Prosecution Insights
Last updated: July 17, 2026
Application No. 17/612,280

ANTIBODY DRUG CONJUGATES HAVING LINKERS COMPRISING HYDROPHILIC GROUPS

Final Rejection §103
Filed
Nov 18, 2021
Priority
May 20, 2019 — provisional 62/850,094 +1 more
Examiner
VAN DRUFF, SYDNEY
Art Unit
1643
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Novartis AG
OA Round
2 (Final)
56%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
79 granted / 140 resolved
-3.6% vs TC avg
Strong +30% interview lift
Without
With
+29.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
39 currently pending
Career history
177
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
47.0%
+7.0% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 140 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 23 and 49 are under consideration. Rejections/Objections Withdrawn All rejections of all cancelled claims are rendered moot by claim cancelation. All 35 USC §§ 102 and 103 rejections have been withdrawn in view of claim amendments. New Rejections Necessitated by Amendment Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 23 and 49 is/are rejected under 35 U.S.C. 103 as being unpatentable over Boghaert (Boghaert, et al., WO2017214282 A1; Published 12/14/2017; Priority to 6/8/2016 by way of US 62/347,416, of record). Boghaert teaches Bcl-xL inhibitor-comprising ADCs conjugated to anti-EGFR antibodies (Boghaert, Abstract). Boghaert teaches structure 2.145 of Boghaert, which is a drug-linker-crosslinker moiety that comprises the following structure prior to conjugation to the anti-EGFR antibody, with the structure containing a hydrophilic PEG moiety attached to a PABC spacer (Boghaert, p 268, Example 2.145): PNG media_image1.png 208 557 media_image1.png Greyscale (please note that the drug unit of Boghaert comprises 5 Ns and 4 Os and the point of attachment is an O). Boghaert also teaches the linkers of Boghaert comprise formula (IVc) of Boghaert (Boghaert, claim 39): PNG media_image2.png 106 401 media_image2.png Greyscale Wherein: The wavy line is the point of attachment to the drug P = an integer from 0-5 q is 0 or 1 Ra is H, C1-6 alkyl, SO3H or CH2SO3H. Ry is C1-4 alkyl-(N)((C1-4 alkylene)-G1))2 G1 is PEG4-32 or carboxy acid Boghaert also teaches that the peptide present in formula (IVc) of claim 39 of Boghaert is permitted to be Val-Cit (Boghaert, Claim 40). Boghaert does not teach that the structure 2.145 comprises a PEG carbonyl moiety between the maleimide crosslinker and the peptide moiety and wherein the peptide moiety is a valine-citrulline dipeptide. Boghaert does not teach that the hydrophilic moiety extending off PABC spacer comprises 24 PEG repeats, a -NHCH2- moiety and a terminal carboxy acid. It would be prima facie obvious to one of ordinary skill in the art to modify the linker of Boghaert to comprise Formula (IVc) of Boghaert with Ra = hydrogen, peptide = val-cit, p = 1 and q = 0. One of ordinary skill in the art would be motivated to do this in order form a linker moiety for an ADC that is art equivalent to the linker moieties taught by Boghaert. One of ordinary skill in the art would have a reasonable expectation of success modifying the linker of Boghaert to comprise Formula (IVc) of Boghaert with Ra = hydrogen, peptide = val-cit, p = 1 and q = 0 because Boghaert teaches that hydrogen is permissible moiety for R1 of Formula IVc, val-cit is a permissible peptide moiety of Formula IVc and that 1 and 0 are permissible values for p and q of formula IVc, respectively. It would be prima facie obvious to one of ordinary skill in the art to further modify the Ry moiety in the ADC linker discussed above to comprise a PEG24-COOH hydrophilic element and a (tertiary amine)-C(O)-NHCH2 spacer. One of ordinary skill in the art would be motivated to do this in order to form an ADC linker component art equivalent to the structure of Boghaert. Boghaert already teaches Ry moieties comprising a tertiary amine linked to two hydrophilic elements and that the hydrophilic elements are permitted to be PEG4-32 or COOH. As such, one embodiment encompassed by the teachings