Prosecution Insights
Last updated: October 22, 2026
Application No. 17/703,787

DIRECT BOND COPPER SUBSTRATE WITH METAL FILLED CERAMIC SUBSTRATE INDENTATIONS

Final Rejection §103
Filed
Mar 24, 2022
Examiner
NGUYEN, SOPHIA T
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Texas Instruments Incorporated
OA Round
6 (Final)
45%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
59%
With Interview

Examiner Intelligence

Grants 45% of resolved cases
45%
Career Allowance Rate
237 granted / 530 resolved
-23.3% vs TC avg
Moderate +14% lift
Without
With
+14.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
67 currently pending
Career history
638
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
53.2%
+13.2% vs TC avg
§102
15.0%
-25.0% vs TC avg
§112
26.9%
-13.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 530 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-5, 7-10, 12, 14, 18-22 are rejected under 35 U.S.C. 103 as being unpatentable over Terasawa (US Pat. 5942797) in view of Fisher (US Pub. 20110036234) and Robert (US Pub. 20120218714). Regarding claims 1 and 3, Terasawa discloses in Fig. 1, column 5, lines 55-65, column 6, lines 9-15 a semiconductor device, comprising: a substrate [22, 21, 23] including: a ceramic substrate [21]; a top copper layer [22] on a top side of the ceramic substrate [21] including at least one lead and at least one die pad; and a bottom copper layer [23] on a bottom side of the ceramic substrate at least one semiconductor die [1] having a bond pad electrically connected [by wires 51] to the at least one lead. Terasawa fails to disclose a plurality of metal filled dimples in the ceramic substrate; wherein the plurality of metal filled dimples include a first portion under the top copper layer and a second portion on the bottom copper layer and wherein the first portion and the second portion of the plurality of metal filled dimples are separated by the ceramic substrate; wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die; wherein the first portion of the plurality of metal filled dimples locates only along edges of the at least one die pad; wherein positions of the first portion are offset relative to positions of the second portion. Fisher discloses in Fig. 3, claims 1-2, 5, 6, paragraph [0053]-[0055], [0063] a plurality of metal filled dimples [5 and 6] in the ceramic substrate [2]; wherein the plurality of metal filled dimples [5 and 6] include a first portion under a top metal layer [top layer 7] and a second portion on a bottom metal layer [bottom layer 7] and wherein the first portion and the second portion of the plurality of metal filled dimples [5 and 6] are separated by the ceramic substrate [2]. wherein the second portion of the plurality of metal filled dimples [5 and 6] is not electrically connected to the top metal layer [top layer 7]; wherein positions of the first portion are offset relative to positions of the second portion. PNG media_image1.png 271 493 media_image1.png Greyscale Robert discloses in Fig. 1, Fig. 3A-3B, Fig. 5B, Fig. 5C, paragraph [0022]-[0023], [0029], [0037]-[0038] a plurality of filled dimples [115, 117 or 117’] in the ceramic substrate [114]; wherein the first portion of the plurality of filled dimples [115, 117 or 117’] locates only along edges of the at least one die pad [112]. PNG media_image2.png 288 473 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to incorporate the teachings of Robert and Fisher into the method of Terasawa to include a plurality of metal filled dimples in the ceramic substrate; wherein the plurality of metal filled dimples include a first portion under the top copper layer and a second portion on the bottom copper layer and wherein the first portion and the second portion of the plurality of metal filled dimples are separated by the ceramic substrate; wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die; wherein the first portion of the plurality of metal filled dimples locates only along edges of the at least one die pad; wherein positions of the first portion are offset relative to positions of the second portion. The ordinary artisan would have been motivated to modify Terasawa in the above manner for the purpose of providing a lighter, equally resistant ceramic structure without increasing its thickness; providing an improved ceramic substrate having a higher degree of protection against impact, improved security against multiple impact, at a reduced weight and reduced stresses along edges of the at least one die pad resulting from particular applications and operational conditions [paragraph [0017], [0021] of Fisher, paragraph [0035], [0038] of Robert]. Terasawa and Robert disclose the top metal layer is the top copper layer, the bottom metal layer is the bottom copper layer and the top copper layer is electrically connected to the at least one semiconductor die [1]. Fisher discloses the second portion of the plurality of metal filled dimples [5 and 6] is not electrically connected to the top metal layer [top layer 7]. Thus, the combination of Fisher, Robert and Terasawa would result to “wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die.” Regarding claims 7 and 18, Terasawa further discloses in Fig. 1, column 6, lines 1-15 wherein the semiconductor die [1] is attached with a top side up on the at least one die pad, and wherein the bond pad is electrically connected to the at least one lead by a bond wire [51]. Regarding claims 8 and 19, Terasawa discloses in Fig. 1, column 1 wherein the at least one semiconductor die [1] comprises a first semiconductor die [1 left] and a second semiconductor die [1 right], and wherein