Prosecution Insights
Last updated: October 02, 2026
Application No. 17/605,123

Lithium Secondary Battery And Method Of Preparing The Same

Non-Final OA §103
Filed
Jun 13, 2022
Priority
Aug 26, 2019 — RE 10-2019-0104733 +2 more
Examiner
ZHANG, HAIXIA
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Iucf-hyu (industry-university Cooperation Foundation Hanyang University)
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
195 granted / 310 resolved
-2.1% vs TC avg
Strong +18% interview lift
Without
With
+17.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
12 currently pending
Career history
323
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
11.5%
-28.5% vs TC avg
§112
27.9%
-12.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 310 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Information Disclosure Statement The information disclosure statement (IDS) submitted on 10/20/2021, 07/13/2022 and 11/27/2023 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Election/Restrictions Applicant’s election of Group I, claims 1-5, in the reply filed on 02/02/2026 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 6-11 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group II, there being no allowable generic or linking claim. Election has been treated as an election without traverse in the reply filed on 02/02/2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-5 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (“Zhang”, US 20190148775 A1, disclose in IDS) in view of Gao et al. (“Gao”, LiAlCl4•3SO2 as a high conductive, non-flammable and inorganic non-aqueous liquid electrolyte for lithium ion batteries, disclose in IDS). Regarding claims 1 and 4-5, Zhang teaches a lithium secondary battery comprising a pre-lithiated carbon-based negative electrode, a positive electrode, a separator (Zhang, [0004], [0011], [0095], [0135], [0136], [0138], [0139], e.g., lithium ion batteries with carbon/silicon composite-based anodes; the anode is prelithiated, the system further comprises a cathode; a battery separator is a porous sheet or film placed between the anode and cathode; batteries (e.g., rechargeable batteries); lithium ion batteries; a rechargeable battery 100 including a cathode 120, a separator 130 which is infused with an electrolyte (i.e., a LSE), and an anode 140; a rechargeable lithium ion battery, the anode is carbon-based (e.g., graphite- and/or hard carbon-based); the anode is prelithiated). Zhang does not teach an inorganic electrolyte represented by Formula 1 of claim 1. However, in the same field of endeavor, Gao teaches LiAlCl4•3SO2 as a high conductive, non-flammable and inorganic non-aqueous liquid electrolyte for lithium ion batteries (Gao, Title, Abstract). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have an inorganic electrolyte LiAlCl4•3SO2, for the purpose of high conductive, non-flammable and high lithium ion transport number (Gao, Title, Abstract). Regarding claim 2, Zhang in view of Gao teaches the lithium secondary battery of claim 1 as disclosed above. Zhang teaches wherein 30% to 90% of capacity based on total capacity of a negative electrode active material of the pre-lithiated carbon-based negative electrode is lithiated by pre-lithiation (Zhang, [0139], e.g., the anode is prelithiated to at least 50% of capacity, or up to 100% capacity (which is being interpreted as 50%-100% of capacity based on total capacity of a negative electrode active material of the pre-lithiated carbon-based negative electrode is lithiated by pre-lithiation) (which overlaps the claimed range of 30% to 90%; therefore, a prima facie case of obviousness exists (see MPEP § 2144.05, I.))). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. (See MPEP § 2144.05, I.). Zhang in view of Gao teaches a lithium secondary battery substantially identical to that of claim 1. Therefore, the lithium secondary battery of Zhang in view of Gao is expected to have wherein 30% to 90% of capacity based on total capacity of a negative electrode active material of the pre-lithiated carbon-based negative electrode is lithiated by pre-lithiation, the burden of proof then shifts to the applicant to provide objective evidence to the contrary. (See MPEP § 2112). Regarding claim 3, Zhang in view of Gao teaches lithium secondary battery of claim 1 as disclosed above. Zhang teaches wherein the positive electrode comprises a lithium transition metal phosphate (Zhang, [0141], e.g., exemplary cathodes for lithium ion batteries include LiFePO4 (LFP), LiMC1xM.sup.C21-xPO4 (MC1 or MC2=Fe, Mn, Ni, Co, Cr, or Ti; 0≤x≤1), Li3V2-xM1x(PO4)3 (M1=Cr, Co, Fe, Mg, Y, Ti, Nb, or Ce; 0≤x≤1)). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HAIXIA ZHANG whose telephone number is (571)272-5697. The examiner can normally be reached Monday and Tuesday 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tiffany Legette can be reached at (571) 270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HAIXIA ZHANG/Primary Examiner, Art Unit 1723
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Prosecution Timeline

Jun 13, 2022
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12744289
SECONDARY BATTERY
4y 8m to grant Granted Sep 22, 2026
Patent 12738575
Packaging for Flexible Secondary Battery and Flexible Secondary Battery Comprising the Same
5y 9m to grant Granted Sep 15, 2026
Patent 12731830
BATTERY CELL, BATTERY, AND ELECTRIC APPARATUS
1y 6m to grant Granted Sep 08, 2026
Patent 12668504
POSITIVE ELECTRODE ACTIVE MATERIAL AND PREPARATION METHOD THEREFOR, POSITIVE ELECTRODE SHEET, SECONDARY BATTERY, AND ELECTRICAL DEVICE
10m to grant Granted Jun 30, 2026
Patent 12646717
CARBON MATERIAL, METHOD FOR PRODUCING CARBON MATERIAL, AND NON-AQUEOUS SECONDARY BATTERY USING CARBON MATERIAL
4y 5m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
81%
With Interview (+17.8%)
3y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 310 resolved cases by this examiner. Grant probability derived from career allowance rate.

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