Office Action Predictor
Application No. 17/609,106

Aqueous Inkjet Ink Comprising a Resin

Non-Final OA §103
Filed
Nov 05, 2021
Examiner
DAVIDSON IV, CULLEN LEE GARRETT
Art Unit
1767
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Agfa NV
OA Round
3 (Non-Final)
36%
Grant Probability
At Risk
3-4
OA Rounds
3y 9m
To Grant
79%
With Interview

Examiner Intelligence

36%
Career Allow Rate
20 granted / 55 resolved
Without
With
+43.0%
Interview Lift
avg trend
3y 9m
Avg Prosecution
58 pending
113
Total Applications
career history

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
15.6%
-24.4% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendments and Arguments Applicant’s amendments and arguments, filed January 7, 2025, with respect to the rejection(s) under 35 U.S.C. 103 in view of Weber (US 20040060478, hereinafter referred to as “Weber”), Deroover (US20080314285, hereinafter referred to as “Deroover”), and Loccufier et al. (US 20170029637, hereinafter referred to as “Loccufier”) have been fully considered and are persuasive. Applicant has amended the claims to change the scope of the claims outside the scope of the previous prior art. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Weber, Park et al. (KR20150043763A), and Loccufier. Applicant has amended claim 13 to no longer recite a compound represented by general formula I. Applicant’s arguments with regard to the rejection in view of Deroover are considered moot as they were related to the compound represented by the previously claimed general formula I. Park et al. teaches a pigment which reads on the claimed compound represented by general formula II as required by the newly amended claims (see below). Applicant’s amendments and arguments are considered fully responded to within the new grounds of rejection below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 13-29 are rejected under 35 U.S.C. 103 as being unpatentable over Weber (US 20040060478, hereinafter referred to as “Weber”) in view of Park et al. (KR20150043763A, English translation provided for citations, hereinafter referred to as “Park”) and further in view of Loccufier et al. (US 20170029637, hereinafter referred to as “Loccufier”). As to Claim 13: Weber teaches pigment preparation comprising functionalized quinacridone and diketopyrrolopyrrole pigment dispersants selected from the group comprising quinacridone and diketopyrrolopyrrole (Abstract) functionalized with carboxylic or sulfonic acids and salts thereof ([0009]-[0011]), and further teaches that such functionalized quinacridones and diketopyrrolopyroles may be used in an aqueous inkjets ([0079]) and may be combined with polyurethane polymers ([0061]) and base pigments including unfunctionalized quinacridones and diketopyrrolopyroles ([0048]-[0049]). However, Weber is silent towards the substitution pattern of the carboxylic acid or sulfonic acid functionalization. Park teaches a related inkjet composition ([0001]) which may be dispersed in an aqueous solution ([0043]) (i.e., aqueous inkjet), wherein said inkjet may comprise a diketopyrrolopyrole-based color-producing molecule (i.e., a pigment) represented by formula 1: PNG media_image1.png 287 139 media_image1.png Greyscale wherein R represents succinic acid ([0063]) and wherein the compound represented by formula 1 is formed from the reaction of (3,6-bis(4-chlorophenyl)pyrrolo[3,4-c]pyrrole-1,4(2H,5H)-dione (Pigment Red 254 or Cl-DPP) and chlorosuccinic acid ([0061]), thus reading on the claimed general formula II wherein L2 is a divalent linking group of 2 carbon atoms and A2 represents carboxylic acid functional groups and R6 and R9 are a halogen. Weber and Park are considered analogous art because they are directed towards the same field of endeavor, namely inkjet pigments. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize the carboxylic acid functionalized diketopyrrolopyrole structure (Formula 1 of Park) taught by Park as the carboxylic acid-functionalized diketopyrrolopyrole taught by Weber based on the teaching Weber discloses that carboxylic acid-functionalized diketopyrrolopyroles are suitable for aqueous inkjets and the motivation would have been that Park teaches that diketopyrrolopyrole structures functionalized with carboxylic acids promote physical/chemical bonds with dispersed particles which may, inter alia, increase dispersibility within inkjets ([0045] and [0063]). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]), which reads on the claimed resin particle selected from the group consisting of a poly(urea) or poly(urethane). Loccufier further teaches that aqueous inkjet inks comprising resin capsules (i.e., resin particles) are known within the art to address issues associated with the properties of aqueous inkjet inks ([0007-0015]). Weber and Loccufier are considered analogous art because they are directed towards the same field of endeavor, namely, aqueous inkjet inks comprising a resin. