Prosecution Insights
Last updated: April 19, 2026
Application No. 17/623,807

FERRITIC STAINLESS STEEL SHEET FOR COLLECTORS OF SULFIDE-BASED SOLID-STATE BATTERIES

Final Rejection §103
Filed
Dec 29, 2021
Examiner
HEVEY, JOHN A
Art Unit
1735
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Toyota Jidosha Kabushiki Kaisha
OA Round
6 (Final)
61%
Grant Probability
Moderate
7-8
OA Rounds
3y 6m
To Grant
82%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
371 granted / 611 resolved
-4.3% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
47 currently pending
Career history
658
Total Applications
across all art units

Statute-Specific Performance

§103
53.3%
+13.3% vs TC avg
§102
8.0%
-32.0% vs TC avg
§112
22.8%
-17.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 611 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status An amendment, filed 1/21/2026, is acknowledged. Claims 1-4 are amended. No new matter is present. Claims 1-4 are currently pending. The rejection of claims 1-4 under 35 U.S.C. 112(b) and (d) are withdrawn in view of Applicant’s statements on the record. (see Remarks, dated 1/21/2026). Specifically, the claim 1 preamble recitation of “a current collector consisting of a ferritic stainless steel sheet” only limits the current collector to a ferritic stainless steel sheet, whereas the composition of the ferritic stainless steel sheet is interpreted using the open transitional phrase “comprising” and therefore, may comprise additional elements not recited in claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Fujino et al. (JPH09293516A)(machine translation provided) in view of Morita et al. (JP 2010033782A)(of record). With respect to Claim 1, Fujino teaches a solid-state battery with a sulfide-based electrolyte, wherein the battery has a steel current collector. (pgs. 1-2 of translation). In particular, the reference teaches that the steel current collector preferably contains less than 1 wt% of Mo to prevent corrosion, including stainless steel examples such as SUS304, and teaches that the steel current collector composition “is not limited to the alloys described” in the disclosure. (pgs. 2-4 of translation). Thus, Fujino teaches a sulfide-based solid-state battery comprising a stainless steel current collector, but is silent as to a specific stainless steel current collector composition, as instantly claimed. Morita teaches a ferritic stainless steel current collector in the form of a plate (i.e. sheet) for use in a battery, the steel having a composition, by mass%, as follows (p. 1, 3-5 of translation): Claim 1 Morita C 0.001-0.050 ≤ 0.015 Si 0.01-2.00 ≤ 0.5 Mn 0.01-1.00 ≤ 2 P ≤ 0.050 ≤ 0.05* S ≤ 0.010 ≤ 0.03* Cr 18.0-32.0 12-32 Ni 0.01-4.00 ≤ 2* Al 0.001-0.150 ≤ 0.5* N ≤ 0.050 ≤ 0.025* Fe Balance with inevitable impurities Balance with incidental impurities Other - Ti: ≤ 0.4* Mo: ≤ 2* Cu: ≤ 2* Nb: ≤ 0.8* B: ≤ 0.3* V: ≤ 0.3* Zr: ≤ 0.3* *optional element Compositional ranges including zero (e.g. the claimed ranges of P, S, and N) are interpreted as optional elements. Therefore, Morita teaches a ferritic stainless steel sheet current collector with compositional ranges overlapping each of the instantly required compositional ranges. Fujino and Morita are thus, both drawn to stainless steel alloys useful as a current collector in a battery, wherein the composition is selected to improve corrosion resistance. (see Morita, p. 4 of translation, disclosing addition of Cr for corrosion resistance properties; Fujino, abstract). Accordingly, it would have been obvious to one of ordinary skill in the art to modify the sulfide-based solid-state battery of Fujino, to substitute the stainless steel sheet current collector for a ferritic stainless steel current collector having the composition of Morita, in order to obtain a battery having a current collector with excellent corrosion resistance. Furthermore, as Fujino teaches the substitutability of stainless steel alloys (providing 1 wt% or less of Mo) for the current collector, it would have been obvious to one of ordinary skill in the art to substitute one stainless steel current collector for another, with the same function and desired properties, with a predictable result of success. Additionally, it would have been obvious to one of ordinary skill in the art to select from the portion of the overlapping ranges. Overlapping ranges, in particular, where the ranges of a claimed composition overlap with the ranges disclosed in the prior art, have been held sufficient to establish a prima facie case of obviousness. MPEP § 2144.05. Morita further teaches that the stainless steel sheet has a thickness of 3 to 100 µm, overlapping the instantly claimed range. (p. 5 of translation). It would have been obvious to one of ordinary skill in the art to select a sheet thickness from the portion of the overlapping ranges. Overlapping ranges, in particular, where the ranges of a claimed composition overlap with the ranges disclosed in the prior art, have been held sufficient to establish a prima facie case of obviousness. MPEP § 2144.05. With respect to Claim 2, Morita teaches a ferritic stainless current collector further optionally comprising Mo and/or Cu in ranges overlapping those claimed. (see rejection of claim 1). Fujino teaches that up to 1 wt% of Mo may be present in the steel current collector to obtain desired corrosion properties. (pgs. 2-3 of translation). It would have been obvious to one of ordinary skill in the art to include an amount of Mo and/or Cu in the steel current collector selected from the portion of the overlapping ranges. Overlapping ranges, in particular, where the ranges of a claimed composition overlap with the ranges disclosed in the prior art, have been held sufficient to establish a prima facie case of obviousness. MPEP § 2144.05. With respect to Claims 3-4, Morita teaches a ferritic stainless current collector further optionally comprising one or more of Ti, Nb, V, Zr, and B in ranges overlapping those claimed. (see rejection of claim 1). It would have been obvious to one of ordinary skill in the art to select from the portion of the overlapping ranges. Overlapping ranges, in particular, where the ranges of a claimed composition overlap with the ranges disclosed in the prior art, have been held sufficient to establish a prima facie case of obviousness. MPEP § 2144.05. Response to Arguments Applicant’s arguments, filed 1/21/2026, with respect to the rejection of claims 1-4 under 35 U.S.C. 103 over Morita in view of Oku and over Mizutani in view of Oku and Morita have been fully considered and are persuasive in view of Applicant’s amendments to the claims. Specifically, Morita, Oku, and Mizutani fail to teach a sulfide-based solid-state battery, as required by the amended claims. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Fujino in view of Morita, as detailed above. Applicant’s arguments are deemed moot in view of the new grounds of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN A HEVEY whose telephone number is (571)270-0361. The examiner can normally be reached Monday-Friday 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Walker can be reached at 571-272-3458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN A HEVEY/Primary Examiner, Art Unit 1735
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Prosecution Timeline

Dec 29, 2021
Application Filed
Jun 07, 2024
Non-Final Rejection — §103
Sep 03, 2024
Response Filed
Sep 27, 2024
Final Rejection — §103
Nov 29, 2024
Response after Non-Final Action
Dec 12, 2024
Response after Non-Final Action
Dec 27, 2024
Request for Continued Examination
Dec 31, 2024
Response after Non-Final Action
Jan 24, 2025
Non-Final Rejection — §103
Apr 14, 2025
Response Filed
Jun 18, 2025
Final Rejection — §103
Aug 21, 2025
Response after Non-Final Action
Sep 19, 2025
Request for Continued Examination
Oct 01, 2025
Response after Non-Final Action
Oct 29, 2025
Non-Final Rejection — §103
Jan 21, 2026
Response Filed
Mar 04, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
61%
Grant Probability
82%
With Interview (+20.9%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 611 resolved cases by this examiner. Grant probability derived from career allow rate.

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