Prosecution Insights
Last updated: August 16, 2026
Application No. 17/631,249

ORTHOPAEDIC IMPLANT

Final Rejection §103
Filed
Jan 28, 2022
Priority
Aug 01, 2019 — provisional 62/881,544 +3 more
Examiner
WILLSE, DAVID H
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Smith & Nephew plc
OA Round
5 (Final)
68%
Grant Probability
Favorable
6-7
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
396 granted / 586 resolved
-2.4% vs TC avg
Moderate +13% lift
Without
With
+13.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
33 currently pending
Career history
627
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
38.0%
-2.0% vs TC avg
§102
32.7%
-7.3% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 586 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 8-9, and 11-14 are rejected under 35 U.S.C. 103 as being unpatentable over Thomas et al., US 2011/0054626 A1, in view of Carson et al., US 2003/0014120 A1. Figures 1-3 of Thomas et al. depict a knee prosthesis 10 comprising load bearing component 12 including a first connection mechanism 22 having a female member 32, a stem 16 for insertion into an intramedullary canal of a patient’s bone (paragraphs 0003-0004, 0028) and including a second connection mechanism having a male member 43, and a coupler 14 including a first end portion having a male member 28 defining a first central longitudinal axis 46 and a second end portion 40 having a female member 44 defining a second central longitudinal axis 48, male member 28 engaging female member 32 and female member 44 engaging male member 43 (paragraphs 0030, 0032). Axes 46 and 48 are non-intersecting (Figures 1 and 2), non-parallel (Figure 2), and offset from each other by a distance 50 (Figure 1); rotation of coupler 14 thus innately adjusts the varus/valgus angle of stem 16 relative to load bearing component 12 and facilitates reception of stem 16 in a bowed intramedullary canal (Figures 1-2; paragraphs 0005, 0033-0035). In the embodiments of Figures 1-8, coupler 14 is monolithically formed so that axes 46 and 48 are in a predetermined, non-adjustable configuration [paragraphs 0027, 0043, 0048 (contrasted with multiple piece coupler embodiments)]. Thomas et al. lack explicit mention of providing the surgeon with a kit from which is selected an appropriately sized and dimensioned coupler 14 from among a plurality of couplers having varying configurations. However, such was quite common in the art at the effective filing date of the instant application, as seen from Carson et al. (paragraphs 0039-0050; page 7, claims 55-58). The Thomas et al. system being presented in kit form would thus have been immediately obvious to the ordinary practitioner, with Thomas et al. teaching “various sizes and configurations to ensure proper matching of the implant with the anatomy of the patient” (paragraphs 0004, 0034-0035, 0042, 0046) and with further motivation (to combine) provided by the structural and functional similarities of Carson et al. [drawings; abstract; paragraphs 0004, 0051-0053 (advantages), 0070 (male and female tapers may be reversed), 0071 (Morse tapers of generally circular cross-section to facilitate rotation and adjustment), 0073-0076 (angles and offsets)]. Regarding claims 8-9 and 14, offset 50 (Thomas et al.: Figure 1) is capable (MPEP § 2114) of being oriented so as to lie along a medial/lateral plane, an anterior/posterior plane, or a plane angled from these planes but likewise extending along a superior/inferior dimension (paragraphs 0010, 0033, 0036) so as to define non-parallel axes components in both the coronal and the sagittal planes (similar to what is shown in Figure 2). Regarding claim 11, couplers 14 with different offsets and/or angles would have been obvious from the ranges specified in either document (Thomas et al.: paragraphs 0004, 0010, 0034; Carson et al.: paragraph 0075) in order to provide adaptability to situations or indications encountered by a surgeon. Regarding claims 12-13, the features of a chosen coupler from a kit are unaffected by the particular method of selection; in a product or kit claim, “determination of patentability is based on the product itself” (MPEP § 2113). Response to Arguments Applicant’s remarks have been considered and are adequately addressed in the above grounds of rejection. Conclusion Applicant’s amendment necessitated the new grounds of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL (MPEP § 706.07(a)). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to David H. Willse, whose telephone number is 571-272-4762. The examiner can normally be reached on Monday through Thursday. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor Melanie Tyson can be reached at telephone number 571-272-9062. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /DAVID H WILLSE/ Primary Examiner, Art Unit 3774
Read full office action

Prosecution Timeline

Show 8 earlier events
Feb 23, 2026
Interview Requested
Mar 04, 2026
Applicant Interview (Telephonic)
Mar 05, 2026
Request for Continued Examination
Mar 05, 2026
Examiner Interview Summary
Mar 17, 2026
Response after Non-Final Action
Mar 23, 2026
Non-Final Rejection mailed — §103
Apr 09, 2026
Response Filed
Jun 18, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
68%
Grant Probability
81%
With Interview (+13.2%)
3y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 586 resolved cases by this examiner. Grant probability derived from career allowance rate.

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