Prosecution Insights
Last updated: April 19, 2026
Application No. 17/709,010

ELECTROCHEMICAL DEVICE AND ELECTRONIC DEVICE

Non-Final OA §103
Filed
Mar 30, 2022
Examiner
HIGGINS, KATHERINE NICOLE
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
3 (Non-Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
3y 10m
To Grant
85%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
22 granted / 38 resolved
-7.1% vs TC avg
Strong +27% interview lift
Without
With
+27.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
45 currently pending
Career history
83
Total Applications
across all art units

Statute-Specific Performance

§103
57.9%
+17.9% vs TC avg
§102
18.5%
-21.5% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 38 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on October 30, 2025 has been entered. Response to Amendment Applicant’s amendments filed September 25, 2025 have been entered. Claims 1, 8, and 15 have been amended; support for the amendments can be found at least in paragraph [0005] of the Instant Specification. Claims 1-4, 6-11, 13-18, and 20 remain pending and have been examined on their merits in this office action. Response to Arguments Applicant’s arguments filed September 25, 2025 have been fully considered but are considered moot in view of the new grounds of rejection below in view of Applicant’s amendments to the independent claims 1, 8, and 15. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4, 8-11, 15-18 are rejected under 35 U.S.C. 103 as being unpatentable over Qiu et al. (CN 112072077 A), hereinafter referred to as Qiu, in view of Wu et al. (CN 110867581 A), hereinafter referred to as Wu. Regarding claim 1, Qiu teaches a pre-lithiation negative electrode sheet (see e.g., Abstract). Qiu teaches a positive electrode comprising a positive electrode current collector and a positive electrode slurry disposed on the positive current collector, wherein the positive electrode slurry comprises a positive electrode active material (see e.g., paragraph [0083]) such as lithium cobalt oxide (“a positive electrode plate comprising a positive current collector and a positive active material layer disposed on the positive current collector, wherein the positive active material layer comprises a positive active material, and the positive active material is lithium cobalt oxide”) (see e.g., paragraph [0085]). Qiu teaches a negative electrode comprising a negative electrode current collector and a negative electrode active material layer, wherein the negative electrode active material layer contains the negative electrode active material and is coated on the surface of the negative current collector (“a negative electrode plate comprising a negative current collector and a negative active material layer disposed on the negative current collector, wherein the negative active material layer comprises a negative active material”) (see e.g., paragraph [0070]). Qiu teaches the negative active material comprises silicon-based material selected from one or more of element silicon, silicon oxide compounds, silicon-carbon composites, and silicon alloys (“wherein the negative active material comprises at least one of SiOx, silicon alloy, or a silicon-carbon composite, wherein 0.3 ≤ x ≤ 1.5”) (see e.g., paragraph [0081]). Qiu teaches an isolation membrane between the positive electrode sheet and the negative electrode sheet (“a separator disposed between the positive electrode plate and the negative electrode plate”) (see e.g., paragraph [0073]). Qiu teaches the mass percentage of the negative active material in a total mass of the negative active material layer (“A’ is a percentage of mass of the negative active material in a total mass of the negative active material layer”) is 95.5% (see e.g., Examples 1-6 and Comparative Examples 1-2). Qiu teaches the gram capacity of the negative electrode active material (“B’ is a gram capacity of the negative active material and measured in mAh/g”) is 550 mAh/g (see e.g., Example 1) and 500 mAh/g (see e.g., Examples 2-6 and Comparative Examples 1-2). Qiu teaches the coating mass of the negative electrode slurry (“C’ is a mass per unit area of the negative active material layer and measured in mg/cm2”) is 82 g/m2 (see e.g., Examples 1-2) and 70 g/m2 (see e.g., Examples 3-6 and Comparative Examples 1-2). Qiu does not explicitly teach A, a percentage of a mass of the positive active material in a total mass of the positive active material layer, B, a gram capacity of the positive active material and measured in mAh/g, C, a mass per unit area of the positive active material layer and measured in mg/cm2, for lithium cobalt oxide and U which is a charge cutoff voltage of the electrochemical device and measured in V. However, Wu teaches a high-voltage, high-energy-density fast-charging soft-pack lithium-ion battery (see e.g., paragraph [0001]). Wu teaches the battery has an upper limit voltage