Prosecution Insights
Last updated: April 19, 2026
Application No. 17/692,997

COMPOSITIONS AND METHODS FOR USING ALTERNATING ELECTRIC FIELDS TO DISRUPT NANOPARTICLES

Non-Final OA §103§DP
Filed
Mar 11, 2022
Examiner
NORTH, ISABELLA SARAH HYO SO
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Novocure GmbH
OA Round
3 (Non-Final)
65%
Grant Probability
Favorable
3-4
OA Rounds
3y 6m
To Grant
85%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
13 granted / 20 resolved
-5.0% vs TC avg
Strong +20% interview lift
Without
With
+20.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
48 currently pending
Career history
68
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
48.9%
+8.9% vs TC avg
§102
21.7%
-18.3% vs TC avg
§112
24.8%
-15.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 20 resolved cases

Office Action

§103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-2 and 4-19 are currently pending. Claim 3 is cancelled. Claims 2 is currently amended. Claims 1-2 and 4-19 are currently rejected. Response to Arguments Applicant's arguments filed 09/26/2025 have been fully considered but are not fully persuasive. However, the rejection has been amended to incorporate the teachings of Kolosnjaj-Tabi, previously cited in the Response to Arguments section, directly into the body of the rejection since the teachings of Kolosnjaj-Tabi would have provided a reasonable expectation of success to the person of ordinary skill in the art for combining the teachings of Schmidt, Aznar, and Yuntao. Specifically, Kolosnjaj-Tabi notes not only that electric fields influence ionic relationships, but also that applied electric fields are known to cause chitosan hydrogels to collapse. Since Aznar teaches using an applied electric field to break down nanoparticles, and Yuntao teaches a cationic-anionic nanoparticle partially composed of chitosan, it would further have been obvious to one of ordinary skill in the art to combine the teachings of Yuntao and Aznar in light of the teachings of Kolosnjaj-Tabi with a reasonable expectation of success. Examiner acknowledges that claim 2 as currently amended overcomes the previous 112b rejection. Applicant argues that Schmidt does not teach releasing the chemotherapeutic and that one of ordinary skill in the art would not have been motivated to modify Schmidt with the teaching of Aznar that uses an alternating electric field to deliver the chemotherapeutic from the nanoparticle. However, as noted in the 103 rejection of claim 1 below, since Schmidt [0050] notes that the electric field activity is what synchronizes mitosis, and the synchronization makes the cells more uniformly susceptible to the chemotherapeutic, it would make sense to deliver the therapeutic while the synchronization effect is active in order to take maximum advantage of the synchronization effect. Additionally, triggering delivery of the therapeutic from the nanoparticle with an alternating electric field allows a clinician to better control the timing, and thus targeting, of the drug delivery. Since there would be benefits to the modification of Schmidt, one of ordinary skill in the art would have been motivated to modify the method of Schmidt. Applicant argues that the combination of Yuntao with Schmidt and Aznar is improper because a person of ordinary skill in the art would not have been motivated to select Yuntao over other nanoparticles, and also that one of ordinary skill in the art would not have had a reasonable expectation of success that the alternating electric field of Aznar would work to release the cargo of the cationic-anionic particles of Yuntao. It would be a simple substitution to use a cationic-anionic nanoparticle instead of a covalently formed nanoparticle, since, as shown in Aznar and Yuntao, both are types of nanoparticles that can be used to delivery therapeutic material to the body. Additionally, one of ordinary skill in the art would have been able to substitute the cationic-anionic nanoparticle of Yuntao for the covalently formed nanoparticle of Aznar for use with the delivery method using the alternating electric field of Aznar with a reasonable expectation of success because, as noted by Kolosnjaj-Tabi, an applied electric field induces changes in polarity, ionic strength, and pH which may result in drug release, and chitosan hydrogels exposed to electric fields generally collapse (see section 2.2.1, pg. 59 bottom of first column to top of second column). Since Yuntao teaches a nanoparticle partially composed of chitosan, and having ionic components, it would further have been obvious to one of ordinary skill in the art to combine the teachings of Yuntao and Aznar in light of the teachings of Kolosnjaj-Tabi with a reasonable expectation of success. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 2, 4-7, 9-12, and 16-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Schmidt et al (US 20200330758 A1; hereafter Schmidt) in view of Aznar et al (Aznar et al “Gated materials for on-command release of guest molecules” Chemical Reviews, vol 116, no 2, Jan 2016, pages 561-718; hereafter Aznar), Yuntao (Wang, Yuntao, et al., “Nanogels fabricated from bovine serum albumin and chitosan via self-assembly for delivery of anticancer drug,” Colloids and Surfaces B: Biointerface, Vol. 146, pages 107-113 (2016); hereafter Yuntao) and Kolosnjaj-Tabi et al (Kolosnjaj-Tabi et al “Electric field-responsive nanoparticles and electric fields: physical, chemical, biological mechanisms and therapeutic prospects”. Advanced Drug Delivery Reviews, vol 138, 7 November 2018, pg. 56-67; hereafter Kolosnajaj-Tabi). Examiner notes that Schmidt Aznar, and Kolosnjaj-Tabi were included in Applicant’s IDS of 09/23/2022 and Yuntao was included in Applicant’s IDS of 10/04/2023. Regarding claim 1, Schmidt discloses a method of delivering a therapeutic to a target site of a subject ([0007] a method of treating a cancerous tumor includes administering a chemotherapeutic agent to the subject) comprising: administering a nanoparticle ([0026] chemotherapeutic agent may include nanoparticles) to a target site of a subject ([0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor), wherein the nanoparticle comprises a therapeutic agent ([0026] chemotherapeutic agent may include nanoparticles, [0123] nanoparticles include effective amount of chemotherapeutic agent); and applying an alternating electric field, at a frequency ([0010] method includes generating an electric field with a frequency between 100 kHz and 300 kHz) for a period of time ([0007] electric field is generated, applied to site, and removed from site during the method), to the target site of the subject ([0007] electric field applied at site of tumor). Schmidt is silent to the application of the alternating electric field releasing the therapeutic from the nanoparticles. Examiner notes that Schmidt does have support for administering the therapeutic while the electric field is active ([0051] nanoparticles may be administered in combination with electrical stimulation therapy; [0057] chemotherapeutic agent is administered to the cancerous cell population before the electric field is released). Aznar, disclosing using an electric field to cause drug release form nanoparticles, teaches wherein an alternating electric field releases the therapeutic (IBU, ibuprofen) from the nanoparticle (MSNs, mesoporous silica nanoparticles) at the target site of the subject (pg. 593 col 2 para 4, application of alternating electric field facilitated drug release from nanoparticles). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to link the electric field to delivery of the therapeutic because doing so would allow the release of the drug during the forced mitotic synchronization caused by the alternating electric field. Since Schmidt [0050] notes that the electric field activity is what synchronizes mitosis, and the synchronization makes the cells more uniformly susceptible to the chemotherapeutic, it would make sense to deliver the therapeutic while the synchronization effect is active in order to take maximum advantage of the synchronization effect. Additionally, triggering delivery of the therapeutic from the nanoparticle with an alternating electric field allows a clinician to better control the timing, and thus targeting, of the drug delivery. Schmidt and Aznar are silent to the nanoparticle being a cationic-anionic polymer nanoparticle. Yuntao, directed to nanogels for drug delivery, teaches wherein the nanoparticle is a cationic-anionic polymer nanoparticle (Abstract, bovine serum albumin (BSA) and chitosan (CS) form a BSA-CS nanogel through self-assembly; pg. 108 col. 1 para. 2, biodegradable and biocompatible NPs based on chitosan (CS) and BSA were fabricated by the self-assembly technique; pg. 111 col 1 para 1 CS, is positively charged and BSA is negatively charged). Kolosnjaj-Tabi, directed to electric field-responsive nanoparticles, teaches that an applied electric field induces changes in polarity, ionic strength, and pH which may result in drug release, and that chitosan hydrogels exposed to electric fields generally collapse (see section 2.2.1, pg. 59 bottom of first column to top of second column). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to use the nanoparticles based on BSA and CS as taught by Yuntao as the nanoparticles disclosed by Schmidt modified by Aznar since the nanoparticle of Yuntao was also investigated as a drug delivery system for treating cancer (Yuntao pg. 108 col 1 para 2). One would have been modified to make the modification because Yuntao (pg. 108 col 1 para 2) notes that the nanoparticles based on CS and BSA are biodegradable, biocompatible, and can be formed through a simple, green, low-cost process, all of which are desirable characteristics for a nanoparticle drug delivery system. Additionally, it would have been obvious to replace the type of nanoparticle of Aznar with the cationic-anionic nanoparticle taught by Yuntao because Kolosnjaj-Tabi notes not only that electric fields influence ionic relationships, but specifically notes that applied electric fields