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle for the aqueous inkjet ([0079]) comprising a polyurethane taught by Weber because Loccufier teaches that encapsulation is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claim 14: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 13 (supra). Weber further teaches that the base pigment may be Pigment Red 122, 202, or 209 ([0050]). As to Claim 15: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 13 (supra). Weber further teaches that the base pigment may be Pigment Red 254, 264, 270, 272, Pigment Orange 73, and 71 ([0050]). As to Claims 16 and 17: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 13 (supra). Weber is silent towards the functionalized quinacridone and diketopyrrolopyrrole pigment dispersants having a linking group with the structure L2. Park teaches a related inkjet composition ([0001]) which may be dispersed in an aqueous solution ([0043]) (i.e., aqueous inkjet), wherein said inkjet may comprise a diketopyrrolopyrole-based color-producing molecule (i.e., a pigment) represented by formula 1: PNG media_image1.png 287 139 media_image1.png Greyscale wherein R represents succinic acid ([0063]) formed from the reaction of (3,6-bis(4-chlorophenyl)pyrrolo[3,4-c]pyrrole-1,4(2H,5H)-dione (Pigment Red 254, or Cl-DPP) and chlorosuccinic acid ([0061]), thus reading on the claimed general formula II wherein L2 is a divalent linking group of 2 carbon atoms and A2 represents carboxylic acid functional groups and R6 and R9 are a halogen. Weber and Park are considered analogous art because they are directed towards the same field of endeavor, namely inkjet pigments. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize the carboxylic acid functionalized diketopyrrolopyrole structure (Formula 1 of Park) taught by Park as the carboxylic acid-functionalized diketopyrrolopyrole taught by Weber based on the teaching Weber discloses that carboxylic acid-functionalized diketopyrrolopyroles are suitable for aqueous inkjets and the motivation would have been that Park teaches that diketopyrrolopyrole structures functionalized with carboxylic acids promote physical/chemical bonds with dispersed particles which may, inter alia, increase dispersibility within inkjets ([0045] and [0063]). As to Claim 18: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 13 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell surrounding a core. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that aqueous inkjet inks comprising resin capsules (i.e., resin particles) are known within the art to address issues associated with the properties of aqueous inks ([0007-0015]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle for the aqueous inkjet ([0079]) taught by Weber because Loccufier teaches that encapsulation is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claim 19: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 14 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell surrounding a core. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that aqueous inkjet inks comprising resin capsules (i.e., resin particles) are known within the art to address issues associated with the properties of aqueous inks ([0007-0015]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle for the aqueous inkjet ([0079]) taught by Weber because Loccufier teaches that encapsulation is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claim 20: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 15 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell surrounding a core. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that aqueous inkjet inks comprising resin capsules (i.e., resin particles) are known within the art to address issues associated with the properties of aqueous inks ([0007-0015]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle for the aqueous inkjet ([0079]) taught by Weber because Loccufier teaches that encapsulation is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claim 21: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 16 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell surrounding a core. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that aqueous inkjet inks comprising resin capsules (i.e., resin particles) are known within the art to address issues associated with the properties of aqueous inks ([0007-0015]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle for the aqueous inkjet ([0079]) taught by Weber because Loccufier teaches that encapsulation is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claims 22-24: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 18 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell surrounding a core. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the core comprises at least a chemical reactant capable of forming a reaction product upon application of heat and/or light ([0017]) wherein said chemical reactant may be a thermally curable compound including a blocked isocyanate ([0065]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a poly(urea) or poly(urethane) resin capsule/particle having a core comprising a chemical reactant capable of forming a reaction product upon application of heat and/or light wherein said chemical reactant may be a blocked isocyanate for the aqueous inkjet comprising a polyurethane taught by Weber ([0079]) because Loccufier teaches that such a core/shell structure comprising a chemical reactant capable of forming a reaction product upon application of heat and/or light wherein said chemical reactant may be a blocked isocyanate is a known approach within the art for improving the physical properties of aqueous ink jet inks ([0007-0015]). As to Claim 