Prosecution Insights
Last updated: October 25, 2026
Application No. 17/619,924

Functional Materials with Embedded Memory using Sequence-Controlled Polymer-Based Storage

Final Rejection §103§112
Filed
Dec 16, 2021
Priority
Jun 19, 2019 — provisional 62/863,516 +1 more
Examiner
SANFORD, DIANA PATRICIA
Art Unit
1687
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Eidgenössische Technische Hochschule Zürich
OA Round
2 (Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
8 granted / 17 resolved
-12.9% vs TC avg
Strong +36% interview lift
Without
With
+36.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 6m
Avg Prosecution
34 currently pending
Career history
58
Total Applications
across all art units

Statute-Specific Performance

§101
31.9%
-8.1% vs TC avg
§103
28.5%
-11.5% vs TC avg
§102
9.7%
-30.3% vs TC avg
§112
26.4%
-13.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 17 resolved cases

Office Action

§103 §112
DETAILED ACTION Applicant’s response filed 07/16/2026 has been fully considered. Rejections and/or objections not reiterated from previous Office Actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-4, 6-12, 14-19, and 21-27 are pending. Claims 1-4, 6-12, 14-15, and 23-25 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention. Claims 16-19, 21-22, and 26-27 are examined herein. Priority The instant application is 371 of PCT/EP2020/066800, filed 6/17/2020, which claims priority to U.S. Provisional Application number 62/863,516, filed 6/19/2019 as reflected in the filing receipt mailed 8/29/2022. The claim for domestic benefit for claims 16-19, 21-22, and 26-27 is acknowledged. As such, the effective filing date of claims 16-19, 21-22, and 26-27 is 6/19/2019. Nucleotide and/or Amino Acid Sequence Disclosures The specific deficiencies to identify nucleotide sequences in the Specification and drawings with sequence identifiers have been withdrawn in view of Applicant’s submission of a new sequence listing in the response filed 07/16/2026 (Applicant’s Remarks, Pg. 11). Specification Withdrawn Objections The objection to the Specification for containing an embedded hyperlink and/or other form of browser-executable code is withdrawn in view of Applicant’s amendments to the Specification filed 07/16/2026. The objection to the Specification for missing the “Cross-reference to related applications” is withdrawn in view of Applicant’s amendments to the Specification filed 07/16/2026. Newly Recited Objections The disclosure is objected to because of the following informalities: The amendment to Para. [0011], discloses the changes to include the sequence identifiers for Fig. 4A and 4B should be appended to Para. [0012] instead of Para. [0011], as Para. [0011] describes Fig. 3, and Para. [0012] describes Figs. 4A-4C. Appropriate correction is required. Drawings The objection to Figs. 2 and 8 for being blurry is withdrawn in view of Applicant’s submission of replacement drawings in the amendment filed 07/16/2026. Claim Objections Withdrawn Objections The objections to claims 16 and 22 are withdrawn in view of Applicant’s amendments to the claims filed 07/16/2026 (Applicant’s Remarks, Pg. 11). Newly Recited / Maintained Objections Claims 22 is objected to because of the following informalities: Claim 22 contains bullet points, which should be corrected to remove the bullet points, as it is not standard U.S. practice. Appropriate correction is required. Response to Arguments Regarding Claim Objections 1. Applicant argues that claims 16 and 22 have been amended to address objections identified by the Office (Applicant’s Remarks, Pg. 11). It is respectfully submitted that this is not persuasive for the following reasons: While Examiner agrees that claim 16 (as well as withdrawn claims) have been amended to remove bullet points, it appears the bullet points in claim 22 were not removed. Therefore, the objection to claim 22 is maintained. Claim Rejections - 35 USC § 112(b) Withdrawn Rejections The rejection of claims 16-19 and 21-22 under 35 U.S.C. 112(b) as being indefinite is withdrawn in view of Applicant’s amendments to the claims filed 07/16/2026 and Applicant’s Remarks were found persuasive (Applicant’s Remarks, Pg. 11-12). Specifically, when read in view of the Specification, the “data storage medium” recites a physical material for data storage including a plurality of particles, rather than a computer program product. Newly Recited Rejections The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 22 and 26 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. This rejection is newly recited and necessitated by claim amendment. Claim 22 recites “…wherein the plurality of particles comprises silica beads; and/or the plurality