Prosecution Insights
Last updated: April 19, 2026
Application No. 17/639,218

PHASE TRANSFER ACTIVE TRIMERIZATION CATALYST SALTS

Non-Final OA §103
Filed
Feb 28, 2022
Examiner
ROSEBACH, CHRISTINA H.W.
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Evonik Operations GmbH
OA Round
3 (Non-Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
3y 1m
To Grant
23%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
260 granted / 443 resolved
-6.3% vs TC avg
Minimal -36% lift
Without
With
+-36.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
37 currently pending
Career history
480
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
46.2%
+6.2% vs TC avg
§102
19.7%
-20.3% vs TC avg
§112
22.7%
-17.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 443 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1, 11-13, 23-27 are pending. Claims 1, 11, 12, 25 are under examination on the merits. Claims 1, 13, 24 are amended. Claims 2-5, 9, 10, 14-17, 21, 22 are previously canceled. Claims 6-8, 18-20 are newly canceled. Claims 25-27 are newly added. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/21/26 has been entered. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The rejection in the previous action of claims 1, 11 and 12 under 35 U.S.C. 103 as being unpatentable over US 20080188582 by Lehmann et al in view of US 3954684 by Farrissey et al is repeated and amended herein to reflect applicant’s amendment. Lehmann describes a method for producing polyurethane and polyisocyanurate rigid foams. Regarding claim 1, Lehmann describes a product (abstract) of an active hydrogen-containing compound, a catalyst and a blowing agent (paragraph 8) wherein the catalyst is an isocyanurate (trimer) catalyst including ammonium salt of formic acid (paragraph 41) which the instant specification indicates is a “phase transfer trimer” catalyst (instant specification paragraph 31). The blowing agent is not a chlorofluorocarbon (paragraph 32, 38) and is specifically formic acid (paragraph 32) or C5 hydrocarbon blowing agents (paragraph 34). Lehmann does not specifically describe the ammonium salt of formic acid that is instantly required. Farrissey describes a foam process using tertiary amine/quaternary ammonium salt catalyst. Farrissey describes catalysts to produced polyisocyanurates (abstract). Farrissey is more specific than Lehmann in that he describes specific lower-alkanoic acid quaternary ammonium salts wherein the quaternary substituents are independently selected from the group consisting of lower-alkyl and aralkyl (col 1 ln 60-65). Farrissey specifically describes benzyl alongside lower alkyl groups for the R groups (col 1 ln 60-65, col 2 ln 12-20), which reads on benzyltrimethylammonium formate and benzyltrimethylammonium acetate. Farrissey specifically describes formic or acetic acid as the carboxylic acid component (col 2 ln 9-11). Farrissey states that his combination of tertiary amine catalyst with lower-alkanoic acid quaternary ammonium salt results in foams with high thermal resistance, low flame spread and low smoke generation (col 5 ln 66-col 6 ln 2). Thus it would be obvious to one of ordinary skill to use the isocyanurate (trimer) catalyst combination described by Farrissey where Lehmann more broadly describes an ammonium salt of carboxylic acid in order to arrive at a foams with high thermal resistance, low flame spread and low smoke generation. Regarding claim 11, Lehmann describes the presence of catalysts (paragraph 31) including tertiary aliphatic amines (paragraph 40). Regarding claim 12 and 25, Lehmann describes embodiments with foam stabilizers, fillers, and/or pigments (paragraph 43). Response to Arguments Applicant’s argument p.8 penultimate paragraph has been considered but is not persuasive. Applicant argues that one of ordinary skill would not have combined Lehmann and Farissey because Farissey teaches the catalyst with a specific blowing agent combination. Farissey's comparative examples show a delayed tack-free time when only one of the blowing agents- Freon 11-B- is used. This is not found convincing because Farissey is not relied upon to provide the blowing agent, and Farissey does not teach away from applying his catalyst composition to other foams. A reference "teaches away" when it states that something cannot be done. See In re Gurley, 27 F.3d 551, 553, 31 USPQ2d 1130, 1130 (Fed. Cir. 1994). Farrissey is appropriately applied because he describes motivation to use the catalyst composition- it results in foams with high thermal resistance, low flame spread and low smoke generation (col 5 ln 66-col 6 ln 2). Applicant’s argument p.8 final paragraph has been considered but is not persuasive. Applicant states that Farrissey's most preferred catalysts are not listed in the independent claim. This is not found convincing because Farrissey lists embodiments including benzyl alongside lower alkyl groups for the R groups (col 1 ln 60-65, col 2 ln 12-20), which reads on benzyltrimethylammonium formate and benzyltrimethylammonium acetate. Farrissey specifically describes formic or acetic acid as the carboxylic acid (col 2 ln 9-11). Regarding applicant’s cited portion of Farrissey, examples are illustrative and not intended to be limiting or exclusive. Since Farrissey has proper motivation and embodiments which apply to the instantly claimed catalysts, the rejection is upheld. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTINA W ROSEBACH whose telephone number is (571)270-7154. The examiner can normally be reached 8am-3:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 5712721302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTINA H.W. ROSEBACH/Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Feb 28, 2022
Application Filed
Apr 16, 2025
Non-Final Rejection — §103
Jul 18, 2025
Response Filed
Oct 17, 2025
Final Rejection — §103
Jan 21, 2026
Request for Continued Examination
Jan 26, 2026
Response after Non-Final Action
Feb 27, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600834
A method for preparing foaming materials by nitrogen foaming
2y 5m to grant Granted Apr 14, 2026
Patent 12594694
METHODS FOR RECYCLING PLASTIC NYLON 6,6 FROM VACUUM BAGS TO OBTAIN FILAMENTS OR POWDER FOR 3D PRINTING PROCESSES
2y 5m to grant Granted Apr 07, 2026
Patent 12570798
POLYETHER COMPOUND AND GAS SEPARATION MEMBRANE
2y 5m to grant Granted Mar 10, 2026
Patent 12559603
POLYURETHANE FOAM, MOLDED BODY OF SAME AND METHOD FOR PRODUCING MOLDED BODY
2y 5m to grant Granted Feb 24, 2026
Patent 12552911
PREPARATION OF RECYCLED POLYETHYLENE TEREPHTHALATE PELLETS, AND BOTTLES FORMED THEREFROM
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
23%
With Interview (-36.1%)
3y 1m
Median Time to Grant
High
PTA Risk
Based on 443 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month