Prosecution Insights
Last updated: October 04, 2026
Application No. 17/696,315

FLUORESCENT PROBES FOR IDENTIFICATION AND QUANTIFICATION OF HEPATIC TRANSPORTERS IN VITRO AND IN VIVO

Non-Final OA §103
Filed
Mar 16, 2022
Priority
Mar 16, 2021 — provisional 63/161,595
Examiner
PERREIRA, MELISSA JEAN
Art Unit
1618
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Starlight
OA Round
2 (Non-Final)
52%
Grant Probability
Moderate
2-3
OA Rounds
0m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allowance Rate
435 granted / 836 resolved
-8.0% vs TC avg
Strong +26% interview lift
Without
With
+25.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
35 currently pending
Career history
877
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
56.1%
+16.1% vs TC avg
§102
12.7%
-27.3% vs TC avg
§112
16.5%
-23.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 836 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims and Previous Objections/Rejections Status Claims 5-20 are pending in the application. Claims 1-4 are cancelled in the amendment filed 6/15/26. Claims 8-20 are withdrawn from consideration. Any objections and/or rejections from previous office actions that have not been reiterated in this office action are obviated. New Grounds of Rejection Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mills (WO97/06829) in view of Blagbrough et al. (Biochem. Soc. Trans. (2003) Vol 31, part 2, p397-406) and Ksenofontova et al. (J. Mol. LIq. 283 (2019) 695-703) and in further view of Rais et al. (Mol. Pharm. VOL 7, NO.6, 2240-2254) and Yamaguchi et al. (J. Lipid Res. 2006 47: 1196-1202). Mills (WO97/06829) discloses fluorescent bile acid derivatives (title; p1, first paragraph) based on cholic acid (p4, fourth paragraph) comprising the compound of formula (I) PNG media_image1.png 160 382 media_image1.png Greyscale wherein A is α-OH or β-OH; B is α-H or β-H; C is -H, α-OH or β-OH; DI is -H, α-OH or β-OH; E is -H, α-OH or β-OH; L is a linking moiety; J is a fluorescent moiety and n is 0 or 1 (p3, last paragraph). The PNG media_image2.png 166 370 media_image2.png Greyscale encompasses the PNG media_image3.png 116 198 media_image3.png Greyscale of the instant claims. L comprises –(CH2)nNH, where n is 3 or 4 (p4, second paragraph) and when n is 4 encompasses the PNG media_image4.png 74 37 media_image4.png Greyscale of lysine of the instant claims. The amino group of the linker L reacts with the fluorescent active moiety (p5, first two lines). Mills does not disclose the BODIPY or dansyl fluorescent moieties of the instant claims. Blagbrough et al. (Biochem. Soc. Trans. (2003) Vol 31, part 2, p397-406) discloses fluorescent molecular probes comprising bile acids that are functionalized with a fluorescent moiety (abstract). The bile acid compounds comprise compound 4 having a terminal amine moiety PNG media_image5.png 76 300 media_image5.png Greyscale (Figures 1,5 and 7). The fluorescent compounds that bind to the terminal amine moiety comprise PNG media_image6.png 92 154 media_image6.png Greyscale (BODIPY-FL succinimidyl ester) and PNG media_image7.png 96 76 media_image7.png Greyscale (Dansyl-Cl) (Figure 7; p405, left column). Ksenofontova et al. (J. Mol. LIq. 283 (2019) 695-703) discloses amino acid-BODIPY conjugates wherein BODIPY succinimidyl ester is reacted with the terminal amino moiety of lysine to yield an amide bond (Scheme 1; p698, 3.2. Synthesis and Characterization of amino acids-BODIPY conjugates). The amino acid-BODIPY conjugates have a unique property of water solubility (abstract; p699, right column, second paragraph; p702, 4. Conclusions). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to bind a BODIPY moiety to the cholic acid of Mills via the lysine terminal amine moiety for the advantage of providing a probe that visualizes the bile duct of a patient with BODIPY fluorescent probes having good photophysical characteristics and water solubility necessary for in vivo fluorescence imaging as taught by Ksenofontova et al. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute the BODIPY moiety for the dansyl moiety to bind the dansyl moiety to the PNG media_image1.png 160 382 media_image1.png Greyscale of Mills via the lysine terminal amine moiety as Blagbrough et al. teaches of the analogous use of BODIPY or dansyl to fluorescently functionalize bile acids via a terminal amine moiety. It would have been predictable to one of ordinary skill in the art that the BODIPY or dansyl substituted cholic acid PNG media_image1.png 160 382 media_image1.png Greyscale of Mills yields the compound PNG media_image8.png 220 230 media_image8.png Greyscale and PNG media_image9.png 228 288 media_image9.png Greyscale with a reasonable expectation of success wherein the BODIPY and dansyl moieties are bound to the nitrogen of the lysine moiety. Mills does not disclose ester derivatives, such as PNG media_image10.png 216 226 media_image10.png Greyscale and PNG media_image11.png 246 274 media_image11.png Greyscale of the instant claims. Rais et al. (Mol. Pharm. VOL 7, NO.6, 2240-2254) discloses the bile acids PNG media_image12.png 180 364 media_image12.png Greyscale wherein the R2 comprises -H or -CH2C6H5 (Figure 1). Yamaguchi et al. (J. Lipid Res. 2006 47: 1196-1202) discloses chenodeoxycholyl-(NƐ-CBZ)-lysine methyl ester prior to conversion to a carboxyl group (p1197, Synthesis of fluorescent bile salt derivatives. