Prosecution Insights
Last updated: April 19, 2026
Application No. 17/610,224

Methods for production of strictosidine aglycone and monoterpenoid indole alkaloids

Non-Final OA §102§103§112§DP
Filed
Nov 10, 2021
Examiner
SWIFT, CANDICE LEE
Art Unit
1657
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Danmarks Tekniske Universitet
OA Round
1 (Non-Final)
58%
Grant Probability
Moderate
1-2
OA Rounds
3y 2m
To Grant
94%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
64 granted / 111 resolved
-2.3% vs TC avg
Strong +37% interview lift
Without
With
+36.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
52 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
9.5%
-30.5% vs TC avg
§103
27.9%
-12.1% vs TC avg
§102
8.5%
-31.5% vs TC avg
§112
31.3%
-8.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 111 resolved cases

Office Action

§102 §103 §112 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 1-17 and 24-26 are pending. Claims 18-23 are canceled. Election/Restrictions Applicant's election with traverse of Group I, claims 1-13, and the species of SEQ ID NO: 24 in the reply filed on 1/14/2026 is acknowledged. The traversal is on the ground that the amended claims recite the special technical feature a microorganism expressing an SGD with at least 80% identity to a sequence selected from SEQ ID NO: 24-27 and 47-67. This is not found persuasive because Nomura et al. (J Biol Chem. 2008 Dec 12;283(50):34650-9) teaches a recombinant E. coli that expresses Carapichea ipecacuanha β-D-glucosidase (34652left column, paragraph 3). Nomura et al. (J Biol Chem. 2008 Dec 12;283(50):34650-9). The accession number of the nucleotide sequence is AB45576 (page 3464, Results, right column, paragraph 1), which corresponds to the protein sequence BAH02544.1 as evidenced by Genbank BAH02544.1 (page 1, CDS “coded by…”). β-D-glucosidase from Carapichea ipecacuanha corresponding to GenBank accession BAH02544.1 is identical to the instant SEQ ID NO: 65 (OA Appendix A). Therefore, a microorganism expressing an SGD with at least 80% identity to a sequence selected from SEQ ID NO: 24-27 and 47-67 is not a special technical feature that defines a contribution over the prior art. Thus, the claimed inventions lack unity of invention a posteriori. The requirement is still deemed proper and is therefore made FINAL. Claims 4-10, 14-17, and 24-26 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention and species, there being no allowable generic or linking claim. Claims 4-10 are withdrawn because they require the non-elected species of a mosaic SGD (see page 5 of the Restriction Requirement mailed on 7/28/2025, which required election of a single SGD or a mosaic SGD). Applicant timely traversed the restriction (election) requirement in the reply filed on 1/14/2026. A search of Applicant’s elected species of SEQ ID NO: 24 initially did not result in prior art, so the search was extended to the non-elected species of SEQ ID NO: 25, SEQ ID NO: 58, and SEQ ID NO: 65. Claims 1-3 and 11-13 are examined herein. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-3 and 11-13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites a list of gene names followed by sequence identifiers in parentheses. It is unclear whether the specific sequences are required or optional features of the claim. In addition, the final wherein clause recites “wherein said first SGD, second SGD, and fourth SGD can be the same or different, with the proviso that said first SGD, second SGD, and fourth SGD are not all RseSGD. Since the claim recites earlier RseSGD (SEQ ID NO: 24), it is unclear whether the requirement is that said first SGD, second SGD, and fourth SGD are not all SEQ ID NO: 24 or whether the requirement is that the first, second, and fourth SGD are not all RseSGD, which could be reasonably interpreted in light of the specification as any SGD from R. serpentina. Claim 3 recites the microorganism further expresses a STR, wherein the STR is optionally CroSTR or variants thereof having at least 90% identity to SEQ ID NO: 30. Claim 11 recites the microorganism further expresses a THAS or HYS, wherein the THAS is optionally CroTHAS and/or HYS is CroHYS.” In both claims, the word “optionally” appears to be used to set forth examples or preferences that are narrower in scope, leading to ambiguity in the claim scope. MPEP 2173.05(d): Description of examples or preferences is properly set forth in the specification rather than the claims. If stated in the claims, examples and preferences may lead to confusion over the intended scope of a claim. In claim 11, the same issue exists for the remaining enzymes recited in the claim. The claim recites an SBE, CPR, CYB5, GS, GO, Redox1, Redox 2, SAT, PAS, DPAS,, TS, and CS and then also