Prosecution Insights
Last updated: April 19, 2026
Application No. 17/602,228

LITHIUM METAL COMPOSITE OXIDE POWDER, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, AND METHOD FOR PRODUCING LITHIUM METAL COMPOSITE OXIDE POWDER

Non-Final OA §103
Filed
Oct 07, 2021
Examiner
PATEL, RONAK C
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Metal Mining Co., Ltd.
OA Round
3 (Non-Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
3y 8m
To Grant
99%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
326 granted / 645 resolved
-14.5% vs TC avg
Strong +57% interview lift
Without
With
+56.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
56 currently pending
Career history
701
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
70.1%
+30.1% vs TC avg
§102
6.9%
-33.1% vs TC avg
§112
18.0%
-22.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 645 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 02/24/2026 has been entered. Withdrawn Rejection The 35 U.S.C. §103 rejection of claims 1-2, 4-8, 10, 28-33 and 35 as over Sato et al. (JP 2018-172255), made of record in the office action mailed on 10/2/2026, page 2 has been withdrawn due to Applicant’s amendment in the response filed on 02/24/2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 4-8, 10 and 28-33 and 35 are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al. (JP 2018-172255) in view of Okamoto et al. (US 2017/0331107). Regarding claims 1-2, 4-8, 10, 28-33 and 35 Sato discloses method for producing a lithium nickel composite oxide represented by the following general formula (I) (page 1-2) (In formula (I), 0 <x <0.2, 0 <y< 0.5, 0 <z< 0.8, 0 < w < 0.1, y + z + w <1, M is Fe, Cu, Ti Mg, Al, W, B, Mo, Nb, Zn, Sn, Zr, Ga, and V represent one or more metals selected from the group consisting of V. (pages 1-2), where the formula 1 corresponds to the formula 1 of claim 4). Sato discloses a cathode active material for a lithium secondary battery is formed by mixing a coating material raw material and a lithium nickel composite metal oxide and forming a coating layer on the surface of secondary particles of the lithium nickel composite metal oxide by heat treatment as necessary is obtained (page 7). Coating layer comprises a metal composite oxide of Li and M .sup.2. M .sup.2 is at least one selected from Al, Ti, Zr, and W, and is preferably Al. Furthermore, the coating layer is preferably lithium aluminate, more preferably lithium aluminate. In the present embodiment, the coating layer may contain one or more metals selected from the group consisting of Mn, Fe, Co, and Ni (page 9). Sato discloses a coating process Washed and dried powder 1 and aluminum oxide (Alumina C manufactured by Nippon Aerosil Co., Ltd., average primary particle size 13 nm, content of Ni, Co, Mn and Al in washed and dried powder 1 is 1 mol (page 18). The crystal structure of the lithium nickel composite oxide is a layered structure, and more preferably a hexagonal crystal structure or a monoclinic crystal structure (page 9). However, Sato fails to disclose that the lithium nickel composite oxide comprises an additional element selected from the group consisting of Ca, Cr and Si. Whereas, Okamoto discloses positive electrode active material for a nonaqueous electrolyte secondary battery, wherein one or both of an organic phosphite compound represented by the following chemical formula (1) and an organic phosphate compound represented by the following chemical formula (2) adhere(s) to a part or an entire of a particle surface of a lithium-manganese-nickel composite oxide represented by general formula: Li.sub.tMn.sub.2-x-yNi.sub.xM.sub.yO.sub.4 (wherein 0.96<t≦1.25, 0.40≦x≦0.60, 0≦y≦0.20, and M represents at least one element selected from Si, Cr) [abstract]. It would have been obvious to one of ordinary skill in the art at the time the application was filed to include element such as Cr or Si as taught by Okamoto in the lithium nickel composite oxide of Sato motivated by the desire to avoid reduction in battery capacity. As Sato in view of Okamoto discloses a cathode active material comprising a lithium nickel composite metal oxide having a layered structure as presently claimed, it therefore would be obvious that cumulative frequency distribution curve of R which ranges from 0-100% as a whole, R(90) that is a value of R at a point where a cumulative frequency from a small side of the R would intrinsically reaches 90% in the range of 1.5-3.7. Claim(s) 9 and 34 are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al. (JP 2018-172255) in view of Okamoto et al. (US 2017/0331107) as applied to claim 1, further in view of Sato et al. (WO 2018/021453). Regarding claims 9 and 34, Sato fails to disclose that the claimed D50 diameter and D90 and D10 satisfying the relationship of formula (A). Whereas, Sato’453 discloses method for producing lithium nickel composite oxide (title). In order to improve the handling property of the nickel-containing metal composite compound, the 50% cumulative volume particle size D.sub.50 of the nickel-containing metal composite compound produced by this step is preferably 1 μm or more and preferably 30 μm or less. In the present embodiment, (D.sub.90 -D.sub.10) / D.sub.50” is preferably 1.65 or less, more preferably 1.6 or less, and particularly preferably 1.5 or less. (D.sub.90 -D.sub.10) / D.sub.50 s preferably as small as possible, but is practically 0.2 or more (page 7). It would have been obvious to one of ordinary skill in the art at the time the application was filed to form lithium metal composite of Sato having D50 in the range of 1-30 microns and satisfying the relationship of (D.sub.90 -D.sub.10) / D.sub.50 in the range of 0.2-1.5 as taught by Sato’453 motivated by the desire to have improved handling properties. Response to Arguments Applicant’s arguments filed on 02/02/2026 have been fully considered, but they are moot in view of new grounds of rejections as stated above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RONAK C PATEL whose telephone number is (571)270-1142. The examiner can normally be reached M-F 8:30AM-6:30PM (FLEX). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ALICIA CHEVALIER can be reached on 5712721490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300 Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RONAK C PATEL/Primary Examiner, Art Unit 1788
Read full office action

Prosecution Timeline

Oct 07, 2021
Application Filed
Nov 06, 2024
Non-Final Rejection — §103
May 16, 2025
Response after Non-Final Action
Jul 07, 2025
Response Filed
Sep 30, 2025
Final Rejection — §103
Feb 02, 2026
Response after Non-Final Action
Feb 24, 2026
Request for Continued Examination
Mar 03, 2026
Response after Non-Final Action
Mar 06, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600824
PELLETS OF A GLASS FIBER-REINFORCED THERMOPLASTIC POLYMER COMPOSITION, AND METHOD OF THEIR MANUFACTURE
2y 5m to grant Granted Apr 14, 2026
Patent 12591080
POLARIZING PLATE
2y 5m to grant Granted Mar 31, 2026
Patent 12570807
Polyethylene Powder and Molded Article
2y 5m to grant Granted Mar 10, 2026
Patent 12571214
CERAMIC GRANULES WITH A PHOTOCATALYTIC COATING AND METHOD OF MAKING
2y 5m to grant Granted Mar 10, 2026
Patent 12573629
CATHODE MATERIAL FOR SULFIDE-BASED ALL-SOLID-STATE BATTERIES, MANUFACTURING METHOD THEREOF, AND ALL-SOLID-STATE BATTERY USING THE SAME
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
99%
With Interview (+56.7%)
3y 8m
Median Time to Grant
High
PTA Risk
Based on 645 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month