of particles; the plurality of particles have a concentration of at most 2mg/g of DNA; and/ or the thermo-polymer comprises polycaprolactone (PCL), polymethylmethacrylate (PMMA), polylactic acid (PLA), acrylonitrile butadiene styrene (ABS) or poly(lactic-coglycolic acid) (PLGA) or a combination thereof”. The metes and bounds of the claim are rendered indefinite due to the lack of clarity. The second description of “the plurality of particles” does not contain a complete description of the particles. In the amendment, the description of the “plurality of particles” was removed, but it is unclear if the “plurality of particles” is intended to have a new descriptor, or alternatively if the phrase was meant to be removed completely. This rejection can be overcome by amendment of claim 22 to clarify the description of the “plurality of particles” or remove the phrase from the claim. Claim 26 is also rejected due to its dependency from claim 22. Claim Rejections - 35 USC § 103 The rejection of claims 16-18 and 21-22 under 35 U.S.C. 103 as being unpatentable over Grass et al. in view of Kyratsis et al. is withdrawn in view of Applicant’s persuasive remarks (Applicant’s Remarks, Pg. 12-16). Specifically, Grass et al. teaches a method for storing digital information on DNA by encapsulating DNA in silica spheres. However, Grass et al. does not teach the subsequent homogeneous embedding of the silica spheres in a thermo-polymer. Kyratsis et al. teaches a method for embedding silica in acrylonitrile butadiene styrene (a thermo-polymer) for 3D printing but does not provide motivation or teachings for encapsulating a sequence-controlled polymer (e.g., DNA) in the embedded silica. Therefore, neither Grass et al. nor Kyratsis et al. teaches the encapsulation of a sequence-controlled polymer in a particle that is embedded within a thermo-polymer with a homogeneous distribution. The rejection of claim 19 under 35 U.S.C. 103 as being unpatentable over Grass et al. in view of Kyratsis et al. and Erlich et al. is withdrawn for the same reasons as described above for claims 16-18 and 21-22 (Applicant’s Remarks, Pg. 16). Erlich et al. also does not teach the encapsulation of DNA in a particle which is homogeneously distributed in a thermo-polymer. Conclusion Claims 16-19, 21, and 27 are allowed. Claims 22 and 26 are rejected. Claims 16-19, 21-22, and 26-27 appear to be free from the prior art because the prior art does not fairly suggest or teach the encapsulation of sequence-controlled polymers that are homogeneously distributed within a thermo-polymer. The closest prior art is Grass et al. (Robust Chemical Preservation of Digital Information on DNA in Silica with Error-Correcting Codes. Angew. Chem. Int. Ed. 54: 2552-2555 (2015); published 2/4/2015; cited in the IDS dated 12/16/2021; previously cited). Grass et al. discloses a method for storing digital information on DNA by encapsulating DNA in silica spheres and employing error-correcting codes to correct storage-related errors (Abstract; and Pg. 2552, Scheme 1). However, Grass et al. does not teach that the silica spheres are then embedded within a thermo-polymer with a homogeneous distribution, as disclosed in instant claim 16. Claims 17-19, 21-22, and 26-27 appear to be free from the prior art due to their dependency on claim 16. Note: Examiner notes that once claims 16-19, 21-22, and 26-27 are all found allowable, withdrawn claims 1-4, 6-12, 14-15, and 23-25, considered for rejoinder, will recite objections and/or 112(b) rejections as follows: (i) Objections for grammatical informalities (Claims 1, 7-8, 10, and 15); and (ii) 112(b) rejections for recitation of “particularly” and definition of “the data”, e.g. input data vs. data containing feedstock (claim 8). Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Inquiries Any inquiry concerning this communication or earlier communications from the examiner should be directed to DIANA P SANFORD whose telephone number is (571)272-6504. The examiner can normally be reached Mon-Fri 8am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Karlheinz Skowronek can be reached at (571)272-9047. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.P.S./Examiner, Art Unit 1687 /Lori A. Clow/Primary Examiner, Art Unit 1687
Read full office action

Prosecution Timeline

Dec 16, 2021
Application Filed
Apr 17, 2026
Non-Final Rejection mailed — §103, §112
Jul 16, 2026
Response Filed
Oct 02, 2026
Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
84%
With Interview (+36.5%)
4y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 17 resolved cases by this examiner. Grant probability derived from career allowance rate.

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