25: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 18 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the shell comprises a covalently bound dispersing group (Abstract) which may be selected from the group consisting of a carboxylic acid or salt thereof, a sulfonic acid or salt thereof, a phosphoric acid ester or salt thereof, a phosphonic acid or salt thereof, and a polyethylene oxide group ([0041]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a polymeric shell comprising a covalently bonded dispersing group selected from the claimed group within the aqueous inkjet taught by Weber ([0079]) because Loccufier teaches that such a structure provides stable ink jet inks capable exhibiting good physical properties on a wide variety of substrates ([0017]). As to Claim 26: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 19 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the shell comprises a covalently bound dispersing group (Abstract) which may be selected from the group consisting of a carboxylic acid or salt thereof, a sulfonic acid or salt thereof, a phosphoric acid ester or salt thereof, a phosphonic acid or salt thereof, and a polyethylene oxide group ([0041]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a polymeric shell comprising a covalently bonded dispersing group selected from the claimed group within the aqueous inkjet taught by Weber ([0079]) because Loccufier teaches that such a structure provides stable ink jet inks capable exhibiting good physical properties on a wide variety of substrates ([0017]). As to Claim 27: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 20 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the shell comprises a covalently bound dispersing group (Abstract) which may be selected from the group consisting of a carboxylic acid or salt thereof, a sulfonic acid or salt thereof, a phosphoric acid ester or salt thereof, a phosphonic acid or salt thereof, and a polyethylene oxide group ([0041]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a polymeric shell comprising a covalently bonded dispersing group selected from the claimed group within the aqueous inkjet taught by Weber ([0079]) because Loccufier teaches that such a structure provides stable ink jet inks capable exhibiting good physical properties on a wide variety of substrates ([0017]). As to Claim 28: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 21 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the shell comprises a covalently bound dispersing group (Abstract) which may be selected from the group consisting of a carboxylic acid or salt thereof, a sulfonic acid or salt thereof, a phosphoric acid ester or salt thereof, a phosphonic acid or salt thereof, and a polyethylene oxide group ([0041]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a polymeric shell comprising a covalently bonded dispersing group selected from the claimed group within the aqueous inkjet taught by Weber ([0079]) because Loccufier teaches that such a structure provides stable ink jet inks capable exhibiting good physical properties on a wide variety of substrates ([0017]). As to Claim 29: Weber, Park, and Loccufier teach the aqueous inkjet ink of claim 22 (supra). Weber is silent towards the composition or inkjet comprising poly(urea) or poly(urethane) resin particles being a capsule comprising a polymeric shell. Loccufier teaches an aqueous inkjet ink comprising an aqueous medium, capsules composed of a polymeric shell surrounding a core (Abstract), wherein said capsule may be a polyurethane or polyurea ([0045]). Loccufier further teaches that the shell comprises a covalently bound dispersing group (Abstract) which may be selected from the group consisting of a carboxylic acid or salt thereof, a sulfonic acid or salt thereof, a phosphoric acid ester or salt thereof, a phosphonic acid or salt thereof, and a polyethylene oxide group ([0041]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to utilize a polymeric shell comprising a covalently bonded dispersing group selected from the claimed group within the aqueous inkjet taught by Weber ([0079]) because Loccufier teaches that such a structure provides stable ink jet inks capable exhibiting good physical properties on a wide variety of substrates ([0017]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to CULLEN L. G. DAVIDSON IV whose telephone number is (703)756-1073. The examiner can normally be reached M-F 9:30-6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Eashoo can be reached on (571) 272-1197. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.L.G.D./ Examiner, Art Unit 1767 /MARK EASHOO/Supervisory Patent Examiner, Art Unit 1767
Read full office action

Prosecution Timeline

Nov 05, 2021
Application Filed
Oct 30, 2024
Non-Final Rejection — §103
Jan 07, 2025
Response Filed
Apr 04, 2025
Final Rejection — §103
May 09, 2025
Response after Non-Final Action
Jun 20, 2025
Request for Continued Examination
Jun 26, 2025
Response after Non-Final Action
Aug 26, 2025
Non-Final Rejection — §103
Apr 06, 2026
Response after Non-Final Action

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Prosecution Projections

3-4
Expected OA Rounds
36%
Grant Probability
79%
With Interview (+43.0%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 55 resolved cases by this examiner