of 4.45 V (see e.g., paragraph [0007]). Wu teaches the positive electrode of the battery includes lithium cobalt oxide (see e.g., paragraph [0009]). Wu teaches the areal density of the positive electrode material coating is 252-288 g/m2 (see e.g., paragraph [0009]). Wu teaches the specific capacity of the lithium cobalt oxide is greater than 175 mAh/g, and the mass percentage of the lithium cobalt oxide is 95-98.5% (see e.g., paragraph [0020]). Wu teaches the battery comprising lithium cobalt oxide has a higher upper limit voltage compared to commercially available 4.4 V batteries, an energy density increase of 5%, an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill would modify the cutoff voltage and mass percentage, gram capacity, and mass per unit area of the lithium cobalt oxide of Qiu to have an upper limit voltage of 4.45 V and for the lithium cobalt oxide to have a mass percentage of 95-98.5% a specific capacity greater than 175 mAh/g, and areal density of 252-288 g/m2, as taught by Wu, in order to have an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). With the combination of the teaching of Qiu and Wu, the values of A are 252-288 g/m2, B are greater than 175 mAh/g, C are 95-98.5%, and U is 4.45, the values of CB are 0.80 and 1.03 and the values of 100 × (4.5 – U) – 10 × (CB – 1) are 4.75 and 7.03 (see the Table below with the values as taught by Qiu as modified by Wu); therefore, Qiu, as modified by Wu, meets the claim limitation of the inequality of 3 ≤ 100 × (4.5 – U) – 10 × (CB – 1) ≤ 10. A B C A’ B’ C’ CB 100 × (4.5 – 4.45) – 10 × (CB – 1) Qiu Examples 1-2 95 175 252 95.5 550 82 1.03 4.70 Qiu Examples 3-6 95 175 252 95.5 500 70 0.80 7.00 Variable Values as taught by Qiu, as modified by Wu, regarding claim 1 Regarding claim 2, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 1, as previously described. As previously described in claim 1, one of the values for of 100 × (4.5 – U) – 10 × (CB – 1) is 4.75 (“wherein 3.5 ≤ 100 × (4.5 – U) – 10 × (CB – 1) ≤ 6”) (see the Table with values as taught by Qiu, as modified by Wu). Regarding claim 3, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 1, as previously described. As previously described in claim 1, the upper limit voltage is 4.45 V (“wherein 4.3 ≤ U ≤ 4.5”) (see e.g., Wu paragraph [0007]). Qiu, as modified by Wu, teaches the value of CB, utilizing the values in Qiu Examples 1 and 2, is 1.03, which is close to the recited range of 1.04 ≤ CB ≤ 2.0. Qiu teaches the ratio of the negative electrode film capacity per unit area to the addition of positive electrode film capacity per unit area and lithium metal capacity on the surface of negative electrode film per unit area × 80% should be greater or equal to 1.0 (see e.g., paragraph [0074]). Therefore, it would have been obvious to one of ordinary skill in the art to modify the areal density of the positive or negative electrodes of Qiu, as modified by Wu, to be smaller or larger while still teaching the ratio taught by Qiu, to produce a CB value within the range of 1.04 ≤ CB ≤ 2.0, in order to provide sufficient intercalation space for the active lithium in the system (see e.g., Qiu paragraph [0074]). Regarding claim 4, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 1, as previously described. As previously described in claim 1, the values of CB are 1.03 and 0.80 and with the upper limit voltage of 4.45 V as taught by Wu, the CB/U values are 0.23 and 0.18 (“wherein 0.17 < CB/U < 0.48”). Regarding claim 8, Qiu teaches a pre-lithiation negative electrode sheet (see e.g., Abstract). Qiu teaches a positive electrode comprising a positive electrode current collector and a positive electrode slurry disposed on the positive current collector, wherein the positive electrode slurry comprises a positive electrode active material (see e.g., paragraph [0083]) such as lithium cobalt oxide (“a positive electrode plate comprising a positive current collector and a positive active material layer disposed on the positive current collector, wherein the positive active material layer comprises a positive active material, and the positive active material comprises lithium cobalt oxide”) (see e.g., paragraph [0085]). Qiu teaches a negative electrode comprising a negative electrode current collector and a negative electrode active material layer, wherein the negative electrode active material layer contains the negative electrode active material and is coated on the surface of the negative current collector (“a negative electrode plate comprising a negative current collector and a negative active material layer disposed on the negative current collector, wherein the negative active material layer comprises a negative active material”) (see e.g., paragraph [0070]). Qiu teaches the negative active material comprises silicon-based material selected from one or more of element silicon, silicon oxide compounds, silicon-carbon