the first semiconductor die and the second semiconductor die comprise a discrete power transistor. Robert also discloses in Fig. 1, paragraph [0024] wherein the at least one semiconductor die [120] comprises a first semiconductor die [120 left] and a second semiconductor die [120 right], and wherein the first semiconductor die [120 left] and the second semiconductor die [120right] comprise a discrete power transistor. Regarding claims 9 and 20, Robert discloses in Fig. 1, paragraph [0024] wherein the at least one first semiconductor die [120] comprises a power integrated circuit (IC) [“the semiconductor devices of one or more power electronics assemblies are electrically coupled to form an inverter circuit”]. Regarding claims 10, 12 and 14, Terasawa discloses in Fig. 1, column 5, lines 55-65, column 6, lines 9-15 a method of forming a semiconductor device, comprising: forming a substrate [22, 21, 23] including: providing a ceramic substrate [21]; bonding a top copper layer [22] on a top side of the ceramic substrate; patterning the top copper layer [120] to form at least one lead and at least one die pad; bonding a bottom copper layer [23] on a bottom side of the ceramic substrate [21]; and attaching a semiconductor die to the substrate [22, 21, 23], electrically connecting [by wires 51] a bond pad of the semiconductor die [1] to the at least one lead. Terasawa fails to disclose forming a plurality of indentations in the ceramic substrate; wherein the plurality of metal filled dimples include a first portion under the top copper layer and a second portion on the bottom copper layer and wherein the first portion and the second portion of the plurality of metal filled dimples are separated by the ceramic substrate; the second portion of the plurality of metal filled dimples is not electrically connected to the semiconductor die; wherein the first portion of the plurality of metal filled dimples locates only along edges of the at least one die pad; wherein positions of the first portion are offset relative to positions of the second portion. Fisher discloses in Fig. 3, claims 1-2, 5, 6, paragraph [0053]-[0055], [0063] forming a plurality of metal filled dimples [5 and 6] in the ceramic substrate [2]; wherein the plurality of metal filled dimples [5 and 6] include a first portion under a top metal layer [top layer 7] and a second portion on a bottom metal layer [bottom layer 7] and wherein the first portion and the second portion of the plurality of metal filled dimples [5 and 6] are separated by the ceramic substrate [2]. wherein the second portion of the plurality of metal filled dimples [5 and 6] is not electrically connected to the top metal layer [top layer 7]; wherein positions of the first portion are offset relative to positions of the second portion. PNG media_image1.png 271 493 media_image1.png Greyscale Robert discloses in Fig. 1, Fig. 3A-3B, Fig. 5B, Fig. 5C, paragraph [0022]-[0023], [0029], [0037]-[0038] a plurality of filled dimples [115, 117 or 117’] in the ceramic substrate [114]; wherein the first portion of the plurality of filled dimples [115, 117 or 117’] locates only along edges of the at least one die pad [112]. PNG media_image2.png 288 473 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to incorporate the teachings of Robert and Fisher into the method of Terasawa to include a plurality of metal filled dimples in the ceramic substrate; wherein the plurality of metal filled dimples include a first portion under the top copper layer and a second portion on the bottom copper layer and wherein the first portion and the second portion of the plurality of metal filled dimples are separated by the ceramic substrate; wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die; wherein the first portion of the plurality of metal filled dimples locates only along edges of the at least one die pad; wherein positions of the first portion are offset relative to positions of the second portion. The ordinary artisan would have been motivated to modify Terasawa in the above manner for the purpose of providing a lighter, equally resistant ceramic structure without increasing its thickness; providing an improved ceramic substrate having a higher degree of protection against impact, improved security against multiple impact, at a reduced weight and reduced stresses along edges of the at least one die pad resulting from particular applications and operational conditions [paragraph [0017], [0021] of Fisher, paragraph [0035], [0038] of Robert]. Terasawa and Robert disclose the top metal layer is the top copper layer, the bottom metal layer is the bottom copper layer and the top copper layer is electrically connected to the at least one semiconductor die [1]. Fisher discloses the second portion of the plurality of metal filled dimples [5 and 6] is not electrically connected to the top metal layer [top layer 7]. Thus, the combination of Fisher, Robert and Terasawa would result to “wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die.” Regarding claims 21-22, Robert discloses in Fig. 5B, Fig. 5C, paragraph [0038] wherein the first portion of the plurality of filled dimples [117’] locates only at corners of the at least one die pad [112][Robert discloses “stress-relief through-features 117' may be located near the corners of the first and second metal layers 112, 116 to aid in relieving thermally-induced stress located at such corners…The stress-relief through-features 117' that fully extend through all of the layers of the insulated metal substrate.” Therefore, first portion/top portion of the plurality of filled dimples formed in layer 114 locates only