Prosecution Insights
Last updated: April 19, 2026
Application No. 17/606,891

USER EQUIPMENT AND COMMUNICATION METHOD

Final Rejection §103
Filed
Oct 27, 2021
Examiner
LIN, KENNY S
Art Unit
2416
Tech Center
2400 — Computer Networks
Assignee
NTT Docomo Inc.
OA Round
7 (Final)
69%
Grant Probability
Favorable
8-9
OA Rounds
2y 11m
To Grant
81%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
587 granted / 847 resolved
+11.3% vs TC avg
Moderate +12% lift
Without
With
+11.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
23 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
6.1%
-33.9% vs TC avg
§103
41.8%
+1.8% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 847 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 6-11 are presented for examination. Response to Arguments Applicant’s arguments with respect to claim(s) 6-11 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. In the remark, applicant argued (1) Park does not teach configuring the single PUCCH resource set for a codebook of HARQ-ACK/NACK feedback. Examiner traverse the argument: As to point (1), it is known in the art that HARQ-ACK codebook defines the structure and size of the ACK/NACK feedback. Park’s teaching of PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback in paragraph 0091 shows that the configuring of a single PUCCH resource set for a codebook of HARQ-ACK/NACK feedback. See also paragraph 0120. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Park, US 2019/0103947, in view of Kundu et al (Kundu), US 2019/0239216, and further in view of Shen et al (Shen), EP3869880A1, and further in view of Liang et al (Liang), GB2581391A. Park, Kunda, Shen and Liang were cited in the previous office action. As per claim 6, Park teaches the invention including a terminal comprising: A receiver that receives a higher layer parameter to configure a first PUCCH resource set for a first HARQ-ACK codebook and a second PUCCH resource set for a second HARQ-ACK codebook (figures 3B and 4; pp. 0016-0017, 0040, 0091: a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling… Paragraph 0040 states higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter), and downlink control information to schedule a downlink shared channel (pp. 0016-0017, 0092: the BS may transmit corresponding DL assignment DL control information including PUCCH resource indication information for HARQ ACK/NACK feedback to the UE in response to a corresponding PDSCH reception when transmitting PDSCH scheduling control information for the UE through a PDCCH); A controller that determines, a PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set (Figures 9 and 13; pp. 0145, 0184-0186: when the first PUCCH 420, the second PUCCH 422 and… HARQ ACK/NACK feedback of the first PDSCH transmission 410, the second PDSCH transmission 412 and… through the first DL assignment DL control information, the second DL assignment DL control information, and… the UE may transmit the plurality of HARQ ACK/NACK feedback information for the first to the third PDSCH 410, 412 and 414 through the first to the third PUCCHs 420, 422 and 424, respectively. And Paragraph 0184 states a controller 1320; and the controller 1320 is configured to control overall operations of the UE in order to indicate HARQ information through one or the plurality of the UL control channels by the UL control channel resource indication information); and A transmitter that transmits the HARQ-ACK based on the determined PUCCH resource set and a sub-slot configuration (Figure 13; pp. 0081, 0099, 0187: for an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE. Paragraph 0099 states configuring one or more PUCCH resource sets for … each UE for HARQ ACK/NACK feedback of the UE, one or more separate resource sets may be configured for each UL BWP configured for the UE and the transmitter 1330 transmits UL control information and data, messages through a corresponding channel to the BS), Wherein the higher layer parameter associated with the determined PUCCH resource set with the sub-slot configuration (pp. 0040, 0081, 0084, 0087, 0090-0092, 0100: higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter. Paragraph 0091 states a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling). Park does not teach the controller to determine the PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set based on a number of uplink control information (UCI) bits; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Kundu taught to determine PUCCH resource set based on the UCI bits (pp. 0034, 0057-0058, 0081, 0096-0097). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teachings of Park and Kundu and further utilize UCI payload size to select corresponding PUCCH resource sets. Park and Kundu do not teach wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Shen teaches wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set (pp. 0004-0007, 0060, 0063, 0065, 0073-0076; Tables 2-5). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu and Shen in order to configure PUCCH resource sets for sub-slot based PUCCH resource allocation using a time-domain offset for a starting symbol. Park, Kundu and Shen do not teach wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Liang teaches that in 3GPP Release 16, it has been agreed that a UE is able to simultaneously construct at least two HARQ-ACK codebooks supporting multiple PUCCHs (page 4, lines 11-28, page 13, lines 29-31). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu, Shen and Liang in order to construct multiple HARQ-ACK codebooks to support multiple PUCCHs and further utilize Release 16 or later UEs to perform simultaneous construction of the codebooks. As per claim 7, Park, Kundu, Shen and Liang teach the invention as claimed in claim 6. Park further teaches wherein the higher layer (or radio resource control) parameter includes a parameter to set a length of the sub-slot to seven symbols (slot) (pp. 0134: the CORESET allocation information (e.g., frequency resource allocation information) may include 24 PRBs, and the monitoring occasion may be set to monitor the corresponding 24 PRBs “every slot”, “every 2 slots”, or “every 7 symbols” for a UE. To monitor the corresponding 24 PRBs every 7 symbols may mean to configure two monitoring occasions in the one slot). As per claim 8, Park, Kundu, Shen and Liang teach the invention as claimed in claim 6. Park further teaches wherein the sub-slot (mini slot) configuration is such that, all sub-slots are configured with a common PUCCH resource set (bandwidth part (BWP)) (Figure 3B; pp. 0081: an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE. or an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE. or an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE). As per claim 9, Park, Kundu, Shen and Liang teach the invention as claimed in claim 6. Park further teaches wherein the downlink control information includes identifying information to specify a PUCCH resource from the determined PUCCH resource set, the identifying information being three bits (pp. 0083, 0091-0092, 0096, 0122: the UE may receive, from the BS, DL control information containing information that indicates one of one or more BWPs contained in the one or more BWP sets configured by the BWP configuration information. The UE may receive the… PUCCH through the one BWP indicated in the DL control information; In the NR, a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling; one or multiple PUCCH resource sets for an UE through the UE-specific higher layer signaling are configured, the BS may transmit corresponding DL assignment DL control information including PUCCH resource indication information; the UE may receive, from the BS, DL control information that includes information indicating one, for the transmission of the UL control information, of UL control channel resources configuring UL control channel resource sets; the UE may transmits the multiplexed ACK/NACK feedback information with N.sub.UCI bit(s) through the slot #(n+k). For example, the UE may transmit 3 bits of the multiplexed ACK/NACK feedback information), and wherein the transmitter transmits the HARQ-ACK using a PUCCH resource specified by the identifying information (pp. 0122: the UE may transmit the multiplexed ACK/NACK feedback information with N.sub.UCI bit(s) through the slot #(n+k). For example, the UE may transmit 3 bits of the multiplexed ACK/NACK feedback information). Kundu also further teaches wherein the downlink control information includes identifying information to specify a PUCCH resource from the determined PUCCH resource set, the identifying information being three bits (pp. 0081), and wherein the transmitter transmits the HARQ-ACK using a PUCCH resource specified by the identifying information (pp. 0081). As per claim 10, Park teaches the invention including a communication method executed by a termina, the method comprising: Receiving a higher layer parameter to configure a first PUCCH resource set for a first HARQ-ACK codebook and a second PUCCH resource set for a second HARQ-ACK codebook (figures 3B and 4; pp. 0016-0017, 0040, 0091: a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling… Paragraph 0040 states higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter), and downlink control information to schedule a downlink shared channel (pp. 0016-0017, 0092: the BS may transmit corresponding DL assignment DL control information including PUCCH resource indication information