composites, and silicon alloys (“wherein the negative active material comprises at least one of SiOx, silicon alloy, or a silicon-carbon composite, wherein 0.3 ≤ x ≤ 1.5”) (see e.g., paragraph [0081]). Qiu teaches an isolation membrane between the positive electrode sheet and the negative electrode sheet (“a separator disposed between the positive electrode plate and the negative electrode plate”) (see e.g., paragraph [0073]). Qiu teaches the mass percentage of the negative active material in a total mass of the negative active material layer (“A’ is a percentage of mass of the negative active material in a total mass of the negative active material layer”) is 95.5% (see e.g., Examples 1-6 and Comparative Examples 1-2). Qiu teaches the gram capacity of the negative electrode active material (“B’ is a gram capacity of the negative active material and measured in mAh/g”) is 550 mAh/g (see e.g., Example 1) and 500 mAh/g (see e.g., Examples 2-6 and Comparative Examples 1-2). Qiu teaches the coating mass of the negative electrode slurry (“C’ is a mass per unit area of the negative active material layer and measured in mg/cm2”) is 82 g/m2 (see e.g., Examples 1-2) and 70 g/m2 (see e.g., Examples 3-6 and Comparative Examples 1-2). Qiu does not explicitly teach A, a percentage of a mass of the positive active material in a total mass of the positive active material layer, B, a gram capacity of the positive active material and measured in mAh/g, C, a mass per unit area of the positive active material layer and measured in mg/cm2, for lithium cobalt oxide and U which is a charge cutoff voltage of the electrochemical device and measured in V. However, Wu teaches a high-voltage, high-energy-density fast-charging soft-pack lithium-ion battery (see e.g., paragraph [0001]). Wu teaches the battery has an upper limit voltage of 4.45 V (see e.g., paragraph [0007]). Wu teaches the positive electrode of the battery includes lithium cobalt oxide (see e.g., paragraph [0009]). Wu teaches the areal density of the positive electrode material coating is 252-288 g/m2 (see e.g., paragraph [0009]). Wu teaches the specific capacity of the lithium cobalt oxide is greater than 175 mAh/g, and the mass percentage of the lithium cobalt oxide is 95-98.5% (see e.g., paragraph [0020]). Wu teaches the battery comprising lithium cobalt oxide has a higher upper limit voltage compared to commercially available 4.4 V batteries, an energy density increase of 5%, an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill would modify the cutoff voltage and mass percentage, gram capacity, and mass per unit area of the lithium cobalt oxide of Qiu to have an upper limit voltage of 4.45 V and for the lithium cobalt oxide to have a mass percentage of 95-98.5% a specific capacity greater than 175 mAh/g, and areal density of 252-288 g/m2, as taught by Wu, in order to have an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). With the combination of the teaching of Qiu and Wu, the values of A are 252-288 g/m2, B are greater than 175 mAh/g, C are 95-98.5%, and U is 4.45, the values of CB are 0.80 and 1.03 and the values of 100 × (4.49 – U) – 10 × (CB – 1) are 3.70 and 6.00 (see the Table below with the values as taught by Qiu as modified by Wu); therefore, Qiu, as modified by Wu, meets the claim limitation of the inequality of 4 ≤ 100 × (4.5 – U) – 10 × (CB – 1) ≤ 22. A B C A’ B’ C’ CB 100 × (4.49 – 4.45) – 10 × (CB – 1) Qiu Examples 1-2 95 175 252 95.5 550 82 1.03 3.70 Qiu Examples 3-6 95 175 252 95.5 500 70 0.80 6.00 Variable Values as taught by Qiu, as modified by Wu, regarding claim 8 Regarding claim 9, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 8, as previously described. As previously described in claim 8, one of the values for of 100 × (4.5 – U) – 10 × (CB – 1) is 6.00 (“wherein 5 ≤ 100 × (4.49 – U) – 10 × (CB – 1) ≤ 13”) (see the Table with values as taught by Qiu, as modified by Wu). Regarding claim 10, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 8, as previously described. As previously described in claim 8, the upper limit voltage is 4.45 V (“wherein 4.3 ≤ U < 4.49”) (see e.g., Wu paragraph [0007]). Qiu, as modified by Wu, teaches the value of CB, utilizing the values in Qiu Examples 1 and 2, is 1.03, which is close to the recited range of 1.04 ≤ CB ≤ 2.0. Qiu teaches the ratio of the negative electrode film capacity per unit area to the addition of positive electrode film capacity per unit area and lithium metal capacity on the surface of negative electrode film per unit area × 80% should be greater or equal to 1.0 (see e.g., paragraph [0074]). Therefore, it would have been obvious to one of ordinary skill in the art to modify the areal density of the positive or negative electrodes of Qiu, as modified by Wu, to be smaller or larger while still teaching the ratio taught by Qiu, to produce a CB value within the range of 1.04 ≤ CB ≤ 2.0, in order to provide sufficient