at corners of die pad 112]. Fisher discloses the filled dimples are metal filled dimples. Thus, the combination of Fisher and Robert suggests “the first portion of the plurality of metal filled dimples locates only at corners of the at least one die pad.” It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to incorporate the teachings of Robert into the method of Terasawa to include wherein the first portion of the plurality of metal filled dimples locates only at corners of the at least one die pad. The ordinary artisan would have been motivated to modify Terasawa in the above manner for the purpose of reducing stresses at corners of the at least one die pad [paragraph [0035], [0038] of Robert]. Claims 4, and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Terasawa (US Pat. 5942797) in view of Fisher (US Pub. 20110036234) and Robert (US Pub. 20120218714) as applied to claims 1 and 10 above and further in view of Tanei et al. (US Pat. 5825632). Regarding claims 4 and 13, Fisher discloses in Fig. 3, paragraph [0059] wherein thicknesses of the plurality of metal filled dimples are 30% to 45% of a thickness of the ceramic substrate [“The depressions 5 may have a depths of 20-50% of the thickness of the ceramic tile 2”]. Terasawa, Robert and Fisher fails to disclose wherein the plurality of metal filled dimples comprise copper. Tanei et al. discloses in Fig. 16, column 17, column 20, lines 57-61 wherein the plurality of metal filled dimples [9] comprise copper. It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to incorporate the teachings of Tanei et al. into the method of Terasawa, Robert and Fisher to include wherein the plurality of metal filled dimples comprise copper. The ordinary artisan would have been motivated to modify Terasawa, Robert and Fisher in the above manner for the purpose of providing suitable metal material to fill dimples. Further, it would have been obvious to try one of the known methods with a reasonable expectation of success. KSR International Co. v. Teleflex Inc., 82 USPQ2d 1385 (2007). Response to Arguments Applicant's arguments filed 09/16/2026 have been fully considered but they are not persuasive. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). The rejection does not modify Fisher to incorporate the teachings of Robert. Robert is cited to teach forming filled dimples only along edges of the at least one die pad. Fisher is cited to teach the layout of the filled dimples. The rejection modified Terasawa by incorporating the teachings of Robert and Fisher. The rejection stated “It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to incorporate the teachings of Robert and Fisher into the method of Terasawa to include a plurality of metal filled dimples in the ceramic substrate; wherein the plurality of metal filled dimples include a first portion under the top copper layer and a second portion on the bottom copper layer and wherein the first portion and the second portion of the plurality of metal filled dimples are separated by the ceramic substrate; wherein the second portion of the plurality of metal filled dimples is not electrically connected to the at least one semiconductor die; wherein the first portion of the plurality of metal filled dimples locates only along edges of the at least one die pad; wherein positions of the first portion are offset relative to positions of the second portion. The ordinary artisan would have been motivated to modify Terasawa in the above manner for the purpose of providing a lighter, equally resistant ceramic structure without increasing its thickness; providing an improved ceramic substrate having a higher degree of protection against impact, improved security against multiple impact, at a reduced weight and reduced stresses along edges of the at least one die pad resulting from particular applications and operational conditions [paragraph [0017], [0021] of Fisher, paragraph [0035], [0038] of Robert].” In addition, “[d]isclosed examples and preferred embodiments do not constitute a teaching away from a broader disclosure or nonpreferred embodiments. In re Susi, 440 F.2d 442, 169 USPQ 423 (CCPA 1971)… "[t]he prior art’s mere disclosure of more than one alternative does not constitute a teaching away from any of these alternatives because such disclosure does not criticize, discredit, or otherwise discourage the solution claimed…." In re Fulton, 391 F.3d 1195, 1201, 73 USPQ2d 1141, 1146 (Fed. Cir. 2004).” MPEP 2123 II. Overall, Applicant’s arguments are not persuasive. The claims stand rejected and the Action is made FINAL. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SOPHIA T NGUYEN whose telephone number is (571)272-1686. The examiner can normally be reached 9:00am -5:00 pm, Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BRITT D HANLEY can be reached at (571)270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SOPHIA T NGUYEN/Primary Examiner, Art Unit 2893
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Prosecution Timeline

Show 6 earlier events
Sep 12, 2025
Non-Final Rejection mailed — §103
Dec 11, 2025
Response Filed
Jan 09, 2026
Final Rejection mailed — §103
Apr 09, 2026
Request for Continued Examination
Apr 17, 2026
Response after Non-Final Action
Jun 17, 2026
Non-Final Rejection mailed — §103
Sep 16, 2026
Response Filed
Oct 14, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

7-8
Expected OA Rounds
45%
Grant Probability
59%
With Interview (+14.4%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 530 resolved cases by this examiner. Grant probability derived from career allowance rate.

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