are known to cause chitosan hydrogels to collapse. Since Yuntao teaches a nanoparticle partially composed of chitosan, it would further have been obvious to one of ordinary skill in the art to combine the teachings of Yuntao and Aznar in light of the teachings of Kolosnjaj-Tabi with a reasonable expectation of success. Regarding claim 2, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1. Schmidt is silent to the form of the therapeutic agent. Kolosnjaj-Tabi further teaches wherein the therapeutic agent is a nucleic acid, carbohydrate, lipid, peptide (pg. 57 col. 2 section 2 “Therapeutic electroresponsive systems” para. 1, electric field responsive systems enable a controlled release of polypeptides), antibody (pg. 59, Table 1, “Nanoparticles made of intrinsically conducting polymers releasing their cargo when low voltage electric fields are applied”, note that anti-iNOS antibodies were successfully delivered when an electric field was applied), or antibody fragment. It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to further modify the method of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 1 above to deliver a peptide or antibody as taught by Kolosnjaj-Tabi since Kolosnjaj-Tabi notes that both antibodies and peptides can be delivered via electric-field responsive systems. One would have been motivated to make the modification because peptides and antibodies are common genres of drug, and being able to incorporate either into a method may increase the versatility of the method. Furthermore, as noted in Table 1 of Kolosnjaj-Tabi, antibodies can be used to detect certain molecules, and this could be applied to identification of molecules common in cancer cells, such as enzymes used in mitosis, by a person of ordinary skill in the art Regarding claim 4, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses method of claim 1, including wherein the nanoparticle is a self-assembling (Yuntao: Abstract, bovine serum albumin (BSA) and chitosan (CS) form a BSA-CS nanogel through self-assembly; pg. 113 col. 1 para. 4, nanogel based on BSA and CS was prepared by a simple green self-assembly technique) cationic-anionic polymer nanoparticle (Yuntao: pg. 111 col 1 para 1, CS is positively charged and BSA is negatively charged). Regarding claim 5, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1 including wherein the cationic-anionic polymer comprises chitosan (Yuntao pg. 111 col 1 para 1, CS is positively charged) or polyethylenimine (PEI) as a cationic portion. Regarding claim 6, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1 including wherein the cationic-anionic polymer comprises bovine serum bovine serum albumin (BSA) (Yuntao pg. 111 col 1 para 1, BSA is negatively charged) as an anionic portion. Regarding claim 7, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1. Schmidt further discloses wherein the therapeutic is an anti-cancer therapeutic ([0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor), an anti-viral therapeutic, an anti-bacterial therapeutic, an anti- fungal therapeutic, a pro-inflammatory therapeutic, or an anti-inflammatory therapeutic. Regarding claim 9, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1, and discloses wherein the nanoparticle (Schmidt [0026] chemotherapeutic agent may include nanoparticles) enters the target site (Schmidt [0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor). Regarding claim 10, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 1 above discloses the method of claim 1, and discloses wherein the subject has cancer (Schmidt [0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor), an infection, an inflammatory disorder, or is immune suppressed. Regarding claim 11, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1. Schmidt further discloses wherein the target site comprises a cell ([0007] electric field applied at target site of cancerous tumor, cancerous tumor can include a cancerous cell population). Regarding claim 12, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 11 above discloses the method of claim 11, and wherein the cell is a cancer cell (Schmidt [0007] tumor includes cancerous cell population, see 103 rejection of claim 11), a pathogen-infected cell, a mutant cell, or an immune cell. Regarding claim 16, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1, as applied above. Schmidt further discloses wherein the frequency of the alternating electric field is between 100 and 1,000 kHz ([0010] electric fields are applied at frequencies selected from a range of between 100 kHz and 300 kHz). Regarding claim 17, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 1 above discloses the method of claim 1. Schmidt further discloses wherein the nanoparticle is administered prior to, during or after exposing the target site to the alternating electric field ([0007] method may include administering chemotherapeutic agent after one or more electric fields have been removed). Regarding claim 18, Schmidt discloses a method of increasing target site specific release of a therapeutic