recites “optional” examples or preferences that are narrower in scope. Furthermore, there is a nested “optionally” for the SBE: “optionally further expressing an SBE, wherein the SBE is optionally…” leading the reader to question whether the first or second “optionally” is erroneous. Claim 11 is further indefinite for the limitation “wherein said THAS is optionally CroTHAS and/or HYS is CroHYS or variants thereof, having at least 90% identity to SEQ ID NO: 28 and/or SEQ ID NO: 46.” There are at least two different reasonable interpretations of the claim, rendering the claim indefinite. In one interpretation, the claim scope encompasses variants of CroHYS only. In a second interpretation, the claim scope encompasses variants of CroTHAS as well as variants of CroHYS. It is further unclear whether the limitation “variants having at least 90% identity to SEQ ID NO: 28 and/or SEQ ID NO: 46” applies to the CroTHAS, the CroHYS, or both the CroTHAS and the CroHYS. It is also unclear which sequence limitation applies to the CroTHAS (SEQ ID NO: 28 or SEQ ID NO: 46) and which sequence limitation applies to the CroHYS (SEQ ID NO: 28 or SEQ ID NO: 46) or whether both sequence limitations apply to both CroTHAS and CroHYS. Claims 2-3 and 11-13 are rejected for depending from a rejected base claim and not rectifying the source of indefiniteness discussed above. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-3 and 11-13 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 1 recites a genus of strictosidine-beta-glucosidase (SGD) variants with at least 80% identity to any one of SEQ ID NO: 24-27 and SEQ ID NO: 47-67. In an alternative embodiment, claim 1 recites a mosaic SGD comprising an amino acid sequence having the formula D1-D2-D3-D4, wherein D3 is SEQ ID NO: 91 or a variant having at least 90% identity to SEQ ID NO: 91 and D4 is SEQ ID NO: 92 or a variant having at least 90% identity to SEQ ID NO: 92. The person of ordinary skill in the art would not have recognized that the inventors had possession of the claimed genus of SGD variants or mosaic SGD variants. The specification describes in Example 7 the alignment of 28 different SGD homologs and illustrates the alignment in Figure 12. However, among the 28 selected sequences, only RseSGD2 and IpeSGD are known to have low SGD activity invitro (lines 6-7 on page 101). Thus, the alignment is insufficient to establish a structure-function correlation between the enzyme and its function. Seven are putative beta-glucosidases or hypothetical proteins from monoterpenoid indole alkaloid (MIA) producing plants, one (OeuSGD) is an oleuropein beta-glucosidase from Olea europaea, and 12 are putative beta-glucosidases with various putative activities from plants that do not produce MIAs but a range of different glycosylated natural products (page 101, lines 6-12). Six of the selected sequences are putative beta-glucosidases and hypothetical proteins from fungi (lines 14-15 on page 101). Yeast strains expressing VmiSGD1, AhuSGD, HimSGD2, SinSGD, TelSGD, VunSGD, NsiSGD1, LprSGD, AchSGD1, HsuSGD, MroSGD, RseSGD2, PgrSGD, OpuSGD, HpiSGD, HanSGD1, AchSGD2, HimSGD1, lpeSGD, LsaSGD1, and CarSGD were able to produce tetrahydroalstonine and hereby also strictosidine aglycone (specification page 105 lines 21-25Figure 8). However, no variants of these enzymes are disclosed that retain activity. Although the specification establishes the structure-function correlation between four different SGD domains and the function of producing tetrahydroalstonine (see Figure 9, Table 6, page 108, lines 5-14), the specification does not provide the structure-function correlation within each protein domain. For example, the specification states that “all functional SGD variants have RseSGD domain 3” (line 8 on page 108). RseSGD domain 3 is SEQ ID NO: 91. However, the specification does not disclose variants of SEQ ID NO: 91 that retain activity. The specification also discloses that of the functional SGD variants, the four sequences with RseSGD domain 3 and domain 4 are able to produce the highest amount of tetrahydroalstonine (page 108, lines 9-12). SEQ ID NO: 92 is domain 4 of RseSGD from Rauvolfia serpentina. However, the specification does not disclose any variants of SEQ ID NO: 92 that retain activity. Claim 1 recites variants of 25 different SGD sequences. Even for the more widely studied SGD enzymes, such as RseSGD, there is a limited amount of information taught by the art regarding the structure-function correlation of the enzyme. Barleben et al. (The Plant Cell 19.9 (2007): 2886-2897) teaches the three-dimensional structure of both native R. serpentina SGD and the complex of its inactive mutant Glu207Gln with the substrate strictosidine (Abstract). Barleben teaches a limited