Prosecution Insights
Last updated: October 25, 2026
Application No. 17/623,699

Method for Making Optical Lenses Using 3D Printed Functional Wafers

Non-Final OA §103
Filed
Dec 29, 2021
Priority
Jul 02, 2019 — EU 19315054.7 +1 more
Examiner
LEE, EDMUND H
Art Unit
1744
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Essilor International
OA Round
5 (Non-Final)
70%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
817 granted / 1174 resolved
+4.6% vs TC avg
Strong +17% interview lift
Without
With
+17.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
36 currently pending
Career history
1214
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
48.2%
+8.2% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
22.6%
-17.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1174 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/21/26 has been entered. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6,8-9 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Evans et al (USPN 6220703) in view of EP357044. Regarding claim 1, Evans et al teach: A method for producing an optical article, the method comprising over- molding functional wafer onto a convex surface of a base lens to produce an ophthalmic lens, wherein the over-molding comprises: affixing the functional wafer to the concave surface of a mold cavity of a molding apparatus (Evans et al: col 7:12-37; fig 1; functional wafer 102 is placed within an injection mold and then overmolded to form a lens) ; and filling the mold cavity with molten base lens material (Evans et al: col 7:12-37; fig 1; functional wafer 102 is placed within an injection mold and then overmolded to form a lens); wherein the functional wafer material has a glass transition temperature at or between at least 100 0C below the glass transition temperature of the base lens material to at or about 15 0C below the glass transition temperature of the base lens material (Evans et al: col 7:12-37; fig 1; functional wafer 102 is formed from PET, which has a common value Tg of 80C and is a polyester alloy; base lens is formed from polycarbonate (col 4:13-38; Tg 147C, which calculates to a difference within the claimed range); wherein the material of the lens is polycarbonate, and he material of the wafer includes polymethylmethacrylate, copolyester, polyester alloy, and ali-cyclic polycarbonate (Evans et al: col 7:12-37; fig 1; functional wafer 102 is formed from PET such as co-PEN, which is a copolyester (col 4:47-52); base lens is formed from polycarbonate (col 4:13-38;Tg 147C)). However, Evans et al do not teach an additive manufactured wafer. EP357044 teaches form a lens having an additive manufactured wafer/filter that is integrated with a base lens material, wherein the additive manufacturing of the wafer/filter allows for individual customization (paras. 0059,0063,0064, and 0070; figs 1-3. Since Evans et al and EP357044 are analogous with respect to lenses having a wafer/filter therein, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to additive manufacture the wafer/filter of Evans et al as taught by EP357044 in order to allows the production of customized lenses. Regarding claim 2, such is taught by Evans et al (Evans et al: col 5:17-23; functional wafer 102 is subjected to a physical treatment, for example, scrub roughening of the surface of the wafer to achieve a “Velcro-like” effect; it should be noted that “scrub roughening” is a technical term in the adhesion art that is conventionally defined by a roughness of 0.3µm to 1.5µm Ra (0.333µm to 1.665µm RMS), which is greater than the claimed 50nm RMS). Regarding claim 3, such is taught by Evans et al since the wafer is back injection molded, i.e. the pressure of the injected material presses against the wafer to force and deform it against the mold surface. Regarding claim 4, such is taught by Evans et al since the wafer is back injection molded, i.e. the pressure of the injected material presses against the wafer to force and deform it against the mold surface. Regarding claim 5, the production of a product having a specific roughness is a mere obvious matter of choice dependent on the desired final product. Since lenses having the claimed surface roughness are well-known in the lens art, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to design the mold of Evans et al to impart the claimed roughness onto the molded lens of Evans et al in order to produce a high-quality product. Regarding claim 6, such is taught by the above combination of Evans et al and EP357044 since EP357044 teaches a filter (paras. 