agent in a subject ([0007] a method of treating a cancerous tumor includes administering a chemotherapeutic agent to the subject) comprising: administering a nanoparticle ([0026] chemotherapeutic agent may include nanoparticles) to a target site of a subject ([0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor), wherein the nanoparticle comprises a therapeutic agent ([0026] chemotherapeutic agent may include nanoparticles, [0123] nanoparticles include effective amount of chemotherapeutic agent); and applying an alternating electric field, at a frequency ([0010] method includes generating an electric field with a frequency between 100 kHz and 300 kHz) for a period of time ([0007] electric field is generated, applied to site, and removed from site during the method), to the target site of the subject ([0007] electric field applied at site of tumor), Schmidt is silent to the application of the alternating electric field releasing the therapeutic from the nanoparticles. Aznar, disclosing using an electric field to cause drug release form nanoparticles, teaches wherein an alternating electric field releases the therapeutic agent (IBU, ibuprofen) from the nanoparticle (MSNs, mesoporous silica nanoparticles) at the target site of the subject (pg. 593 col 2 para 4, application of alternating electric field facilitated drug release from nanoparticles), thereby increasing the target site specific release of the therapeutic agent. It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to link the electric field to delivery of the therapeutic because doing so would allow the release of the drug during the forced mitotic synchronization caused by the alternating electric field. Since Schmidt [0050] notes that the electric field activity is what synchronizes mitosis, and the synchronization is what makes the cells more susceptible to the chemotherapeutic, it would make sense to deliver the therapeutic while the synchronization effect is active in order to take maximum advantage of the synchronization effect. Schmidt and Aznar are silent to the nanoparticle being a cationic-anionic polymer nanoparticle. Yuntao, directed to nanogels for drug delivery, teaches wherein the nanoparticle is a cationic-anionic polymer nanoparticle (Abstract, bovine serum albumin (BSA) and chitosan (CS) form a BSA-CS nanogel through self-assembly; pg. 108 col. 1 para. 2, biodegradable and biocompatible NPs based on chitosan (CS) and BSA were fabricated by the self-assembly technique; pg. 111 col 1 para 1 CS, is positively charged and BSA is negatively charged). Kolosnjaj-Tabi, directed to electric field-responsive nanoparticles, teaches that an applied electric field induces changes in polarity, ionic strength, and pH which may result in drug release, and that chitosan hydrogels exposed to electric fields generally collapse (see section 2.2.1, pg. 59 bottom of first column to top of second column). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to use the nanoparticles based on BSA and CS as taught by Yuntao as the nanoparticles disclosed by Schmidt modified by Aznar since the nanoparticle of Yuntao was also investigated as a drug delivery system for treating cancer (Yuntao pg. 108 col 1 para 2). One would have been modified to make the modification because Yuntao (pg. 108 col 1 para 2) notes that the nanoparticles based on CS and BSA are biodegradable, biocompatible, and can be formed through a simple, green, low-cost process, all of which are desirable characteristics for a nanoparticle drug delivery system. Additionally, it would have been obvious to replace the type of nanoparticle of Aznar with the cationic-anionic nanoparticle taught by Yuntao because Kolosnjaj-Tabi notes not only that electric fields influence ionic relationships, but specifically notes that applied electric fields are known to cause chitosan hydrogels to collapse. Since Yuntao teaches a nanoparticle partially composed of chitosan, it would further have been obvious to one of ordinary skill in the art to combine the teachings of Yuntao and Aznar in light of the teachings of Kolosnjaj-Tabi with a reasonable expectation of success. Regarding claim 19, Schmidt discloses a method of treating a subject in need thereof ([0007] a method of treating a cancerous tumor includes administering a chemotherapeutic agent to the subject) comprising: administering a nanoparticle ([0026] chemotherapeutic agent may include nanoparticles) to a target site of a subject in need thereof ([0123] chemotherapeutic agent including nanoparticles is released at the target site, a cancerous tumor), wherein the nanoparticle comprises a therapeutic agent ([0026] chemotherapeutic agent may include nanoparticles, [0123] nanoparticles include effective amount of chemotherapeutic agent); and applying an alternating electric field, at a frequency ([0010] method includes generating an electric field with a frequency between 100 kHz and 300 kHz) for a period of time ([0007] electric field is generated, applied to site, and removed from site during the method), to the