Prosecution Insights
Last updated: August 15, 2026
Application No. 17/623,578

METHODS AND COMPOSITIONS FOR HIGH-ENERGY BATTERY CATHODES

Non-Final OA §102§103
Filed
Dec 28, 2021
Priority
Jun 28, 2019 — provisional 62/868,567 +2 more
Examiner
AMPONSAH, OSEI K
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Virginia Polytechnic Institute and State University
OA Round
6 (Non-Final)
72%
Grant Probability
Favorable
6-7
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
505 granted / 698 resolved
+7.3% vs TC avg
Strong +33% interview lift
Without
With
+33.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
45 currently pending
Career history
753
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
69.4%
+29.4% vs TC avg
§102
16.7%
-23.3% vs TC avg
§112
8.7%
-31.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 698 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 05-19-2026 has been entered. Response to Arguments Applicant’s arguments, see pages 6-11 of Remarks, filed 01-14-2026, with respect to the rejection(s) of claim(s) 1, 7-8, 12, 19-22, 30-31, 33, 35-36, 38, 40-41 under 35 U.S.C. § 102/103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 2012/0052375. Claim Rejections - 35 USC § 102/103 Claim(s) 1, 7-8, 12, 19-22, 30-31, 33, 35-36, 38, 40-41 is/are rejected under 35 U.S.C. 102(a)(1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over U.S. Pre-Grant Publication No. 2012/0052375 hereinafter Johnson. Regarding Claim 1, Johnson teaches a positive electrode (cathode) comprising: a positive electrode active material that is made of a lithium containing material having spinel-type structure represented by a formula of NayLixNizMn(1-z-z')Mz'Od, (wherein z’ can be 0 and such M is not present) (paragraph 24). Johnson further teaches that the lithium containing material is represented by Na1.0Li0.2Ni0.25Mn0.75Od (paragraph 36, see Examples 1-10). Alternatively, it would have been obvious to one of ordinary skill in the art to use such positive electrode active material with z’ being 0 before the effective filing date of the claimed invention because Johnson discloses that such configuration can form a lithium secondary battery having improved capacity and stability in cycles (paragraphs 25-26). Regarding Claims 7-8, Johnson teaches that the lithium containing material is represented by Na1.0Li0.2Ni0.25Mn0.75Od and has spinel-type structure (paragraphs 24, 36, see Examples 1-10). Regarding Claim 12, Johnson teaches that the positive electrode active material as shown above is a cobalt-free positive electrode (cathode). Regarding Claims 19-22, Johnson teaches a method for preparing the positive electrode, and evidence by (US 2018/0316009 hereinafter Park) the method comprising: preparing a slurry containing a solvent, the active material, a conductive additive, and a binder; forming the slurry on a substrate; and drying the positive electrode (cathode) (paragraphs 18-21 of Inamasu). Park further teaches that the solvent is N-methyl-2-pyrrolidone or water; the conductive additive is carbon black; and the binder is polyvinylidene fluoride (PVDF) (paragraph 131). Regarding Claims 30-31, 33, 35-36, 38 and 40-41, Johnson teaches a lithium secondary battery comprising the positive electrode (cathode) as described above, a negative electrode (anode), and an electrolyte (paragraph 47) and the battery having the claimed characteristics and functions (see MPEP § 2112.01). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OSEI K AMPONSAH whose telephone number is (571)270-3446. The examiner can normally be reached Monday - Friday, 8:00 am - 5:00 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS A SMITH can be reached at (571)272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OSEI K AMPONSAH/ Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Show 6 earlier events
Jul 02, 2025
Non-Final Rejection mailed — §102, §103
Oct 02, 2025
Response Filed
Oct 23, 2025
Final Rejection mailed — §102, §103
Jan 14, 2026
Response after Non-Final Action
Feb 19, 2026
Final Rejection mailed — §102, §103
May 19, 2026
Request for Continued Examination
May 22, 2026
Response after Non-Final Action
Jul 29, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12658428
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4y 8m to grant Granted Jun 16, 2026
Patent 12646753
NON-FLAMMABLE ELECTROLYTES
4y 9m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+33.2%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 698 resolved cases by this examiner. Grant probability derived from career allowance rate.

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