Prosecution Insights
Last updated: April 19, 2026
Application No. 17/700,415

SYSTEMS AND METHODS FOR ESTABLISHING A NERVE BLOCK

Final Rejection §103
Filed
Mar 21, 2022
Examiner
LEE, ERICA SHENGKAI
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Setpoint Medical Corporation
OA Round
3 (Final)
65%
Grant Probability
Moderate
4-5
OA Rounds
3y 10m
To Grant
96%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allow Rate
384 granted / 593 resolved
-5.2% vs TC avg
Strong +32% interview lift
Without
With
+31.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
51 currently pending
Career history
644
Total Applications
across all art units

Statute-Specific Performance

§101
6.3%
-33.7% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
13.2%
-26.8% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 593 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed January 12, 2026 has been entered. Claims 14, 17-20 have been amended. Claims 1-13 were previously canceled. Currently, claims 14-21 are pending for examination. Response to Arguments Applicant’s arguments, see pages 4-6, filed January 12, 2026, with respect to the rejection(s) of claim(s) 14-20 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Roberts (US 2014/0210524). Furthermore, applicant has amended claim 14 to recite, “wherein a trigger causes the calibration module to commence a calibration routine, wherein the trigger comprises a voltage value or a current value”. The phrase “comprises” is inclusive or open-ended and does not exclude additional, unrecited elements or method steps. See, e.g., Mars Inc. v. H.J. Heinz Co., 377 F.3d 1369, 1376, 71 USPQ2d 1837, 1843 (Fed. Cir. 2004). Applicant use of “comprises” does not preclude the interpretation of the trigger as being other values such as a length of time. Claim Objections Claim 14 is objected to because of the following informalities: Claim 14 has been amended to recite, “wherein a trigger causes the calibration module to commence a calibration routine”. This calibration routine is not currently linked to any other limitation of claim 14. If applicant intends for the calibration routine to be defined as “wherein the second clock is configured to periodically calibrate the first clock”, this calibration routine should be recited as such. Appropriate correction is required. Claim Interpretation Claims 14, 20 and 21 recite the limitation, “a current value” or “a current value threshold”. The interpretation of this limitation during prosecution is regarded as an electrical current value or electrical current value threshold, a pre-determined parameter in an RC circuit (para. [0130]), a stimulating output current (see para. [0138]) or a current signal from a sensor ([0143]) as described in the published application. It is not interpreted as a “present time” or “happening or being used or done now” value or value threshold. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 14-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Faltys et al. (US 2011/0190849) in view of Bond et al. (US 2014/0371818) and Roberts (US 2014/0210524). Regarding claim 14, Faltys et al. discloses a leadless, implantable microstimulator device comprising: a housing (“The POD may be constructed with a biocompatible and durable polymer” [0018]); at least two electrically conductive contacts disposed on the housing ([0019], [0021], [0037]; fig. 4); a microcontroller configured to control stimulation of a vagus nerve from the electrically conductive contacts ([0028], [0045], [0054], “MCU” [0156-0158], [0177]); a first clock to keep time ([0027], [0150]). Faltys et al. does not expressly disclose a second clock linked to a calibration module and having more accurate time-keeping capabilities than the first clock, wherein the second clock is configured to periodically calibrate the first clock, wherein a trigger causes the calibration module to commence a calibration routine, wherein the trigger comprises a voltage value or a current value. Bond et al. also teaches a leadless, implantable microstimulator device comprising a first clock configured to keep time (“a system clock”); and a second clock (“a reference clock”) having more accurate time-keeping capabilities than the first clock (“system clock…may be a low-power oscillator that suffers from inaccuracies due to poor long-term stability, temperature characteristics, and trim resolution… reference clock may be a high accuracy oscillator”), and wherein the second clock is configured to periodically calibrate the first clock (“The calibration circuitry periodically performs a calibration routine to calibrate the system clock based on the reference clock” [0049]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Faltys et al. to include a second clock having more accurate time-keeping capabilities than the first clock, wherein the second clock is configured to periodically calibrate the first clock as taught by Bond et al. in order to provide low-power system clock during normal use while implementing a calibration routine with a higher-power, more accurate second