Prosecution Insights
Last updated: April 19, 2026
Application No. 17/630,852

Spatial Relation Configuration and Indication for Physical Uplink Control Channel (PUCCH) Resources

Final Rejection §103
Filed
Jan 27, 2022
Examiner
HOANG, THAI D
Art Unit
2463
Tech Center
2400 — Computer Networks
Assignee
Lenovo (Beijing) Limited
OA Round
5 (Final)
87%
Grant Probability
Favorable
6-7
OA Rounds
3y 0m
To Grant
84%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
562 granted / 648 resolved
+28.7% vs TC avg
Minimal -2% lift
Without
With
+-2.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
15 currently pending
Career history
663
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
34.5%
-5.5% vs TC avg
§102
30.6%
-9.4% vs TC avg
§112
18.2%
-21.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 648 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 01/05/2026 have been fully considered but they are not persuasive. In response to the Office Action, which cites to MPEP 2144.04 (IV)(A), "Changes in Size/Proportion" are not patentable. In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976); and In Gardner v. TEC Syst., Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984) (“Gardner”). However, Applicant only argued Gardner case: In discussing Gardner, the MPEP states that "where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device." (MPEP 2144.04 (IV)(A) (Emphasis added). Without Conceding that the differences between Applicant's claim 1 and the teaching of Grant are limited to their respective "relative dimensions,” Applicant submits that the features of Applicant's Claim 1 would, in the language of Gardner, "perform differently" than the features disclosed by Grant…As just one example, regarding Applicant's claimed 6-bit PUCCH-spatialRelationInfo identifier field, Applicant's specification explains that "it has been agreed to increase the maximum number of spatial relations for PUCCH from 8 to 64 per BWP for one UE. Therefore, a 6-bits field is enough to indicate one of 64 spatial relations (i.e. the spatial relation to be indicated)" (WO 2021/022398 at para. [0055]). Due to its limitations, Grant's 3-bits PUCCHSpatialRelationInfo identifier field is not capable of indicating "one of 64 spatial relations" and thus for at least this reason, Applicant submits that due to the differences between Applicant's claims and Grant, Applicant's is capable of performing differently than Grant. Thus, the Office's stated rationale for analogizing Grant to Applicant's claimed subject matter is overcome. As such, Applicant requests that the § 103 rejection of claim 25 be withdrawn.” Examiner respectfully disagrees. Since claims 25, 32, 39 and 45 do not recite “one of the 64 spatial relations” as argued in the Remarks; Therefore, these claims do not indicate the application performs differently than the prior art. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 25, 28-32, 35-40, 42-43 and 45-50 are rejected under 35 U.S.C. 103 as being unpatentable over Grant et al (hereinafter “Grant”), US Pub. 2020/0119778 A1. With respect to claims 25, 32, 39 and 45, Grant discloses system and method that relates to efficient configuration of spatial relations for Physical Uplink Control Channel (PUCCH) resources used in communication between a user equipment (UE) and a network node in a wireless communication network. The method and system comprising at least one memory (fig. 12, program memory 1220; fig. 13, program memory 1320); and at least one processor coupled with the at least one memory (figures 12, processors 1210 coupled to program memory 1220; and processors 1310 coupled to program memory 1320) and configured to cause the apparatus to configured to: indicate a spatial relation of PUCCH resources sharing a same PUCCH- SpatialRelationlnfo value (p. [0061]: the spatial relation for all configured PUCCH resources carrying DL related feedback is the same. To support this more typical scenario, the gNB would need to transmit potentially very many (e.g., up to 128) MAC-CE messages with exactly the same spatial relation ID; [0068]: applying the received Spatial Relation ID to all other Spatial Relation IDs that are associated with the same PUCCH format (e.g., 0 or 1) as the received Spatial Relation ID; [0069]: the particular Spatial Relation ID provided in the same messages should apply commonly to all PUCCH resources); and transmit a media access control-control element (MAC-CE) to indicate the PUCCH-SpatialRelationlnfo value for the one or more PUCCH resources (fig. 8, step 820: the network node can send, to the UE, one or more control messages comprising: 1) configuration of a plurality of PUCCH resources; and 2) identification of a plurality of spatial relations associated with the one or more reference signal (RS); step 830, p. [0087]: the network node can send, to the UE the resource identifier comprises a first value indicating that the first spatial relation applies to all of the configured