of Boghaert comprises a Ry moiety that is a tertiary amine linked to one PEG4-32 and one COOH. One of ordinary skill in the art would have a reasonable expectation of success modifying Ry to comprise a PEG chain terminated with a carboxy acid group because Boghaert teaches Ry moieties having a PEG chain and a carboxy acid on separate branches of a tertiary amine and one of ordinary skill in the art would reasonably expect moving the carboxy acid to the end of the PEG chain would add equivalent hydrophilicity. One of ordinary skill in the art would also have a reasonable expectation off success attaching the PEG-COOH chain by way of a -C(O)-NH2CH2 because this moiety is simply a means of attaching a first amine (the element attached to the PABC spacer) to a second amine (the element containing the PEG-COOH chain) by way of a carbonyl, which is within the purview of one of ordinary skill in the art as amine chemistry is one of, if not the most common attachment chemistries in bioconjugation chemistry. One of ordinary skill in the art would have a reasonable expectation of success picking 24 PEG repeat units because Boghaert 4-32 PEG repeat units and it is within the purview of one of ordinary skill in the art to start with the 4-32 PEG units taught by Boghaert and arrive at the claimed number of repeat units via routine experimentation to balance the added hydrophilicity vs added bulk per repeat unit. Additionally, in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F. 2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) See MPEP 2144.05. Further with respect to optimal dosing regimens, it is not inventive to discover such regimens by routine experimentation when general conditions of a claim are disclosed in the prior art. See in re Aller, 220 F.2d 545, 456, 105 USPQ 233, 235 (CCPA 1955) and MPEP 2144.05(11). Please note that the resultant structure now fully satisfies structure (6) of claim 23 and structure (6) of claim 49. Response to Arguments Applicant's arguments filed 4/1/2026 have been fully considered but they are not persuasive. Applicant’s arguments regarding the art rejection consisted solely of a statement that the instant claimed linkers as amended are structurally distinct from the linkers of Boghaert and that the prior art does provide motivation or suggestion to modify any of the linkers of Boghaert to arrive at the instant claimed linker structure. This argument is not persuasive because it was articulated in this and the prior Office Actions how the teachings of Boghaert render the instant claimed ADC structure obvious and Applicant has not argued against any of the rationale applied. Conclusion Claims 23 and 49 are rejected. No claims are allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sydney Van Druff whose telephone number is (571)272-2085. The examiner can normally be reached 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julie Wu can be reached at 571-272-5205. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SYDNEY VAN DRUFF/Examiner, Art Unit 1643 /JULIE WU/Supervisory Patent Examiner, Art Unit 1643
Read full office action

Prosecution Timeline

Nov 18, 2021
Application Filed
Oct 02, 2025
Non-Final Rejection mailed — §103
Apr 01, 2026
Response Filed
May 19, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12673109
COMPOUNDS, COMPOSITIONS, METHODS, AND USES FOR TREATING CANCER AND IMMUNOLOGICAL DISORDERS
5y 5m to grant Granted Jul 07, 2026
Patent 12667625
ANTIBODY-DRUG CONJUCATES AND THEIR USES FOR THE TREATMENT OF CANCER
5y 8m to grant Granted Jun 30, 2026
Patent 12642864
Novel Methionine Containing Antibodies for Conjugation of Agents
4y 11m to grant Granted Jun 02, 2026
Patent 12624109
ALPHA V-INTEGRIN TARGETED SMALL MOLECULE DRUG CONJUGATES
3y 0m to grant Granted May 12, 2026
Patent 12611456
USE OF THIAZOLE AMIDE COMPOUNDS FOR MODULATING HUMAN IMMUNE RESPONSE
4y 1m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
56%
Grant Probability
86%
With Interview (+29.5%)
3y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 140 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month