intercalation space for the active lithium in the system (see e.g., Qiu paragraph [0074]). Regarding claim 11, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 8, as previously described. As previously described in claim 8, the values of CB are 1.03 and 0.80 and with the upper limit voltage of 4.45 V as taught by Wu, the CB/U values are 0.23 and 0.18 (“wherein 0.17 < CB/U < 0.48”). Regarding claim 15, Qiu teaches a lithium battery (“an electronic device”) (see e.g., paragraph [0002]) comprising a pre-lithiation negative electrode sheet (see e.g., Abstract). Qiu teaches a positive electrode comprising a positive electrode current collector and a positive electrode slurry disposed on the positive current collector, wherein the positive electrode slurry comprises a positive electrode active material (see e.g., paragraph [0083]) such as lithium cobalt oxide (“a positive electrode plate comprising a positive current collector and a positive active material layer disposed on the positive current collector, wherein the positive active material layer comprises a positive active material, and the positive active material comprises lithium cobalt oxide”) (see e.g., paragraph [0085]). Qiu teaches a negative electrode comprising a negative electrode current collector and a negative electrode active material layer, wherein the negative electrode active material layer contains the negative electrode active material and is coated on the surface of the negative current collector (“a negative electrode plate comprising a negative current collector and a negative active material layer disposed on the negative current collector, wherein the negative active material layer comprises a negative active material”) (see e.g., paragraph [0070]). Qiu teaches the negative active material comprises silicon-based material selected from one or more of element silicon, silicon oxide compounds, silicon-carbon composites, and silicon alloys (“wherein the negative active material comprises at least one of SiOx, silicon alloy, or a silicon-carbon composite, wherein 0.3 ≤ x ≤ 1.5”) (see e.g., paragraph [0081]). Qiu teaches an isolation membrane between the positive electrode sheet and the negative electrode sheet (“a separator disposed between the positive electrode plate and the negative electrode plate”) (see e.g., paragraph [0073]). Qiu teaches the mass percentage of the negative active material in a total mass of the negative active material layer (“A’ is a percentage of mass of the negative active material in a total mass of the negative active material layer”) is 95.5% (see e.g., Examples 1-6 and Comparative Examples 1-2). Qiu teaches the gram capacity of the negative electrode active material (“B’ is a gram capacity of the negative active material and measured in mAh/g”) is 550 mAh/g (see e.g., Example 1) and 500 mAh/g (see e.g., Examples 2-6 and Comparative Examples 1-2). Qiu teaches the coating mass of the negative electrode slurry (“C’ is a mass per unit area of the negative active material layer and measured in mg/cm2”) is 82 g/m2 (see e.g., Examples 1-2) and 70 g/m2 (see e.g., Examples 3-6 and Comparative Examples 1-2). Qiu does not explicitly teach A, a percentage of a mass of the positive active material in a total mass of the positive active material layer, B, a gram capacity of the positive active material and measured in mAh/g, C, a mass per unit area of the positive active material layer and measured in mg/cm2, for lithium cobalt oxide and U which is a charge cutoff voltage of the electrochemical device and measured in V. However, Wu teaches a high-voltage, high-energy-density fast-charging soft-pack lithium-ion battery (see e.g., paragraph [0001]). Wu teaches the battery has an upper limit voltage of 4.45 V (see e.g., paragraph [0007]). Wu teaches the positive electrode of the battery includes lithium cobalt oxide (see e.g., paragraph [0009]). Wu teaches the areal density of the positive electrode material coating is 252-288 g/m2 (see e.g., paragraph [0009]). Wu teaches the specific capacity of the lithium cobalt oxide is greater than 175 mAh/g, and the mass percentage of the lithium cobalt oxide is 95-98.5% (see e.g., paragraph [0020]). Wu teaches the battery comprising lithium cobalt oxide has a higher upper limit voltage compared to commercially available 4.4 V batteries, an energy density increase of 5%, an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill would modify the cutoff voltage and mass percentage, gram capacity, and mass per unit area of the lithium cobalt oxide of Qiu to have an upper limit voltage of 4.45 V and for the lithium cobalt oxide to have a mass percentage of 95-98.5% a specific capacity greater than 175 mAh/g, and areal density of 252-288 g/m2, as taught by Wu, in order to have an energy density of 680Wh/L, can achieve 3C rate charging, can charge more than 80% of the battery in 20 minutes, and retains about 85% of the