Prosecution Insights
Last updated: April 19, 2026
Application No. 17/714,690

METHOD AND APPARATUS FOR TRANSMITTING AND RECEIVING RADIO SIGNAL IN WIRELESS COMMUNICATION SYSTEM

Non-Final OA §103
Filed
Apr 06, 2022
Examiner
AHMED, ATIQUE
Art Unit
2413
Tech Center
2400 — Computer Networks
Assignee
LG Electronics Inc.
OA Round
5 (Non-Final)
80%
Grant Probability
Favorable
5-6
OA Rounds
2y 10m
To Grant
96%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
369 granted / 460 resolved
+22.2% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
37 currently pending
Career history
497
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
66.6%
+26.6% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
11.4%
-28.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 460 resolved cases

Office Action

§103
2026DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 2. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01/05/2026 has been entered. Claims 1-3, 6-13 are pending. Claims 4-5 are pending. 3. Applicant’s arguments filed on 01/05/2025 regarding rejection of claims 1-3, 6-13 has been considered and entered. Claims 4-5 are cancelled. Applicant’s arguments are moot because the arguments do not apply to new combinations of references including new prior arts being used in the current rejection. The new grounds of rejection are necessitated by amendment. Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 3, 10 11 , 12, 13is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (US 20210315049 A1) hereinafter Wei, in view of Mo et al. (US 20230156814 A1)hereinafter Mo and further Agiwal et al. (US 20220022247 A1)hereinafter Agiwal As to claim 1 A method performed by a user equipment (UE), the method comprising: receiving a radio resource control (RRC) Release message including configured grant (CG) configuration information, ([0060] Fig. 5, In action 504, the UE may receive an RRC release message including an RRC indicator and a configuration for small data transmission from the BS) the CG configuration information including a CG configuration related to small data transmission (SDT);([0064] The BS may indicate to the UE that a small data transmission via a CG (in the RRC_INACTIVE state and/or the RRC_IDLE state) can only be performed on a specific UL BWP(s). performing an initial transmission of a physical uplink shared channel (PUSCH) in an RRC Inactive state based on the CG configuration information([0061] the UE may perform data transmission (e.g., small data transmission), according to the configuration for small data transmission via a CG provided by the BS while operating in the RRC_INACTIVE state or the RRC_IDLE state.) ; and monitoring a physical downlink control channel (PDCCH) carrying for detection of downlink control information (DCI) ([0075] The specific DL BWP may be applied by the UE for monitoring a PDCCH for scheduling DCI ) Wei does not teach wherein the RRC Release message includes configuration information of a search space for a CG, wherein based on that the PDCCH is not received until a CG-related timer expires after performing initial transmission, the UE indicates a failure in the SDT, and wherein the CG configuration related to the SDT is only configured on an initial bandwidth part (BWP), wherein the CG configuration related to the SDT includes information regarding a synchronization signal block (SSB) subset for SSB-to-PUSCH mapping Mo teaches wherein the CG configuration related to the SDT is only configured on an initial bandwidth part (BWP),([0138] he first channel quality threshold is configured only when the network side has configured small data transmission resource based on the configured grant for a BWP (for example, initial BWP).) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mo with the teaching of Wei because Mo teaches that setting target transmission type as small data transmission type based on the configured grant, would facilitate a consistent understanding between the terminal and a network side, and improving performance of small data transmission.(Mo [0158]) The combination Wei and Mo does not teach wherein the RRC Release message includes configuration information of a search space for a CG, wherein based on that the PDCCH is not received until a CG-related timer expires after performing initial transmission, the UE indicates a failure in the SDT, and wherein the CG configuration related to the SDT includes information regarding a synchronization signal block (SSB) subset for SSB-to-PUSCH mapping Agiwal teaches wherein the RRC Release message includes configuration information of a search space for a CG([0075][0076]the UE monitors PDCCH addressed to an RNTI assigned to UE in RRC connection release message. 