Office Action Predictor
Application No. 17/605,609

PROSTATE-SPECIFIC MEMBRANE ANTIGEN (PSMA) INHIBITORS AS DIAGNOSTIC AND RADIONUCLIDE THERAPEUTIC AGENTS

Non-Final OA §102§103§112
Filed
Oct 22, 2021
Examiner
DONOHUE, SEAN R
Art Unit
1618
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Five Eleven Pharma INC.
OA Round
1 (Non-Final)
42%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
64%
With Interview

Examiner Intelligence

42%
Career Allow Rate
300 granted / 722 resolved
Without
With
+22.0%
Interview Lift
avg trend
3y 5m
Avg Prosecution
53 pending
775
Total Applications
career history

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
50.4%
+10.4% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data

Office Action

§102 §103 §112
DETAILED ACTION This Office action details a first action on the merits for the above referenced application No. Claims 1-20, 24, 26, 28-31, 33-36, 39, and 41 are pending in this application. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This application is a 35 USC 371 National Stage filing of international application No. PCT/US2020/030085 filed on 27 Apr. 2020, and claims benefit under 35 USC 119(e) to US provisional application No. 62/839,085 filed on 26 Apr. 2019. Information Disclosure Statement The information disclosure statement (IDS) submitted on 30 Dec. 2024 has been considered by the examiner. Election/Restrictions Applicant's election with traverse of Group I in the reply filed on 30 Dec. 2024 is acknowledged. The traversal is on the ground(s) that Bauder (WO 2015/055316 A1) does not anticipate or render obvious the claimed formula (I) and the claimed formula (I) qualifies as a special technical feature that defines a contribution of the prior art. This is not found persuasive because Groups I-II do not contain a special technical feature that make a contribution of the prior art of Kung et al. (WO 2017/116994 A1) for the reasons cited in the rejection of claims under 35 USC 102(a)(1),(2) and 35 USC 103 below. That is, claimed formula (I) does not contain a special technical feature that defines a contribution over the prior art as set forth below. The requirement is still deemed proper and is therefore made FINAL. Claims 36 and 39 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected Group II and III, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 30 Dec. 2024. Applicant’s election without traverse of the species shown below, claims 1-4, 7-11, 15-20, 24, 26, 28, 30-31, and 33-35 in the reply filed on 3 Dec. 2025 is acknowledged. Claims 5-6, 12-14, 29, and 41 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 30 Dec. 2024. PNG media_image1.png 289 579 media_image1.png Greyscale Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 11, 16-17, 20 and 24 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Instant claims 16 and 17 are dependent to claim 1 require the structural fragments PNG media_image2.png 183 58 media_image2.png Greyscale and R37a; however, those structural fragments are not defined in claim 1 or claims themselves. Claims 11 and 20 depends to claim 1 and require a R37a that is not defined in claim 1. Claim 24 depends to claim 2 and includes that A1 may be selected from -(CH2)nC(O)NH- or -(CH2CH2O)n(CH2CH2NH)n-; however, n is not defined in claims 1, 2, or 24. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. The following rejection is based upon art which was found incidental to the search for the elected species. This is not indicative that the entire scope of the claims has been examined; however, the following art is being applied in an effort to promote compact prosecution of the case. Claim(s) 1, 7-11, 20, 26, 30, 33, and 35 is/are rejected under 35 U.S.C. 102(a)(1),(2) as being anticipated by Kung et al. (WO 2017/116994 A1; published 6 Jul. 2017; see attached 892). Regarding claims 1, 7-11, 20, 26, 30, and 33 Kung et al. disclose the compounds 5b PNG media_image3.png 242 625 media_image3.png Greyscale ([0130]-[0131]), and [68Ga]5b. These compounds read on compounds of instant formula I PNG media_image4.png 210 564 media_image4.png Greyscale and a 68Ga complex thereof wherein W= PNG media_image5.png 228 298 media_image5.png Greyscale (PSMA ligand; PNG media_image6.png 96 147 media_image6.png Greyscale , R20=Lys, R21=Glu); R37= CH2Ph (alkyl aryl); R38=H; s=1; R33=R34=R35=R36=H; G=O; v=0; X2=O; A2=bond; B2=H; r=0; q=1; T1=T11= PNG media_image7.png 121 167 media_image7.png Greyscale and Z=HBED (chelating moiety) and provided that Z is not Z1 or PNG media_image8.png 146 204 media_image8.png Greyscale . Regarding claim 35, Kung et al. disclose intravenous injection of [68Ga]5b (implies a composition comprising a pharmaceutically acceptable carrier). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following rejection is based upon art which was found incidental to the search for the elected species. This is not indicative that the entire scope of the claims has been examined; however, the following art is being applied in an effort to promote compact prosecution of the case. Claim(s) 1-2, 7-11, 16-20, 24, 26, 30-31, 33, and 35 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kung et al. (WO 2017/116994 A1; published 6 Jul. 2017; see attached 892), in view of Lutje et al. (Theranostics; published 2015; see attached 892). Kung et al. teach as discussed above. Kung et al. teach urea based prostate specific membrane antigen (PSMA) inhibitors for imaging and therapy (see title). Kung et al. teach compounds of formula IV wherein Z is a chelating moiety ([0014]). Kung et al. teach that the series with the novel phenoxy linker showed equal or better binding affinity that [68Ga]1 ([0027]). Kung et al. teach chelating moieties selected from the group consisting of DOTA, etc ([0038]). Kung et al. teach compounds 5a PNG media_image9.png 168 520 media_image9.png Greyscale ([0127]-[0128]), and [68Ga]5a. The results suggest that specific binding of [68Ga]5b was comparable to that of known compound [68Ga]1 ([0153]). The internalized activity was much higher for [68Ga]5b ([0164]-[0165]). Although [68Ga]5a demonstrated lower tumor uptake its kidney retention was the lowest which is desirable for therapeutic drug ([0168]). Only LNCaP tumor was clearly visualized with all tracers with good tumor to background contrasts ([0177]). `Kung et al. do not further teach a compound of instant formula I wherein Z is PNG media_image10.png 64 241 media_image10.png Greyscale where D is a divalent linking structure derived from DOTA and A1 is a bond or a compound of formulas III-A, III-B, and IV-A or a 68Ga or 177Lu complex of formula IVA. Lütje et al. teach PSMA ligands for radionuclide imaging and therapy of prostate cancer (see title). Lütje et al. teach that to improve the pharmacokinetics of the DOTA-coupled PSMA ligands, the hydrophilicity of the ligand was increased by substitution with DOTAGA which can be labeled with both 68Ga and 177Lu and thus used for diagnostic and therapeutic purposes. DOTAGA conjugated ligand complexes showed a significantly increase affinity towards PSMA on PSMA expressing LNCaP cells compared to DOTA-conjugated PSMA ligands (pg. 1398). It would have been obvious to a person of ordinary skill in the art before the effective filing date to modify the compounds and compositions of Kung et al. (compounds 5a and 5b and pharmaceutical compositions thereof) by substituting the DOTA or HBED-CC chelators with DOTAGA to arrive at instant formula IV-A and optionally form 68Ga or 177Lu complexes with that compound as taught by Lütje et al. because the DOTAGA chelator and 68Ga or 177Lu complexes thereof would have been expected to advantageously enable significantly increased affinity towards PSMA and/or advantageous theranostic applications. Claim(s) 1-4, 7-11, 15-20, 24, 26, 28, 30-31, and 33-35 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kung et al. (WO 2017/116994 A1; published 6 Jul. 2017; see attached 892), in view of Lütje et al. (Theranostics; published 2015; see attached 892), in further view of Abiraj et al. (Chem. Commun.; published 2008; see attached 892). Kung et al. teach as discussed above. In addition, Kung et al. teach dimeric imaging agents (see examples 6f, 6g, 15-17). Kung et al. do not further teach a compound of instant formula I wherein Z is PNG media_image10.png 64 241 media_image10.png Greyscale where D is PNG media_image11.png 240 214 media_image11.png Greyscale or a compound of formula IV-B or the elected species PNG media_image12.png 312 636 media_image12.png Greyscale . Abiraj et al. teach novel DOTA-based prochelator for divalent peptide vectorization (see title). Abiraj et al. teach that application of multivalent ligands showed markedly increased binding affinity with their respective receptors compared to monovalent ligands (pg. 3248). Abiraj et al. teach that DOTA based prochelators for the multivalent grafting of targeting ligands is of significant interest to develop improved targeting vectors that could find potential application in different imaging modalities (pg. 3248). Abiraj et al. teach prochelator (04) PNG media_image13.png 270 194 media_image13.png Greyscale containing two free carboxyl groups for divalent vectorization (pg. 3248). Abiraj et al. teach deprotection of the tBu protecting groups (scheme 1). The divalent peptide conjugates showed excellent labeling properties with radiometals of interest such as 177Lu and 68Ga (pg. 3249). It would have been obvious to a person of ordinary skill in the art before the effective filing date to further modify Kung et al. so that the obvious DOTAGA chelator gets further modified by incorporation of a second glutamic acid radical to arrive at the elected species and a pharmaceutical composition thereof and optionally form 68Ga or 177Lu complex with that compound as taught by Kung et al. and Abiraj et al. because the second glutamic acid radical would have been expected to advantageously further increase hydrophilicity and binding affinity and advantageous enabling of multivalent constructs that optionally potentially increasing tumor uptake. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN R DONOHUE whose telephone number is (571)270-7441. The examiner can normally be reached on Monday - Friday, 8:00 - 5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Hartley can be reached on (571)272-0616. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael G. Hartley/Supervisory Patent Examiner, Art Unit 1618 /SEAN R. DONOHUE/ Examiner, Art Unit 1618
Read full office action

Prosecution Timeline

Oct 22, 2021
Application Filed
Dec 15, 2025
Non-Final Rejection — §102, §103, §112
Mar 19, 2026
Response Filed

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Prosecution Projections

1-2
Expected OA Rounds
42%
Grant Probability
64%
With Interview (+22.0%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 722 resolved cases by this examiner