Prosecution Insights
Last updated: April 19, 2026
Application No. 17/686,128

COMPOSITIONS, METHODS AND USES FOR TARGETING C-TERMINAL BINDING PROTEIN (CtBP) IN TRAUMATIC BRAIN INJURY

Non-Final OA §112
Filed
Mar 03, 2022
Examiner
SANCHEZ, JUSTIN CHRISTOPHER
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Regents of the University of Colorado
OA Round
2 (Non-Final)
84%
Grant Probability
Favorable
2-3
OA Rounds
3y 5m
To Grant
94%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
27 granted / 32 resolved
+24.4% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
27 currently pending
Career history
59
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
29.0%
-11.0% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
31.6%
-8.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 32 resolved cases

Office Action

§112
DETAILED ACTION Claims 1-6, 8-9, 11, 14-17, 20, and 23-28, submitted 23 December 2025, are pending in the application. Claims 1-4, 6, 8-9, 11, 17, 20, and 23-27 are withdrawn. Claims 5 and 14-16 have been rejected. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Rejections – Withdrawn and New The status of the previously rejected claims, in the Office Action dated 23 September 2025, are detailed below. Rejections under 35 U.S.C. § 103 The Applicant’s arguments, found in the Remarks filed 23 December 2025, are sufficient to overcome the rejection in the previous Office Action. Response to Arguments Applicant’s arguments, see pages 6-9 of Applicant Arguments/Remarks, filed 23 December 2025, with respect to the rejection of claims 5 and 14-16 under 35 U.S.C. § 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 5 and 14-16 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 5 recites “a CtBP expression inhibitor”, for which the specification does not provide an adequate written description to convey that the inventors were in possession of the scope of the claimed invention. The functional property of the genus of compounds does not permit one to envisage which compounds would have the desired biological function. In Example 9, found in paragraphs 106-108 of the instant specification, the Applicant demonstrates the inhibition of the expression of the CtBP target gene of a mouse model using 2-oxo-4-methylthiobutanoic acid (MTOB). However, the applicant recites in paragraph 53, “In some embodiments, a small molecule for inhibiting or blocking or reducing a CtBP activity can be 2-oxo-4-methylthiobutanoic acid “MTOB” or its derivatives thereof”. Yet, in the description of the drawings of Fig. 11 found in paragraph 41, the Applicant recites “Fig. 11 illustrates an exemplary MTOB post-treatment inhibiting expression of several CtBP target genes…”. Consequently, it is unclear whether the compound MTOB possesses the capability of both inhibiting the activity of CtBP and inhibiting the expression of CtBP or if it only possesses one of these functions. Additionally, claims 14 and 16 recite the use of a CtBP activity inhibitor of which different compounds are listed (e.g., NSC 95397 of claim 14 and MTOB, phenylpyruvate, and HIPP of claim 16). The prior art, Chen ("The transrepression and transactivation roles of CtBPs in the pathogenesis of different diseases." Journal of Molecular Medicine 99.10 (2021): 1335-1347.), teaches the structures of the above mentioned CtBP inhibitor compounds, shown below. Fig. 3 taught by Chen PNG media_image1.png 293 492 media_image1.png Greyscale (pg. 1341, Figure 3, Bottom of Page) Chen teaches that the derivatives of MTOB, phenylpyruvate and HIPP, showed higher binding affinity to CtBPs in vitro but continues to report that the in vivo effect of phenylpyruvate on inhibiting CtBP-mediated transcription is still unknown. Moreover, there appears to be a lack of the structure-activity relationship to further support that the compounds of the invention would achieve the same results. While the structures of MTOB, phenylpyruvate, and HIPP are similar in that each share a hydroxyl group, the structures are distinct enough to warrant experimentation to support the derivatives of claim 16 functionality in inhibiting the expression of CtBP. Finally, as there is uncertainty of which compound is presented to be the CtBP expression inhibitor, the instantly claimed invention is not described in such a way as to reasonably convey that the inventor, at the time the application was filed, had possession of the instantly claimed invention. Regarding the requirement to adequate written description, the Applicant is directed to MPEP 2163 which states “An applicant shows that the inventor was in possession of the claimed invention by describing the claimed invention with all of its limitations using such descriptive means as words, structures, figures, diagrams, and formulas that fully set forth the claimed invention. Lockwood v. Amer. Airlines, Inc., 107 F.3d 1565, 1572, 41 USPQ2d 1961, 1966 (Fed. Cir. 1997)”. Based on the language of the specification and the absence of supporting material, the Examiner concludes that the Applicant does not have possession of the claimed invention. Claim 15 is rejected as it is dependent of a rejected independent claim. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 16 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 16 is drawn to “the method according to claim 5, wherein the CtBP activity inhibitor comprises a small molecule and the small molecule comprises MTOB, phenylpyruvate, HIPP...”. As mentioned above, the instant specification describes MTOB as both an activity inhibitor, in paragraph 53, and an expression inhibitor of CtBP, found in Example 9. As a result, it is unclear whether the compound MTOB possesses the capability of both inhibiting the activity of CtBP and inhibiting the expression of CtBP or if only possesses one of these functions. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUSTIN CHRISTOPHER SANCHEZ whose telephone number is (703)756-5336. The examiner can normally be reached Monday -Friday (0730-1700). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James H Alstrum-Acevedo can be reached at 571-272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JUSTIN CHRISTOPHER SANCHEZ Examiner Art Unit 1622 /J.C.S./Examiner, Art Unit 1622 /JAMES H ALSTRUM-ACEVEDO/Supervisory Patent Examiner, Art Unit 1622
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Prosecution Timeline

Mar 03, 2022
Application Filed
Mar 31, 2022
Response after Non-Final Action
Sep 18, 2025
Non-Final Rejection — §112
Dec 23, 2025
Response Filed
Mar 03, 2026
Non-Final Rejection — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
84%
Grant Probability
94%
With Interview (+10.0%)
3y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 32 resolved cases by this examiner. Grant probability derived from career allow rate.

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