0006-0013). Regarding claim 8, Evans et al do not teach heating the molding cavity to a constant temperature prior to providing the mold with the molten base lens material. Since the step of pre-heating a mold is well-known in the molding art to prevent the formation of a skin, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to preheat the mold of Evans et al before the step of injecting in order to produce a lens without an unwanted skin layer. Regarding claim 9, Evans et al do not teach the claimed mold materials. Since molds of the claimed materials are well-known in the lens art for its durability and smoothness, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to design the molds of Evans et al from the claimed materials in order to produce smooth high-quality lenses. Regarding claim 14, Evans et al do not teach the claimed material for the functional wafer. Since wafers of the claimed materials are well-known in the lens art for its durability and clarity, and the claimed materials are art-recognized substitutes for PET, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to design the wafer of Evans et al from one of the claimed materials since they are art-recognized substitutes that achieve the same purpose and allow for the production of diverse lenses. Claim(s) 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Evans et al (USPN 6220703) in view of EP357044. Regarding claim 17, Evans et al teach: A method for producing an optical article, the method comprising over- molding functional wafer onto a convex surface of a base lens to produce an ophthalmic lens, wherein the over-molding comprises: affixing the functional wafer to the concave surface of a mold cavity of a molding apparatus (Evans et al: col 7:12-37; fig 1; functional wafer 102 is placed within an injection mold and then overmolded to form a lens) ; and filling the mold cavity with molten base lens material (Evans et al: col 7:12-37; fig 1; functional wafer 102 is placed within an injection mold and then overmolded to form a lens); wherein the functional wafer material has a glass transition temperature at or between at least 100 0C below the glass transition temperature of the base lens material to at or about 15 0C below the glass transition temperature of the base lens material (Evans et al: col 7:12-37; fig 1; functional wafer 102 is formed from PET, which has a common value Tg of 80C and is a polyester alloy; base lens is formed from polycarbonate (col 4:13-38; Tg 147C, which calculates to a difference within the claimed range); wherein the additive manufactured functional wafer is a wafer of non-optical quality having a surface roughness greater than 50nm RMS (Evans et al: col 5:17-23; functional wafer 102 is subjected to a physical treatment, for example, scrub roughening of the surface of the wafer to achieve a “Velcro-like” effect; it should be noted that “scrub roughening” is a technical term in the adhesion art that is conventionally defined by a roughness of 0.3µm to 1.5µm Ra (0.333µm to 1.665µm RMS), which is greater than the claimed 50nm RMS). However, Evans et al do not teach an additive manufactured wafer. EP357044 teaches form a lens having an additive manufactured wafer/filter that is integrated with a base lens material, wherein the additive manufacturing of the wafer/filter allows for individual customization (paras. 0059,0063,0064, and 0070; figs 1-3. Since Evans et al and EP357044 are analogous with respect to lenses having a wafer/filter therein, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to additive manufacture the wafer/filter of Evans et al as taught by EP357044 in order to allow the production of customized lenses. Applicant's arguments filed 9/21/26 have been fully considered but they are not persuasive. Applicant argues Evans et al do not teach the material of the claimed wafer since PET is not a polyester alloy. Though applicant’s argument is correct; it should be noted that Evans et al teach the functional wafer 102 can be formed from co-PEN, which is a copolyester (col 4:47-52; Evans et al cites USPN 5882774, which describes in detail an optical film of co-PEN material). The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Both USP20130329184 and EP4347845 teach lenses having a wafer/filter therein. KR20070093405 and USP20080095997 teach PMMA and PET are substitutable alternatives for optical lenses. USPN 7906047 teaches an optical wafer made of PMMA. Both JP3571021 and CN100406227 teach optical products having a surface roughness greater than 50nm RMS. Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDMUND H LEE whose telephone number is (571)272-1204. The examiner can normally be reached M-Th 9AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Xiao (Sam) Zhao can be reached at 571-270-5343. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. EHL /EDMUND H LEE/Primary Examiner, Art Unit 1744
Read full office action

Prosecution Timeline

Show 4 earlier events
Jun 18, 2025
Request for Continued Examination
Jun 24, 2025
Response after Non-Final Action
Dec 17, 2025
Non-Final Rejection mailed — §103
Mar 04, 2026
Response Filed
May 22, 2026
Final Rejection mailed — §103
Sep 21, 2026
Request for Continued Examination
Sep 24, 2026
Response after Non-Final Action
Oct 02, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12766803
METHODS FOR MANUFACTURING CUSHIONING ELEMENTS FOR SPORTS APPAREL
2y 7m to grant Granted Oct 20, 2026
Patent 12759204
MANUFACTURING METHOD OF HOUSING STRUCTURE OF ELECTRONIC DEVICE
3y 5m to grant Granted Oct 13, 2026
Patent 12759213
APPARATUS AND METHOD FOR SKIN APPLICATION OF A THERMOFORMABLE FILM TO A SUPPORT
2y 4m to grant Granted Oct 13, 2026
Patent 12759333
MANUFACTURING METHOD FOR HOUSING
2y 3m to grant Granted Oct 13, 2026
Patent 12752467
INJECTION MOLDING SYSTEM AND METHOD
2y 4m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
70%
Grant Probability
87%
With Interview (+17.4%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1174 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month