battery capacity after 500 3C charging cycles (see e.g., paragraph [0007]). With the combination of the teaching of Qiu and Wu, the values of A are 252-288 g/m2, B are greater than 175 mAh/g, C are 95-98.5%, and U is 4.45, the values of CB are 0.80 and 1.03 and the values of 100 × (4.5 – U) – 10 × (CB – 1) are 4.75 and 7.03 (see the Table below with the values as taught by Qiu as modified by Wu); therefore, Qiu, as modified by Wu, meets the claim limitation of the inequality of 3 ≤ 100 × (4.5 – U) – 10 × (CB – 1) ≤ 10. A B C A’ B’ C’ CB 100 × (4.5 – 4.45) – 10 × (CB – 1) Qiu Examples 1-2 95 175 252 95.5 550 82 1.03 4.70 Qiu Examples 3-6 95 175 252 95.5 500 70 0.80 7.00 Variable Values as taught by Qiu, as modified by Wu, regarding claim 15 Regarding claim 16, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 15, as previously described. As previously described in claim 15, one of the values for of 100 × (4.5 – U) – 10 × (CB – 1) is 4.75 (“wherein 3.5 ≤ 100 × (4.5 – U) – 10 × (CB – 1) ≤ 6”) (see the Table with values as taught by Qiu, as modified by Wu). Regarding claim 17, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 15, as previously described. As previously described in claim 15, the upper limit voltage is 4.45 V (“wherein 4.3 ≤ U ≤ 4.5”) (see e.g., Wu paragraph [0007]). Qiu, as modified by Wu, teaches the value of CB, utilizing the values in Qiu Examples 1 and 2, is 1.03, which is close to the recited range of 1.04 ≤ CB ≤ 2.0. Qiu teaches the ratio of the negative electrode film capacity per unit area to the addition of positive electrode film capacity per unit area and lithium metal capacity on the surface of negative electrode film per unit area × 80% should be greater or equal to 1.0 (see e.g., paragraph [0074]). Therefore, it would have been obvious to one of ordinary skill in the art to modify the areal density of the positive or negative electrodes of Qiu, as modified by Wu, to be smaller or larger while still teaching the ratio taught by Qiu, to produce a CB value within the range of 1.04 ≤ CB ≤ 2.0, in order to provide sufficient intercalation space for the active lithium in the system (see e.g., Qiu paragraph [0074]). Regarding claim 18, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 1, as previously described. As previously described in claim 15, the values of CB are 1.03 and 0.80 and with the upper limit voltage of 4.45 V as taught by Wu, the CB/U values are 0.23 and 0.18 (“wherein 0.17 < CB/U < 0.48”). Claims 6-7, 13-14, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Qiu et al. (CN 112072077 A) in view of Wu et al. (CN 110867581 A), and further in view of Li et al. (CN 110556511 A), hereinafter referred to Li. Regarding claim 6, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 1, as previously described. Qiu, as modified by Wu, does the battery device further comprising a conductive layer disposed between the negative current collector and the negative active material layer, and the conductive layer comprises a conductive agent and a binder. However, Li teaches a conductive adhesive layer disposed between the current collector and the negative electrode active material layer (“further comprising a conductive layer disposed between the negative current collector and the negative active material layer”) material to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Li teaches the material of the conductive adhesive layer is a conductive polymer binder (see e.g., paragraph [0006]) that comprises a conductive polymer binder (see e.g., paragraph [0007]) that includes a carbon material and the binder (“the conductive layer comprises a conductive agent and a binder”) (see e.g., paragraph [0010]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill in the art would modify the negative current collector and the negative active material of Qiu, as modified by Wu, to have a conductive adhesive layer disposed between the current collector and the negative electrode active material layer that is composed of a conductive polymer binder, as taught by Li, in order to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Regarding claim 7, Qiu, as modified by Wu and Li, teaches the instantly claimed invention of claim 6, as previously described. As previously described in claim 6, Li teaches the material of the conductive adhesive layer is a conductive polymer binder (see e.g., paragraph [0006]) that comprises a conductive polymer binder (see e.g., paragraph [0007]) that includes a carbon material and the binder (“the conductive layer comprises a conductive agent and a binder”) (see e.g., paragraph [0010]). Regarding claim 13, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 8, as previously described. Qiu, as modified by Wu, does the battery device further comprising a conductive layer disposed between the negative current collector and the negative active material layer, and the conductive layer comprises a