clock, the routine reducing the clock error over time ([0051]) but also reduces total clocking system current drain ([0045], [0050]). Roberts et al. also teaches calibrating a first clock 64 with a second clock 62 that is more accurate ([0043]), and further teaches wherein a trigger causes the calibration module to commence a calibration routine (“the calibration routine may be performed periodically following the lapse of a predetermined time interval, such as every five minutes or five hours or five days or five weeks” [0080]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Faltys et al. to implement a trigger to cause the calibration module to commence a calibration routine as taught by Roberts et al. in order to more consistently and timely calibrate the first clock with the second clock or when there is a detected error ([0080-0081]). Regarding claim 15, Faltys et al. in view of Bond et al. discloses wherein the second clock module is configured to be in an idle mode when not calibrating the first clock (“the reference clock may be powered only during the calibration routine to correct inaccuracies of the system clock” [0049]). Regarding claim 16, Faltys et al. discloses a resonator ([0042]) comprising a coil and a capacitor configured to resonate at a predetermined frequency range, wherein an electronic assembly is configured to receive power from the resonator to charge a battery ([0052], [0196]). Regarding claim 17, Faltys et al. in view of Bond et al. and Roberts et al. discloses wherein a control circuitry (“calibration circuitry”) is configured to be triggered by the trigger (“calibration period”; Roberts et al. [0080]) such that upon triggering, the control circuitry turns the second clock on, uses the second clock to calibrate the first clock, and then turns the second clock off ([0050-0051]). Regarding claim 18, Faltys et al. in view of Bond et al. discloses wherein the control circuitry (“calibration circuitry”) is configured to correct a time drift of the first clock after the calibration is performed (“adjusting a trim value of the system clock to compensate for the clock error” [0051]). Regarding claim 19, Faltys et al. in view of Roberts et al. discloses wherein the trigger comprises a preset signal programmed into the control circuitry (“a predetermined time interval, such as every five minutes or five hours or five days or five weeks” [0080]). Regarding claim 20, Faltys et al. in view of Roberts et al. discloses wherein the preset signal is based on a set length of time (“a predetermined time interval, such as every five minutes or five hours or five days or five weeks” [0080]), the voltage value, or the current value. Allowable Subject Matter Claim 21 is allowed. The following is a statement of reasons for the indication of allowable subject matter: Faltys et al. (US 2011/0190849) in view of Bond et al. (US 2014/0371818) disclose all of the limitations of claim 21 except for a control circuitry is configured to be triggered by an event such that upon triggering, the control circuitry turns the second clock on, uses the second clock to calibrate the first clock, and then turns the second clock off, wherein the event comprises a preset signal programmed into the control circuitry, wherein the preset signal is based on a voltage value threshold or a current value threshold. Roberts (US 2014/0210524) discloses various types of preset signals to trigger the above second clock and first clock calibration routine but is also silent as to a preset signal based on a voltage value threshold or a current value threshold. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERICA S LEE whose telephone number is (571)270-1480. The examiner can normally be reached M-F 8-7pm, flex. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Hamaoui can be reached at (571) 270-5625. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERICA S LEE/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Mar 21, 2022
Application Filed
Feb 06, 2025
Non-Final Rejection — §103
Jun 11, 2025
Response Filed
Sep 09, 2025
Non-Final Rejection — §103
Jan 12, 2026
Response Filed
Feb 20, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12589238
ROTOR, MAGNETIC COUPLING DEVICE, ELECTRIC MOTOR FOR A CARDIAC SUPPORT SYSTEM, PUMP UNIT FOR A CARDIAC SUPPORT SYSTEM, AND METHOD FOR PRODUCING A ROTOR
2y 5m to grant Granted Mar 31, 2026
Patent 12589244
CERAMIC-TO-METAL JOINT FOR IMPLANTABLE PULSE GENERATORS
2y 5m to grant Granted Mar 31, 2026
Patent 12588965
ROBOTIC SURGICAL SYSTEM AND CONTROL METHOD OF ROBOTIC SURGICAL SYSTEM
2y 5m to grant Granted Mar 31, 2026
Patent 12576278
LEADLESS BIOSTIMULATOR HAVING OVERMOLDED HEADER ASSEMBLY
2y 5m to grant Granted Mar 17, 2026
Patent 12551718
ELECTROMAGNETIC AND PHOTOBIOMODULATION DEVICES FOR TREATING EYE DISORDERS AND METHODS OF USING THE SAME
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

4-5
Expected OA Rounds
65%
Grant Probability
96%
With Interview (+31.6%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 593 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month