target site of the subject in need thereof ([0007] electric field applied at site of tumor), wherein the therapeutic agent kills a cancer or pathogen-infected cell, reduces inflammation, increases a humoral immune response, and/or increases a cell- mediated immune response ([0058] Administration of the chemotherapeutic agent can cause a disruption of mitosis within the cancerous cell population 514 and eventually lead to cell death within the cancerous cell population 516.). Schmidt is silent to the application of the alternating electric field releasing the therapeutic from the nanoparticles. Aznar, disclosing using an electric field to cause drug release form nanoparticles, teaches wherein an alternating electric field releases the therapeutic agent (IBU, ibuprofen) from the nanoparticle (MSNs, mesoporous silica nanoparticles) at the target site of the subject in need thereof (pg. 593 col 2 para 4, application of alternating electric field facilitated drug release from nanoparticles). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to link the electric field to delivery of the therapeutic because doing so would allow the release of the drug during the forced mitotic synchronization caused by the alternating electric field. Since Schmidt [0050] notes that the electric field activity is what synchronizes mitosis, and the synchronization is what makes the cells more susceptible to the chemotherapeutic, it would make sense to deliver the therapeutic while the synchronization effect is active in order to take maximum advantage of the synchronization effect. Schmidt and Aznar are silent to the nanoparticle being a cationic-anionic polymer nanoparticle. Yuntao, directed to nanogels for drug delivery, teaches wherein the nanoparticle is a cationic-anionic polymer nanoparticle (Abstract, bovine serum albumin (BSA) and chitosan (CS) form a BSA-CS nanogel through self-assembly; pg. 108 col. 1 para. 2, biodegradable and biocompatible NPs based on chitosan (CS) and BSA were fabricated by the self-assembly technique; pg. 111 col 1 para 1 CS, is positively charged and BSA is negatively charged). Kolosnjaj-Tabi, directed to electric field-responsive nanoparticles, teaches that an applied electric field induces changes in polarity, ionic strength, and pH which may result in drug release, and that chitosan hydrogels exposed to electric fields generally collapse (see section 2.2.1, pg. 59 bottom of first column to top of second column). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to use the nanoparticles based on BSA and CS as taught by Yuntao as the nanoparticles disclosed by Schmidt modified by Aznar since the nanoparticle of Yuntao was also investigated as a drug delivery system for treating cancer (Yuntao pg. 108 col 1 para 2). One would have been modified to make the modification because Yuntao (pg. 108 col 1 para 2) notes that the nanoparticles based on CS and BSA are biodegradable, biocompatible, and can be formed through a simple, green, low-cost process, all of which are desirable characteristics for a nanoparticle drug delivery system. Additionally, it would have been obvious to replace the type of nanoparticle of Aznar with the cationic-anionic nanoparticle taught by Yuntao because Kolosnjaj-Tabi notes not only that electric fields influence ionic relationships, but specifically notes that applied electric fields are known to cause chitosan hydrogels to collapse. Since Yuntao teaches a nanoparticle partially composed of chitosan, it would further have been obvious to one of ordinary skill in the art to combine the teachings of Yuntao and Aznar in light of the teachings of Kolosnjaj-Tabi with a reasonable expectation of success. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi, as applied to claim 7 above, and further in view of Khizroev et al (US 20150283368 A1; hereafter Khizroev). Regarding claim 8, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 7, as described above, but is silent to which anti-cancer therapeutic used. Khizroev, disclosing controlled drug release from magneto-electric nanoparticles with ionic bonds, teaches wherein the anti-cancer therapeutic is Gemcitabine (GEM) ([0061] gemcitabine, an anticancer drug, may be used with the nanotechnology). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to use the nanoparticles of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi to deliver gemcitabine as taught by Khizroev. One would have been motivated to do so because Schmidt [0017] calls for a chemotherapeutic agent to be used and gemcitabine, as noted in Khizroev [0061], is an anticancer drug. Claim(s) 13-15 are rejected under 35 U.S.C. 103 as being unpatentable over Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claims 1 and 12 above, and further in view of Mirkin et al (US 9376690 B2; hereafter Mirkin). Alternatively, regarding claim 2, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi discloses the method of claim 1. Schmidt is silent to the form of the therapeutic agent. Mirkin, disclosing targeted delivery of a therapeutic using