conductive agent and a binder. However, Li teaches a conductive adhesive layer disposed between the current collector and the negative electrode active material layer (“further comprising a conductive layer disposed between the negative current collector and the negative active material layer”) material to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Li teaches the material of the conductive adhesive layer is a conductive polymer binder (see e.g., paragraph [0006]) that comprises a conductive polymer binder (see e.g., paragraph [0007]) that includes a carbon material and the binder (“the conductive layer comprises a conductive agent and a binder”) (see e.g., paragraph [0010]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill in the art would modify the negative current collector and the negative active material of Qiu, as modified by Wu, to have a conductive adhesive layer disposed between the current collector and the negative electrode active material layer that is composed of a conductive polymer binder, as taught by Li, in order to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Regarding claim 14, Qiu, as modified by Wu and Li, teaches the instantly claimed invention of claim 13, as previously described. As previously described in claim 13, Li teaches the material of the conductive adhesive layer is a conductive polymer binder (see e.g., paragraph [0006]) that comprises a conductive polymer binder (see e.g., paragraph [0007]) that includes a carbon material and the binder (“the conductive layer comprises a conductive agent and a binder”) (see e.g., paragraph [0010]). Regarding claim 20, Qiu, as modified by Wu, teaches the instantly claimed invention of claim 15, as previously described. Qiu, as modified by Wu, does the battery device further comprising a conductive layer disposed between the negative current collector and the negative active material layer, and the conductive layer comprises a conductive agent and a binder. However, Li teaches a conductive adhesive layer disposed between the current collector and the negative electrode active material layer (“further comprising a conductive layer disposed between the negative current collector and the negative active material layer”) material to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Li teaches the material of the conductive adhesive layer is a conductive polymer binder (see e.g., paragraph [0006]) that comprises a conductive polymer binder (see e.g., paragraph [0007]) that includes a carbon material and the binder (“the conductive layer comprises a conductive agent and a binder”) (see e.g., paragraph [0010]). Therefore, it would have been obvious before the effective filing date of the claimed invention that one of ordinary skill in the art would modify the negative current collector and the negative active material of Qiu, as modified by Wu, to have a conductive adhesive layer disposed between the current collector and the negative electrode active material layer that is composed of a conductive polymer binder, as taught by Li, in order to effectively buffer stress problem caused by silicon material volume expansion and improve the bonding force between the film and the current collector to prevent falling of the negative electrode material (see e.g., Abstract). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Katherine N Higgins whose telephone number is (703)756-1196. The examiner can normally be reached Mondays - Thursdays 7:30-4:30 EST, Fridays 7:30 - 11:30 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew T Martin can be reached at (571) 270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KATHERINE N HIGGINS/Examiner, Art Unit 1728 /MATTHEW T MARTIN/Supervisory Patent Examiner, Art Unit 1728
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Prosecution Timeline

Mar 30, 2022
Application Filed
Feb 07, 2025
Non-Final Rejection — §103
May 12, 2025
Response Filed
Jul 26, 2025
Final Rejection — §103
Sep 25, 2025
Response after Non-Final Action
Oct 30, 2025
Request for Continued Examination
Oct 31, 2025
Response after Non-Final Action
Mar 06, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12586849
SEALING STRUCTURE FOR BATTERY
2y 5m to grant Granted Mar 24, 2026
Patent 12555878
SECONDARY BATTERY AND INSULATING MEMBER
2y 5m to grant Granted Feb 17, 2026
Patent 12555777
LAYERED STRUCTURE OF BATTERY ELECTRODES
2y 5m to grant Granted Feb 17, 2026
Patent 12531264
SEQUENTIAL PRESSURE FORMATION JIG AND FORMATION METHOD USING SAME
2y 5m to grant Granted Jan 20, 2026
Patent 12476308
BATTERY CASE FOR SECONDARY BATTERY AND POUCH TYPE SECONDARY BATTERY
2y 5m to grant Granted Nov 18, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
85%
With Interview (+27.2%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 38 resolved cases by this examiner. Grant probability derived from career allow rate.

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