PUCCH resources). Grant discloses the MAC-CE comprises a 3-bits PUCCH-SpatialRelationlnfo identifier field (fig.2 and 4, 3-bits spatial relation ID field) comprising an indication of a single spatial relations value for the PUCCH resources indicated by the MAC-CE ([0028]: exemplary embodiments can provide an efficient technique to signal a spatial relation for PUCCH resources (e.g., via a MAC-CE message) to be used by the UE when communicating with the network node. For example, such techniques can flexibly signal whether a spatial relation should apply to a single PUCCH resource, or to a plurality of PUCCH resources, such as to all configured PUCCH resources or to a group, set, and/or subset of all configured PUCCH resources; and p. [0063] and [0067]); configure one or more PUCCH groups including the PUCCH resources (abstract: a control message comprising: indication of whether the first spatial relation applies to a single PUCCH resource of the configured PUCCH resources, or to at least one group of PUCCH resources of the configured PUCCH resources; [0031]-[0032], [0036]-[0037]: the configured PUCCH resources can be arranged into a plurality of predetermined groups, with each group comprising a plurality of the configured PUCCH resources, and [0072]-[0074]). Grant discloses the MAC-CE comprises a 3-bits PUCCH-SpatialRelationlnfo identifier field instead of 6-bits as recited in the claims. However, changes in size or proportion is not patentable. In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976); and In Gardner v. TEC Syst., Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984) (MPEP 2144.04.IV.A). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to change 3-bits SpatialRelationlnfo identifier field to 6-bits for allowing more SpatialRelationlnfo identifier entries (26 entries instead of 23 entries). With respect to claims 28, 35, 42 and 46, Grant discloses wherein when two or more PUCCH groups are configured, the MAC-CE includes a PUCCH group identifier field to indicate an identity of a PUCCH group for which the MAC-CE applies (fig. 6: spatial group ID 0-3; fig. 7: Spatial relation ID for PUCCH spatial groups 1 and 2). With respect to claims 29, 36, 43 and 47, Grant discloses wherein each PUCCH resource is indicated with a PUCCH group identifier (see figs. 6 and 7) and 3 bits in the MAC-CE, instead of 1 bit as recited in the claims; Grant also discloses wherein the PUCCH group identifier indicates a PUCCH group (see figs. 6-7), and the 3 bit indicates the PUCCH resource identifier within the PUCCH group, instead of 1 bit as recited in the claims. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify MAC-CE disclosed by Grant as a designer’s option. With respect to claims 30, 37, 40 and 48, Grant does not disclose wherein the MAC-CE comprises a serving cell identifier field with 5 bits, a bandwidth part identifier field with 2 bits. All these fields are well-known in the art. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify MAC-CE disclosed by Grant as a designer’s option. With respect to claims 31, 38 and 49, Grant does not disclose wherein the MAC-CE comprises an activation/deactivation MAC-CE identified by a media access control protocol data unit sub-header with a dedicated logical channel identifier. All these fields are well-known in the art. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify MAC-CE disclosed by Grant as a designer’s option. With respect to claim 50, Grant discloses the system comprises a base unit (fig. 10-11 gNB). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THAI D HOANG whose telephone number is (571)272-3184. The examiner can normally be reached 10:30 am-18:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Asad Nawaz can be reached on (571) 272-3988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THAI DINH HOANG/Primary Examiner, Art Unit 2463
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Prosecution Timeline

Jan 27, 2022
Application Filed
May 04, 2024
Non-Final Rejection — §103
Jul 01, 2024
Applicant Interview (Telephonic)
Jul 01, 2024
Examiner Interview Summary
Aug 09, 2024
Response Filed
Aug 21, 2024
Final Rejection — §103
Oct 28, 2024
Response after Non-Final Action
Nov 25, 2024
Request for Continued Examination
Dec 05, 2024
Response after Non-Final Action
Jan 21, 2025
Response after Non-Final Action
Apr 03, 2025
Request for Continued Examination
Apr 10, 2025
Response after Non-Final Action
Apr 19, 2025
Non-Final Rejection — §103
Jun 17, 2025
Applicant Interview (Telephonic)
Jun 17, 2025
Examiner Interview Summary
Jul 22, 2025
Response Filed
Aug 15, 2025
Non-Final Rejection — §103
Jan 05, 2026
Response Filed
Jan 22, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
87%
Grant Probability
84%
With Interview (-2.5%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 648 resolved cases by this examiner. Grant probability derived from career allow rate.

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