Prosecution Insights
Last updated: April 19, 2026
Application No. 17/726,372

SYSTEMS AND METHODS FOR LOWERING WATER CONCENTRATION IN POLYACRYLAMIDE-BASED EMULSIONS

Non-Final OA §102§103§112
Filed
Apr 21, 2022
Examiner
USELDING, JOHN E
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ace Fluid Solutions
OA Round
1 (Non-Final)
53%
Grant Probability
Moderate
1-2
OA Rounds
2y 9m
To Grant
71%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allow Rate
671 granted / 1262 resolved
-11.8% vs TC avg
Strong +18% interview lift
Without
With
+17.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
69 currently pending
Career history
1331
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
44.5%
+4.5% vs TC avg
§102
16.6%
-23.4% vs TC avg
§112
24.4%
-15.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1262 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-15 in the reply filed on 5/22/2025 is acknowledged. Claims 16-27 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 5/22/2025. Claim Objections Claim 13 is objected to under 37 CFR 1.75 as being a substantial duplicate of claim 6. Claim 14 is objected to under 37 CFR 1.75 as being a substantial duplicate of claim 7. Claim 15 is objected to under 37 CFR 1.75 as being a substantial duplicate of claim 8. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2-4 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 2-4 recite the limitation "the polymer concentration" and “The water concentration” in claim 1. There is insufficient antecedent basis for this limitation in the claim. Claims 6-8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 6-8 recite the limitation "the polymer concentration" and “The water concentration” in claim 5. There is insufficient antecedent basis for this limitation in the claim. Claims 13-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 13 recites the limitation "the polymer concentration" and “the water concentration”. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-4 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chatterji et al. (2001/0018470). Regarding claims 1-4: Chaterji et al. teach a polyacrylamide based AMPS copolymer emulsion system comprising the claimed AMPS salt by weight, the claimed polymer concentration, and the claimed water concentration [0030-0031; Examples]. Claim(s) 5-8 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chatterji et al. (2001/0018470). Claim 5 contains product by process limitations. Process limitations in product claims are not limited to the manipulations of the recited steps, only the structure implied by the steps. "In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985). Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). "When the PTO shows a sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). Therefore, the prima facie case can be rebutted by evidence showing that the prior art products do not necessarily possess the characteristics of the claimed product. In re Best, 562 F.2d at 1255, 195 USPQ at 433. See also Titanium Metals Corp. v. Banner, 778 F.2d 775, 227 USPQ 773 (Fed. Cir. 1985). Regarding claims 5-8: Chaterji et al. teach a polyacrylamide based AMPS copolymer emulsion system formed from a composition comprising the claimed AMPS salt by weight dissolved in 50% acrylamide solution; and an oil phase formed of a mixture of an oil emulsifier surfactant and mineral oil [Examples; 0040-0041]. Chaterji et al. teach the claimed polymer concentration, and the claimed water concentration [0030-0031; Examples]. Claim(s) 13-15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chatterji et al. (2001/0018470). Claim 13 contains product by process limitations. Process limitations in product claims are not limited to the manipulations of the recited steps, only the structure implied by the steps. "In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985). Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). "When the PTO shows a sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). Therefore, the prima facie case can be rebutted by evidence showing that the prior art products do not necessarily possess the characteristics of the claimed product. In re Best, 562 F.2d at 1255, 195 USPQ at 433. See also Titanium Metals Corp. v. Banner, 778 F.2d 775, 227 USPQ 773 (Fed. Cir. 1985). Regarding claims 13-15: Chaterji et al. teach a polyacrylamide based AMPS copolymer emulsion system formed from a composition comprising the claimed AMPS salt by weight dissolved in 50% acrylamide solution; and an oil phase formed of a mixture of an oil emulsifier surfactant and mineral oil [Examples; 0040-0041]. Chaterji et al. teach the claimed polymer concentration, and the claimed water concentration [0030-0031; Examples]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chatterji et al. (2001/0018470) as applied to claim 5 above. Regarding claim 9: It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to a tert-butyl hydroperoxide to the monomer solution of Chatterji et al. as a polymerization initiator [0021]. Claim(s) 10-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chatterji et al. (2001/0018470) as applied to claim 5 above further in view of Fan et al. (4,618,647). Regarding claim 10: Chatterji et al. teach the emulsion system of claim 5 but fails to teach wherein the monomer solution further comprising: acrylic acid, hydrochloric acid, methacrylic acid, maleic acid, and/or itaconic acid. However, Fan et al. teach an analogous system comprising a polyacrylamide-based AMPS (2-acryiamid-2-methylpropane sulfonic acid) copolymer emulsion system (abstract), water-in-oil emulsion polymerization of at least one ethylenically-unsaturated monomer is disclosed, specific examples of water-soluble monomers which may be interpolymerized are acrylic acid and methacrylic acid (column 3, line 59 to column 4, line 2). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add acrylic acid or methacrylic acid as taught by Fan et al. to the monomer solution of Chatterji et al. to optimize the polymerization between the acrylamide and AMPS copolymer during emulsion polymerization. Regarding claim 11: Chatterji et al. fail to teach sodium hydroxide. However, Fan et al. teach adding sodium hydroxide as a pH buffer in an analogous composition (column 5, lines 50-57). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to add sodium hydroxide as taught by Fan et al. to the monomer solution of Chatterji et al. to buffer the pH of the composition. Regarding claim 12: Chatterji et al. fail to teach sodium bisulfite. However, Fan et al. teach adding sodium bisulfite to an analogous composition to produce a uniform water-in-oil emulsion (Examples). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add sodium bisulfite as taught by Fan et al. to the emulsion system of Chatterji et al. to optimize the polymerization of the AMPS copolymer during emulsion polymerization. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN USELDING whose telephone number is (571)270-5463. The examiner can normally be reached on M-F 8am to 6:30pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ling-Siu Choi can be reached on 571-272-1098. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN E USELDING/ Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Apr 21, 2022
Application Filed
Jun 23, 2025
Non-Final Rejection — §102, §103, §112
Dec 29, 2025
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600669
SELF-HEALING POLYMER-MODIFIED CEMENTS FOR AMBIENT TEMPERATURE APPLICATIONS
2y 5m to grant Granted Apr 14, 2026
Patent 12600856
RESIN COMPOSITION, FORMED ARTICLE, AND, FORMED ARTICLE WITH HARD COAT LAYER
2y 5m to grant Granted Apr 14, 2026
Patent 12600809
ETHYLENE-VINYL ALCOHOL COPOLYMER COMPOSITION, AND PREPARATION METHOD THEREFOR
2y 5m to grant Granted Apr 14, 2026
Patent 12590214
INK-JET INK
2y 5m to grant Granted Mar 31, 2026
Patent 12583997
RESIN MOLDED BODY AND RESIN MOLDED BODY PRODUCTION METHOD
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
53%
Grant Probability
71%
With Interview (+17.8%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 1262 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month