amount of structure-function information is known in the art about SGD: Sequence alignment of SG with glucosidases of various origins indicates complete conservation of amino acid residues Glu-207, Glu-416, and His-161, and that both Glu-207 and Glu-416 catalyze the concerted hydrolysis of the glucoside bond (page 2888, right column, bottom paragraph). Barleben also infers that His-161 is also likely to play a critical role in the reaction catalyzed by SG (page 2888, right column, bottom two lines). Barleben also teaches a small number of species of SGD mutants (Table 1), of which only a few retain activity. Each mutant contains a single point mutation and no combinations of mutations are tested. In addition, claim 3 recites a genus of CroSTR variants having at least 90% identity to SEQ ID NO: 30. Claim 11 recites a genus of THAS r HYS variants having at least 90% identity to SEQ ID NO: 28 and/or SEQ ID NO: 46, a genus of GseSBE variants having at least 90% identity to SEQ ID NO: 29, and a genus of variants having at least 90% identity to any one of SEQ ID NO: 31-41. The person of ordinary skill in the art would also not have recognized that the inventors had possession of the above claimed genera of variants. The specification does not disclose any variants of any of the above enzymes. SEQ ID NO: 28, 31-41, and 46 are each different enzymes from Catharanthus roseus (plant). SEQ ID NO; 29 is from Gelsemium sempervirens. Each of these enzymes ranges in size from 134 amino acids to 714 amino acids. Thus, variants with at least 90% sequence identity range from 13 amino acid substitutions to 71 amino acid substitutions. Regarding the enzymes tabersonine synthase (TS) and a catharanthine synthase (CS), these enzymes have only recently been identified in Catharanthus roseus: see Abstract and Figure 2 of Caputi et al. ("Missing enzymes in the biosynthesis of the anticancer drug vinblastine in Madagascar periwinkle." Science 360.6394 (2018): 1235-1239), which is published in the year prior to the effective filing date of the claimed invention. Caputi does not teach any variants of either enzyme. Qu et al. (Planta 247.3 (2018): 625-634) only recently identified geissoschizine synthase from Catharanthus roseus (paragraph bridging pages 629-630) in 2018, which is the year prior to the effective filing date of the claimed invention, and no variants of the geissoschizine synthase were generated. Stavrinides et al. (Nature communications 7.1 (2016): 12116) performs site-directed mutagenesis of THAS1 and HYS (page 9, left column, “site-directed mutagenesis of THAS1 and HYS). However, Stavrinides teaches a small number of species of THAS1 and HYS mutants: see paragraph bridging left and right columns on page 9. Dang et al. (Nature chemical biology 14.8 (2018): 760-763) teaches an SBE enzyme from C. roseus called CrAS (page 762, left column, bottom paragraph). Dang produces a small number of variants of the enzyme with six point mutations (page 762, right column, top paragraph). Given the lack of variants disclosed by the specification and the limited number of variants disclosed in the prior art, as well as the lack of a structure-function correlation in the specification and the prior art, the person of ordinary skill in the art would have been unable to reasonably predict and visualize the structures of all the species within the claimed genera of variants of each of the enzymes. Claim 12 recites that the microorganism is capable of producing strictosidine aglycone with a titre of at least 1 μM or more. Claim 13 recites the microorganism according to claim 11, capable of producing tetrahydroalstonine with a titre of at least 1 μM or more, and/or tabersonine with a titre of at least 0.01 μM. Figures 1, 3, 9-10, and 11B of the specification illustrate production of tetrahydroalstonine. Figure 6B and 7-8 of the specification illustrate tabersonine titer. The specification discloses that since strictosidine aglycone is chemically unstable, the yield is estimated from the equimolar conversion to tetrahydroalstonine (lines 8-10 and 18-19 on page 111). The maximum yield of tetrahydroalstonine exemplified within the specification is approximately 15 µM (Figure 3). The maximum yield of tabersonine exemplified within the specification is 0.095 µM (Fig. 7). The prior art does not teach any microorganisms capable of producing tetrahydroalstonine or strictosidine aglycone with yields greater than 15 µM, or tabersonine with yields greater than 0.095 µM. Neither the prior art nor the specification teach the structure-function correlation between the structure of the microorganism and the ability to produce more than 15 µM tetrahydroalstonine, more than 15 µM strictosidine aglycone, or more than 0.095 µM tabersonine. Therefore, the person of ordinary skill in the art would not have recognized that the inventors had possession of the claimed genus of microorganisms capable of producing more than 15 µM tetrahydroalstonine or strictosidine aglycone or more than 0.01 µM tabersonine. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nomura et al. (J Biol Chem. 2008 Dec 12;283(50):34650-9) as evidenced by Genbank BAH02544.1 (2008, website). This rejection applies to the embodiment in which the SGD is SEQ ID NO: 65. Regarding claims 1-2, Nomura teaches the heterologous expression of Carapichea ipecacuanha β-D-glucosidase in E. coli (34652left column, paragraph 3). The accession number of the nucleotide sequence is AB45576 (page 3464, Results, right column, paragraph 1), which corresponds to the protein sequence BAH02544.1 as evidenced by Genbank BAH02544.1 (page 1, CDS “coded by…”). β-D-glucosidase from Carapichea ipecacuanha corresponding to GenBank accession BAH02544.1 is identical to the instant SEQ ID NO: 65 (OA Appendix A). Nomura’s recombinant E. coli is necessarily capable of converting strictosidine to strictosidine aglycone because the microorganism contains the required enzyme (the instant SEQ ID NO: 65). Claims 1-2 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gerasymenko (Eur. J. Biochem. 269, 2204–2213 (2002)) as evidenced by AJ302044 (2005, website). This rejection applies to the embodiment in which the SGD is SEQ ID NO: 24. Gerasymenko teaches the heterologous expression of R. serpentina strictosidine glucosidase in E. coli (Abstract). Gerasymenko teaches the accession number of the SG from R. serpentina is AJ302044 (footnotes page 2204). The amino acid sequence of the enzyme is identical to instant SEQ ID NO: 24 (OA Appendix B) as evidenced by AJ302044 (Title and Translation). Since the sequence of the enzyme is identical to instant SEQ ID NO: 24, then Gerasymenko’s recombinant E. coli is necessarily capable of producing strictosidine aglycone and is a strictosidine-beta-glucosidase. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-3 are rejected under 35 U.S.C. 103 as being unpatentable over Geerlings et al. (Appl Microbiol Biotechnol (2001) 56:420–424; hereafter Geerlings2001) in view of Gerasymenko (Eur. J. Biochem. 269, 2204–2213 (2002)) as evidenced by Geerlings et al. (Journal of Biological Chemistry 275.5 (2000): 3051-3056; hereafter Geerlings2000) and by AJ302044 (2005 website). Geerlings2001 teaches a transgenic Saccharomyces cerevisiae comprising strictosidine beta-glucosidase (SGD) and strictosidine synthase (STR) from Catharanthus roseus (Abstract). STR converts tryptamine and secologanin into strictosidine (Abstract). SGD hydrolyzes strictosidine to an unstable aglycone that converts spontaneously to cathenamine as evidenced by Geerlings2000 (page 3055, right column, Discussion, paragraph 1). Geerlings2001 does not teach that the SGD is SEQ ID NO: 24. (SGD from R. serpentina). Gerasymenko teaches the heterologous expression of R. serpentina strictosidine glucosidase in E. coli (Abstract). Although Gerasymenko calls the enzyme strictosidine glucosidase rather than strictosidine-beta-glucosidase, the in vitro deglucosylation of strictosidine by R. serpentina SG proceeds by the same mechanism as has been shown for C. roseus enzyme preparation (Abstract), so the enzymes have the same activity. Gerasymenko teaches the accession number of the SG from R. serpentina is AJ302044 (footnotes page 2204). The amino acid sequence of the enzyme is identical to instant SEQ ID NO: 24 (OA Appendix B) and is called strictosidine-beta-glucosidase as evidenced by AJ302044 (see Title and “Translation”). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to replace the SGD from Catharanthus roseus with the SGD taught by Gerasymenko in order to screen for enzymes with the highest SGD activity in S. cerevisiae. The person of ordinary skill in the art would have had a reasonable expectation of success in the replacement given that Gerasymenko already expressed the plant (R. serpentina) SGD in E. coli and Geerlings 2001 was already successful in expressing a plant (C. roseus) SGD in S. cerevisiae. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over of Geerlings et al. (Appl Microbiol Biotechnol (2001) 56:420–424; Geerlings 2001) in view of Gerasymenko (Eur. J. Biochem. 