grant Granted Sep 02, 2025
Patent 12341158
ELECTROLYTE, PREPARATION METHOD THEREOF AND LITHIUM ION BATTERY
2y 5m to grant Granted Jun 24, 2025
Patent 12322794
ELECTROCHEMICAL MATERIALS INCLUDING SOLID AND LIQUID PHASES
2y 5m to grant Granted Jun 03, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

4-5
Expected OA Rounds
69%
Grant Probability
97%
With Interview (+27.5%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 146 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month