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that the fluorescent cholic acid derivatives comprise an intermediate methyl ester prior to deprotection to a carboxyl group as taught by Yamaguchi et al. and also that Rais et al. teaches of the esterification of cholic acid derivatives. It would have been obvious to one of ordinary skill in the art to examine the BODIPY or dansyl methyl ester derivatives of the cholic acid for their ability to visualize the bile duct of a patient while having good photophysical characteristics and water solubility necessary for in vivo fluorescence imaging. The compounds of the combined disclosures encompass the fluorescent cholic acid derivatives of the instant claims, have the same properties and are capable of the same functions, such as being highly soluble in a large range of solvent and are metabolically stable under storage conditions. The compounds of the combined disclosures encompass the fluorescent cholic acid derivatives of the instant claims, have the same properties and are capable of the same functions, such as having a very intensive fluorescence and a long half-life of the fluorescent moiety. Response to Arguments Applicant’s asserts with regards to Holzinger and Fardel are moot as they are not used in the instant rejection. Applicant asserts that Yamaguchi only discloses the structure below and does not disclose any methyl esters, or other derivatives including those with a glycine acid or ester and taurine acid or ester added to the lysine side chain PNG media_image13.png 210 356 media_image13.png Greyscale . The reference of Yamaguchi was not used to teach of the structure stated but was used to teach that the methyl ester of chenodeoxycholyl-(NƐ-CBZ)-lysine is a known intermediate prior to conversion to a carboxyl group. The reference of Rais et al. was used to teach of the esterification of cholic acid derivatives. The reference of Blagbrough et al. was used to teach of BODIPY or dansyl substituted bile acids as well as that stated above. The reference of Ksenofontova et al. was used to teach of amino acid-BODIPY conjugates wherein BODIPY succinimidyl ester is reacted with the terminal amino moiety of lysine to yield an amide bond as well as that stated above. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that the fluorescent cholic acid derivatives comprise an intermediate methyl ester prior to deprotection to a carboxyl group as taught by Yamaguchi et al. and also that Rais et al. teaches of the esterification of cholic acid derivatives. It would have been obvious to one of ordinary skill in the art to examine the BODIPY or dansyl methyl ester derivatives of the cholic acid for their ability to visualize the bile duct of a patient while having good photophysical characteristics and water solubility necessary for in vivo fluorescence imaging as stated above. Applicant asserts that Yamaguchi does not disclose the lysine or lysylglycine lateral side chain for connection of the moieties wherein the direct N-NBD bond is structurally and chemically distinct from the claimed compounds. Yamaguchi itself demonstrates that even minor modifications to the bile acid fluorophore conjugate changes transporter binding parameters. The reference of Yamaguchi was not used to disclose the lysine or lysylglycine lateral side chain or any modifications but was used to teach that stated above. The reference of Mills was used to teach of the compound of formula (I) PNG media_image1.png 160 382 media_image1.png Greyscale that comprise a lysine side chain when L comprises –(CH2)nNH and n 4. The terminal amino moiety of the lysine is used to connect the fluorescent moiety to yield an amide bond. Conclusion No claims are allowed at this time. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MELISSA JEAN PERREIRA whose telephone number is (571)272-1354. The examiner can normally be reached M9-3, T9-3, W9-3, Th9-2, F9-2. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Hartley can be reached at 571-272-0616. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MELISSA J PERREIRA/Examiner, Art Unit 1618
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Prosecution Timeline

Mar 16, 2022
Application Filed
Jan 15, 2026
Non-Final Rejection mailed — §103
Jun 15, 2026
Response Filed
Sep 01, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
52%
Grant Probability
78%
With Interview (+25.8%)
3y 9m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 836 resolved cases by this examiner. Grant probability derived from career allowance rate.

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