269, 2204–2213 (2002)) and as evidenced by Geerlings et al. (Journal of Biological Chemistry 275.5 (2000): 3051-3056; hereafter Geerlings 2000) and by AJ302044 (2005 website), as applied to claims 1-3 above, further in view of Stavrinides et al. (Chemistry & biology 22.3 (2015): 336-341). This rejection applies to the embodiment in which the microorganism further comprises a tetrahydroalstonine synthase (embodiment (i)). Regarding claim 11, Geerlings 2001 does not teach that the S. cerevisiae further comprises tetrahydroalstonine synthase. Stavrinides teaches the heterologous expression of tetrahydroalstonine synthase from Catharanthus roseus in E. coli, which is an enzyme that converts strictosidine aglycone to tetrahydroalstonine (Summary and page 336, right column, Results and Discussion, bottom paragraph). Stavrinides teaches that strictosidine aglycone rearranges into several isomers (Figure 1B), including the dominant isomer cathenamine (page 338, left column, bottom paragraph). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to further engineer the Saccharomyces cerevisiae of Geerlings 2001 modified by Gerasymenko by introducing a gene encoding tetrahydroalstonine synthase from Catharanthus roseus in order to produce tetrahydroalstonine. The person of ordinary skill in the art would have had a reasonable expectation of success given that Stavrinides teaches the heterologous expression of tetrahydroalstonine synthase from Catharanthus roseus in E. coli. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-3 and 11 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 55-56 and 58-62 of copending Application No. 18/860,052 (reference application; hereafter ‘052). Although the claims at issue are not identical, they are not patentably distinct from each other because instant claim 1 is anticipated by claim 59 of ‘052 and claims 2-3 and 11 are obvious over claims 55-56 and 58-62 of ‘052. Claim 55 of ‘052 recites a microorganism producing halogenated strictosidine aglycone or derivatives thereof, said microorganism expressing strictosidine-O-beta-D-glucosidase, wherein the SGD is capable of converting halogenated strictosidine to halogenated strictosidine aglycone. Claim 56 of ‘052 recites that the microorganism expresses a tetrahydroalstonine synthase (THAS). Claim 58 of ‘052 recites that the microorganism further expresses an NADPH-cytochrome P450 reductase. Claim 59 of ‘052 recites that SGD is RseSGD as set forth in SEQ ID NO: 82. Claim 60 of ‘052 recites that the THAS is CroTHAS1. Claim 61 of ‘052 recites that the microorganism further comprises a cytochrome b5 or strictosidine synthase. Claim 62 of ‘052 recites that the microorganism is a bacterium or a yeast of the genus Saccharomyces. Instant claim 1 of ‘052 is anticipated by claim 59 of ‘052 for the embodiment of instant claim 1 in which the SGD is SEQ ID NO: 24. SEQ ID NO: 82 of ‘052 is identical to the instant SEQ ID NO; 24 (OA Appendix C). Instant claim 2 is obvious over claims 59 and 62 of ‘052. Although claim 59 does not limit the microorganism to yeast, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to express the specific SGD according to SEQ ID NO:82 in yeast, since claim 62 of ‘052 is drawn to a yeast comprising an SGD. Instant claim 3 is obvious over claims 59 and 61 of ‘052. Although claim 61 of ‘052 does not recite that the SGD is RseSGD (SEQ ID NO: 82), it would have been obvious to the person of ordinary skill in the art before the effective filing date of the claimed invention to express the SGD according to SEQ ID NO: 82 in the microorganism comprising the strictosidine synthase in order to provide the precursor for the SGD. Instant claim 11 is obvious over claims 56 and 58-60 of ‘052. Claims 56 and 59-60 of ‘052 each depend from claim 55 of ‘052, which recites that the microorganism comprises an SGD but does not recite that the SGD is RseSGD (SEQ ID NO: 82). Claim 59 recites a specific SGD (RseSGD). Thus, it would have been obvious to the person of ordinary skill in the art before the effective filing date of the claimed invention to apply the SGD of claim 59 to any of the microorganisms in claims 56 or 60 of ‘052. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CANDICE LEE SWIFT whose telephone number is (571)272-0177. The examiner can normally be reached M-F 8:00 AM-4:30 PM (Eastern). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Louise Humphrey can be reached at (571)272-5543. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LOUISE W HUMPHREY/Supervisory Patent Examiner, Art Unit 1657 /CANDICE LEE SWIFT/Examiner, Art Unit 1657
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Prosecution Timeline

Nov 10, 2021
Application Filed
Mar 13, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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COMPOSITIONS AND METHODS TO INCREASE PRODUCTION OF ISOTHIOCYANATES
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
58%
Grant Probability
94%
With Interview (+36.6%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 111 resolved cases by this examiner. Grant probability derived from career allow rate.

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