for HARQ ACK/NACK feedback to the UE in response to a corresponding PDSCH reception when transmitting PDSCH scheduling control information for the UE through a PDCCH); Determining, a PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set (Figures 9 and 13; pp. 0145, 0184-0186: when the first PUCCH 420, the second PUCCH 422 and… HARQ ACK/NACK feedback of the first PDSCH transmission 410, the second PDSCH transmission 412 and… through the first DL assignment DL control information, the second DL assignment DL control information, and… the UE may transmit the plurality of HARQ ACK/NACK feedback information for the first to the third PDSCH 410, 412 and 414 through the first to the third PUCCHs 420, 422 and 424, respectively. And Paragraph 0184 states a controller 1320; and the controller 1320 is configured to control overall operations of the UE in order to indicate HARQ information through one or the plurality of the UL control channels by the UL control channel resource indication information); and Transmitting the HARQ-ACK based on the determined PUCCH resource set and a sub-slot configuration (Figure 13; pp. 0081, 0099, 0187: for an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE. Paragraph 0099 states configuring one or more PUCCH resource sets for … each UE for HARQ ACK/NACK feedback of the UE, one or more separate resource sets may be configured for each UL BWP configured for the UE and the transmitter 1330 transmits UL control information and data, messages through a corresponding channel to the BS), Wherein the higher layer parameter associated with the determined PUCCH resource set with the sub-slot configuration (pp. 0040, 0081, 0084, 0087, 0090-0092, 0100: higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter. Paragraph 0091 states a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling). Park does not teach the controller to determine the PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set based on a number of uplink control information (UCI) bits; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Kundu taught to determine PUCCH resource set based on the UCI bits (pp. 0034, 0057-0058, 0081, 0096-0097). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teachings of Park and Kundu and further utilize UCI payload size to select corresponding PUCCH resource sets. Park and Kundu do not teach wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Shen teaches wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set (pp. 0004-0007, 0060, 0063, 0065, 0073-0076; Tables 2-5). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu and Shen in order to configure PUCCH resource sets for sub-slot based PUCCH resource allocation using a time-domain offset for a starting symbol. Park, Kundu and Shen do not teach wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Liang teaches that in 3GPP Release 16, it has been agreed that a UE is able to simultaneously construct at least two HARQ-ACK codebooks supporting multiple PUCCHs (page 4, lines 11-28, page 13, lines 29-31). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu, Shen and Liang in order to construct multiple HARQ-ACK codebooks to support multiple PUCCHs and further utilize Release 16 or later UEs to perform simultaneous construction of the codebooks. As per claim 11, Park teaches the invention including a base station comprising: A transmitter that transmits a higher layer parameter to configure a first PUCCH resource set for a first HARQ-ACK codebook and a second PUCCH resource set for a second HARQ-ACK codebook (figures 3B and 4; pp. 0016-0017, 0040, 0091: a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling… Paragraph 0040 states higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter), and downlink control information to schedule a downlink shared channel (pp. 0016-0017, 0092: the BS may transmit corresponding DL assignment DL control information including PUCCH resource indication information for HARQ ACK/NACK feedback to the UE in response to a corresponding PDSCH reception when transmitting PDSCH scheduling control information for the UE through a PDCCH); A controller that determines, a PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set (Figures 9 and 13; pp. 0145, 0184-0186: when the first PUCCH 420, the second PUCCH 422 and… HARQ ACK/NACK feedback of the first PDSCH transmission 410, the second PDSCH transmission 412 and… through the first DL assignment DL control information, the second DL assignment DL control information, and… the UE may transmit the plurality of HARQ ACK/NACK feedback information for the first to the third PDSCH 410, 412 and 414 through the first to the third PUCCHs 420, 422 and 424, respectively. And Paragraph 0184 states a controller 