5G wireless communication system supports multiple beams, multiple UL carriers, multiple BWPs and search spaces for PDCCH monitoring) wherein based on that the PDCCH is not received until a CG-related timer expires after performing initial transmission, the UE indicates a failure in the SDT,([0075][0207] [0209]. A timer can be configured by network along with preconfigured PUSCH resources. The timer can be started from end of PUSCH transmission or at the first PDCCH monitoring occasion from the end of PUSCH transmission; If the timer expires, PDCCH not received, SDT is considered to have failed. and wherein the CG configuration related to the SDT includes information regarding a synchronization signal block (SSB) subset for SSB-to-PUSCH mapping.([0098] –[0100] UE receives the pre-configured PUSCH resources (e.g. CG Type 1 resources) for small data transmission (SDT) in dedicated signaling (RRCReconfiguration message or RRCRelease message); resources for SDT are applicable to multiple cells, details of association between UL resources for SDT , PUSCH resources are also mapped to SSB(s)) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Agiwal with the teaching of Wei and Mo because Agiwal teaches that when UE has received UL grants in the RRC connection release message, and the UE has a valid TA, would allow UE to selects the earliest UL grant and transmits the MAC PDU in the selected UL grant. (Agiwal [0075]) Claim 11 is/are interpreted and rejected for the same reasons as set forth in claim 1. As to claim 2. The combination of Wei, Mo, Agiwal specifically Wei teaches , wherein the CG-related timer starts based on PUSCH transmission. ([0169] A UE may (re)start a timer from an initial value each time the RS measurement is performed. The stored RS measurement result may be released/cleared/flushed by the UE if the timer expires. The unit of the timer may be (a fraction of) symbol, slot subframe, system frame, SFN, milliseconds (ms), or the time period of a PUSCH resource derived from a CG configuration. ) As to claim 3. The combination of Wei, Mo Agiwal specifically Wei teaches , the failure is indicated by the UE only in the RRC Inactive state. ([0057][0189] [0193]Fig. 11, Fig. 12, [UE transmit data via a CG while the UE is not in the RRC_CONNECTED state (e.g., in the RRC_INACTIVE or RRC_IDLE) ; UE may not perform data transmission on PUSCH #4 1208 since the TA-related timer is not running i.e., expires and the associated TA value becomes invalid.) As to claim 10. The combination of Wei, Mo Agiwal specifically Wei teaches , A non-transitory computer-readable storage medium having stored thereon a program for executing the method of claim 1. ([0296] [0297] Fig. 18, computer-readable storage medium having stored thereon a program instruction for executing on processor) As to claim 12 The combination of Wei, Mo Agiwal specifically Wei teaches, wherein the device is an application-specific integrated circuit (ASIC) or a digital signal processor. ([0034] The microprocessors or general-purpose computers may be formed of Applications Specific Integrated Circuitry (ASIC), programmable logic arrays,) As to claim 13The combination of Wei, Mo Agiwal specifically Wei teach, wherein the device is a user equipment (UE) operating in a 3rd generation partnership project (3GPP) based wireless communication system.([0045][0046] Fig. 1, UE operates in 4-step RA procedures, 2-step RA procedures are also supported in the next generation cellular wireless communication system (e.g., 3GPP NR wireless communication system)) Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei, Mo Agiwal and further in view of Kim et al. (US 20240032134 A1)hereinafter Kim provisional application 63/168,783 dated 03/31/2021 As to claim 7. The combination of Wei, Mo Agiwal does not teach further comprising performing a random access channel (RACH) after failure in the SDT. Kim teaches further comprising performing a random access channel (RACH) after failure in the SDT. ([0347] Fig. 21, the UE in the RRC idle state or the RRC inactive state may consider the small data transmission using PUR being failed. Based on considering the small data transmission using PUR being failed, the UE may perform random access procedure the random access procedure may comprise EDT RACH procedure.) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Kim with the teaching of Wei, Mo and Agiwal because Kim teaches that with a successful RA procedure. the base station may improve system performance by optimizing radio resources and reducing failures. (Kim [0369]) Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei, Mo Agiwal and further in view of Loehr et al. (WO 2022123446 A1)hereinafter Loehr As to claim 9. The combination of Wei, Mo Agiwal does not teach wherein the PUSCH transmission for the SDT is performed in the RRC inactive state on the initial BWP Loehr teaches wherein the PUSCH transmission for the SDT is performed in the RRC inactive state on the initial BWP ([0039] When UE is moved to RRC INACTIVE by the network, the UE stores the configured LCH mapping restrictions. However, for uplink transmissions in RRC INACTIVE mode ,PUSCH i.e., small data transmission (“SDT”) occurring, e.g., only on the initial UL Bandwidth Part (“BWP”), ) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Loehr with the teaching of Wei Mo and Agiwal because Loehr teaches that ,uplink transmission for small -data transmission (“SDT”) by a User Equipment (“UE”) in an RRC inactive mode would reduce complexity of the UE in RRC INACTIVE. (Loehr [0090] Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei, Mo Agiwal and further in view of Noh et al. (US 20190140774 A1) hereinafter Noh As to claim 6 The combination of Wei, Mo Agiwal does not teach wherein the UE transmits the PUSCH based on a valid PUSCH resource among the PUSCH resources configured through the CG configuration information. Noh teaches wherein the UE transmits the PUSCH based on a valid PUSCH resource among the PUSCH resources configured through the CG configuration information. ([0053] If a attempts to transmit data on PUSCH by receiving a valid scheduling grant in a subframe (e.g., configuration with two slots in length of 10 ms),) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Noh with the teaching of Wei, Mo Agiwal because Noh teaches that valid scheduling grant in a subframe would allow a control information may be transmitted on PUSCH by being time-multiplexed together with data without using PUCCH.(Noh [0053]) Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wei, Mo Agiwal and further in view of Chin et al. (US 20210105096 A1) hereinafter Chin As to claim 8. The combination of Wei, Mo Agiwal does not teach wherein the CG related timer is configured for a HARQ process to which PUSCH belongs. Chin teaches wherein the specific timer is configured for a HARQ process to which the PUSCH belongs. ([0062] the identified HARQ process is configured for a configured uplink grant, on a configured UL resource or on a resource indicated by an uplink grant addressed to CS-RNTI), a configured grant timer that corresponds to the HARQ process ID for a configured uplink grant resource (e.g., PUSCH) with the same HARQ process ID ) Therefore, it would have been obvious to one of ordinary skills in the art before the effective filling date of the invention to combine teaching of Chin with the teaching of Wei, Mo Agiwal because Chin teaches that if the HARQ process ID of a configured uplink grant resource is determined to be 1, the configured uplink grant resource is used for new transmission if the configured grant timer with HARQ process ID of 1 is not running/configured. (Chin [0082]) Conclusion 5. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. KIM; Jae Heung [US 20230072763 A1] INSTANT DATA PACKET TRANSMISSION METHOD AND APPARATUS THEREFOR Kung; Yi-Hsuan et al. [US 20210307027 A1] METHOD AND APPARATUS FOR PRIORITIZATION BETWEEN UPLINK DATA AND SCHEDULING REQUEST IN A WIRELESS COMMUNICATION SYSTEM Any inquiry concerning this communication or earlier communications from the examiner should be directed to ATIQUE AHMED whose telephone number is (571)272-6244. The examiner can normally be reached 9:30 - 7:30 PM M-F Eastern. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Un Cho can be reached on 5712727919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ATIQUE AHMED/Primary Examiner, Art Unit 2413
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Prosecution Timeline

Apr 06, 2022
Application Filed
May 17, 2024
Non-Final Rejection — §103
Aug 26, 2024
Response Filed
Oct 31, 2024
Final Rejection — §103
Feb 04, 2025
Request for Continued Examination
Feb 06, 2025
Response after Non-Final Action
May 15, 2025
Non-Final Rejection — §103
Aug 06, 2025
Response Filed
Oct 15, 2025
Final Rejection — §103
Jan 05, 2026
Response after Non-Final Action
Jan 20, 2026
Request for Continued Examination
Jan 26, 2026
Response after Non-Final Action
Mar 13, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
80%
Grant Probability
96%
With Interview (+15.9%)
2y 10m
Median Time to Grant
High
PTA Risk
Based on 460 resolved cases by this examiner. Grant probability derived from career allow rate.

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