nanoparticles, further teaches wherein the therapeutic agent is a nucleic acid, carbohydrate, lipid, peptide (col. 33 ln. 40-47, therapeutic agent may be a peptide), antibody, or antibody fragment. It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to modify the method of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi to specifically delivery a peptide as taught by Mirkin since Mirkin also deals with treating cancer (col. 82. ln. 16-18) and suggests that a therapeutic agent delivered via a nanoparticle may be a peptide (col. 33 ln. 40-47). One would have been motivated to make the modification because peptides may be therapeutic agents that can improve a patient’s outlook. Regarding claim 13, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 12 discloses the method of claim 12, but is silent to the specific type of cancer cell. Mirkin, disclosing targeted delivery of a therapeutic using nanoparticles, teaches wherein the cancer cell is a pancreatic cancer cell, glioblastoma cell, colon cancer cell, skin cancer cell, or lung metastatic carcinoma cell (col 82 ln 20-29 cancer cells may be pancreatic cancer cells, among others). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to use the method of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi to treat pancreatic cancer cells or other specific cell types as taught by Mirkin. One would be motivated to make this modification because treating the pancreatic cancer cells with the method of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi may help to put the cancer patient in remission. Regarding claim 14, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 12 discloses the method of claim 12, but is silent to the nanoparticle entering the cell. Mirkin teaches wherein the nanoparticle enters the cancer cell or pathogen-infected cell (col 5 ln 17-18, nanoconjugate comprises a nanoparticle; col 20 ln 4-13, nanoconjugate enters cell). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to modify the method of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi to include the nanoparticle entering the target cancer cell as taught by Mirkin. One would have been motivated to make this modification because the nanoparticle entering the target cell during drug delivery, as opposed to only being nearby the cell, would better achieve targeted drug delivery since the drug would be delivered directly into the cancer cell itself. Regarding claim 15, Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi as applied to claim 1 discloses the method of claim 1, but is silent to the nanoparticle being 20-500 nm. Mirkin teaches wherein the nanoparticle is 20-500 nm (col 29 ln 23-30, nanoparticle may be from about 40-80 nm). It would have been obvious to one of ordinary skill in the art prior to the filing date of the claimed invention to modify the nanoparticle of Schmidt modified by Aznar, Yuntao, and Kolosnjaj-Tabi to have a diameter of 40-80 nm as taught by Mirkin because, as Mirkin notes, the size of the nanoparticles may advantageously optimize certain physical characteristics (col 29 ln 23-30). Mirkin (col 20 ln 4-13) also notes that the nanoparticles enter the cell. One would have been motivated to make the modification because smaller molecules more easily enter cells. It would be advantageous to have a small diameter nanoparticle as taught by Mirkin which could enter the cell and therefore more directly delivery the therapeutic of Schmidt modified by Aznar, Yuntao, and Kolosnjaj. Double Patenting Applicant is advised that should any of claims 1, 18, and 19 be found allowable, the other two of claims 1, 18, and 19 will be objected to under 37 CFR 1.75 as being a substantial duplicate thereof. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ISABELLA NORTH whose telephone number is (703)756-5942. The examiner can normally be reached M-F 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Tsai can be reached at (571) 270-5246. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /I.S.N./Examiner, Art Unit 3783 /JASON E FLICK/Primary Examiner, Art Unit 3783 10/16/2025
Read full office action

Prosecution Timeline

Mar 11, 2022
Application Filed
Mar 17, 2025
Non-Final Rejection — §103, §DP
Jun 20, 2025
Response Filed
Jul 11, 2025
Final Rejection — §103, §DP
Sep 26, 2025
Response after Non-Final Action
Oct 16, 2025
Non-Final Rejection — §103, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12564673
SLACK RELEASE SYSTEM FOR MEDICAL TUBING
2y 5m to grant Granted Mar 03, 2026
Patent 12551665
DEFLECTABLE PEEL AWAY SHEATH
2y 5m to grant Granted Feb 17, 2026
Patent 12427262
COMMON INJECTION DEVICE
2y 5m to grant Granted Sep 30, 2025
Patent 12427244
UNILATERAL-DRIVEN PATCH-TYPE DRUG INFUSION DEVICE
2y 5m to grant Granted Sep 30, 2025
Patent 12390600
DRUG DELIVERY DEVICE FOR DELIVERING A PREDEFINED FIXED DOSE
2y 5m to grant Granted Aug 19, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
85%
With Interview (+20.0%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 20 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month