1320; and the controller 1320 is configured to control overall operations of the UE in order to indicate HARQ information through one or the plurality of the UL control channels by the UL control channel resource indication information); and A receiver that receives the HARQ-ACK based on the determined PUCCH resource set and a sub-slot configuration (Figure 13; pp. 0081, 0099, 0187: for an UL transmission and/or reception, the serving cell activates and uses one UL BWP in any UL subframe/slot/mini-slot of one or more UL BWPs configured for the UE. Paragraph 0099 states configuring one or more PUCCH resource sets for … each UE for HARQ ACK/NACK feedback of the UE, one or more separate resource sets may be configured for each UL BWP configured for the UE and the transmitter 1330 transmits UL control information and data, messages through a corresponding channel to the BS), Wherein the higher layer parameter associated with the determined PUCCH resource set with the sub-slot configuration (pp. 0040, 0081, 0084, 0087, 0090-0092, 0100: higher layer signaling includes radio resource control (RRC) signaling for transmitting RRC information containing an RRC parameter. Paragraph 0091 states a BS/network may configure a single PUCCH resource set including one or more PUCCH resources for HARQ ACK/NACK feedback or a plurality of PUCCH resource sets, each having one or more PUCCH resources, for each UE, and then transmit the configured one or more PUCCH resource sets to each UE through UE-specific higher layer signaling). Park does not teach the controller to determine the PUCCH resource set for a HARQ-ACK for the downlink shared channel from among the first PUCCH resource set and the second PUCCH resource set based on a number of uplink control information (UCI) bits; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Kundu taught to determine PUCCH resource set based on the UCI bits (pp. 0034, 0057-0058, 0081, 0096-0097). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teachings of Park and Kundu and further utilize UCI payload size to select corresponding PUCCH resource sets. Park and Kundu do not teach wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set; and wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Shen teaches wherein the sub-slot configuration is relative to a first symbol of a PUCCH resource in the determined PUCCH resource set (pp. 0004-0007, 0060, 0063, 0065, 0073-0076; Tables 2-5). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu and Shen in order to configure PUCCH resource sets for sub-slot based PUCCH resource allocation using a time-domain offset for a starting symbol. Park, Kundu and Shen do not teach wherein the first HARQ-ACK codebook and the second HARQ-ACK codebook are generated simultaneously. Liang teaches that in 3GPP Release 16, it has been agreed that a UE is able to simultaneously construct at least two HARQ-ACK codebooks supporting multiple PUCCHs (page 4, lines 11-28, page 13, lines 29-31). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to combine the teaching of Park, Kundu, Shen and Liang in order to construct multiple HARQ-ACK codebooks to support multiple PUCCHs and further utilize Release 16 or later UEs to perform simultaneous construction of the codebooks. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Li et al, CN111278124A Takeda et al, US 2022/0201735 Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENNY S LIN whose telephone number is (571) 272-3968. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Noel Beharry can be reached on 571-270-5630. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). KENNY S. LIN Examiner Art Unit 2416 /Kenny S Lin/ Primary Examiner, Art Unit 2416 March 4, 2026
Read full office action

Prosecution Timeline

Oct 27, 2021
Application Filed
Dec 15, 2023
Response after Non-Final Action
Feb 29, 2024
Non-Final Rejection — §103
May 31, 2024
Response Filed
Jun 26, 2024
Final Rejection — §103
Aug 30, 2024
Response after Non-Final Action
Sep 05, 2024
Response after Non-Final Action
Sep 20, 2024
Request for Continued Examination
Oct 02, 2024
Response after Non-Final Action
Oct 30, 2024
Non-Final Rejection — §103
Feb 03, 2025
Response Filed
Feb 10, 2025
Final Rejection — §103
May 08, 2025
Request for Continued Examination
May 13, 2025
Response after Non-Final Action
Jul 16, 2025
Non-Final Rejection — §103
Oct 17, 2025
Response Filed
Nov 04, 2025
Non-Final Rejection — §103
Feb 05, 2026
Response Filed
Mar 04, 2026
Final Rejection — §103 (current)

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Prosecution Projections

8-9
Expected OA Rounds
69%
Grant Probability
81%
With Interview (+11.6%)
2y 11m
Median Time to Grant
High
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