Prosecution Insights
Last updated: April 19, 2026
Application No. 17/758,399

PROGRAMMED CELL DEATH RECEPTOR 1 ANTIBODY FORMULATION AND USE THEREOF

Final Rejection §103
Filed
Jul 05, 2022
Examiner
CHEONG, CHEOM-GIL
Art Unit
1645
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Shanghai Henlius Biotech Inc.
OA Round
2 (Final)
65%
Grant Probability
Moderate
3-4
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allow Rate
112 granted / 173 resolved
+4.7% vs TC avg
Strong +55% interview lift
Without
With
+54.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
31 currently pending
Career history
204
Total Applications
across all art units

Statute-Specific Performance

§101
2.8%
-37.2% vs TC avg
§103
24.4%
-15.6% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
36.4%
-3.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 173 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 2-5 and 7-9 were canceled. Claims 1, 6 and 10-11 are pending. Claims 10-11 stay withdrawn from further consideration. Claims 1 and 6 are under consideration. Withdrawn Rejections Rejection of Claims 1-7 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention is withdrawn. Applicant deleted wherein-clause “wherein the mass/volume used is in g/L” in claim 1 to overcome this rejection. MAINTAINED - Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1 and 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jiang et al (WO2018/052818; 7/5/2022 IDS) in view of Cao et al (WO2018/027524; 3/7/2024 IDS) and Sek et al (US2008/0139792). Regarding claim 1, Jiang teaches “The invention provides a composition comprising the anti-PD-1 antibody”. Jiang teaches “In certain embodiments, the anti-PD-1 antibody is formulated in a buffer comprising 10 mM citrate, 100 mM NaCl, 100 mM glycine, and 0.01% polysorbate 80, wherein the formulation is at pH=5.5.” 100 mM NaCl corresponds to 0.58% (weight/volume) (100 mM = 0.1 mole/L x 58.4 g/mole = 5.84 g/L = 0.584 g/100 mL = 0.584 %). Jiang teaches “In certain embodiments, a formulation comprising 5 mg/ml, 10 mg/ml, 15 mg/ml, 20 mg/ml, or 25 mg/ml of an anti-PD-1 antibody described herein shows less than about a 1.6%, 1.4%, 1.2%, 1.0%, 0.8%, 0.6%, 0.4%, 0.2%, or 0.1% increase in high molecular weight species (HMWS) after 1 week at 37°C”. Jiang teaches “Acceptable carriers, excipients, or stabilizers are nontoxic to recipients at the dosages and concentrations employed, and include buffers such as phosphate, citrate … sugars such as sucrose, mannitol … ”. Regarding claims 1 and 6, Jiang teaches anti-PD-1 humanized antibody VH protein, SEQ ID 8 which is 100% identical to instant SEQ ID NO: 10 (SCV; result 1 of 10.rag). Jiang teaches anti-PD-1 humanized antibody VL protein, SEQ ID 6 which is 100% identical to instant SEQ ID NO: 9 (SCV; result 1 of 9.rag). As evidenced by instant specification, paragraph 9 at page 3, VH and VL sequences of SEQ ID NO: 7 and 8 is a portion of heavy and light chain sequences of SEQ ID NO: 10 and 9, respectively. Furthermore, VH and VL sequences of SEQ ID NO: 7 and 8 must be a portion of heavy and light chain sequences of SEQ ID NO: 10 and 9, respectively, due to claim dependency because claim 6 depends from claim 1. The difference between Jiang and the instant invention is that Jiang does not teach the concentration of mannitol (3%) recited by instant claim 1 and specific concentration of components recited by instant claim 1. Regarding claim 1, Cao teaches a pharmaceutical composition comprising anti-PD-1 antibody (claim 1). Cao teaches a pharmaceutical composition wherein the concentration of the anti-PD-1 antibody is about 10 mg/mL, the concentration of citrate is about 20 mM, the concentration of mannitol is about 140 mM, the concentration of sodium chloride is about 50 mM, the concentration of polysorbate-80 is about 0.02% (claim 12). 140 mM mannitol corresponds to 2.55 % (weight/volume) (140 mM = 0.140 mole/L x 182.17g/mole = 25.5 g/L = 2.55 g/100ml). 50 mM NaCl corresponds to 0.29 % (w/v) because 100 mM NaCl corresponds to 0.58% as discussed above). In addition, another reference Sek teaches “Mannitol has been generally used in protein formulations for maintaining stability and isotonicity of the formulation”. Therefore, Sek teaches rational to add mannitol as an excipient in formulation. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have added mannitol taught by Cao into formulation taught by Jiang because Jiang suggests mannitol as an excipient, because Cao teaches that anti-PD-1 is stable in pharmaceutical composition comprising mannitol, and because Sek teaches that mannitol has been well known in the art as a stabilizer and isotonicity agent in protein formulation. Furthermore, Jiang and Cao teach antibody formulations which commonly comprise citrate, polysorbate 80 and NaCl. Therefore, one of ordinary skill in the art would be motivated to optimize formulation using buffer condition taught by Jiang and Cao. When general condition of buffer formulation was taught by prior art, it is obvious to one of ordinary skill in the art to change the concentration of each component to find optimal conditions for the given antibody. Finding optimal buffer condition for the given antibody is within routine skill of the skilled artisan in the art. Therefore, the invention as a whole would have been obvious to one of ordinary skill in the art. From the teachings of the references, it is apparent that one of ordinary skill in the art would have had a reasonable expectation of success because prior art teaches that anti-PD-1 antibody is stable in the formulation comprising citrate, mannitol, polysorbate 80, and NaCl. Therefore, the invention as a whole would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, as evidenced by the references, especially in the absence of evidence to the contrary. Response to Arguments In the response filed on 1/26/2026, Applicant argued at page 6, PNG media_image1.png 578 1326 media_image1.png Greyscale PNG media_image2.png 436 1317 media_image2.png Greyscale PNG media_image3.png 221 1306 media_image3.png Greyscale Applicant's arguments have been fully considered but they are not persuasive. PD-1 antibody is also stable in the formulation taught by Jiang and Cao. Otherwise, the formulations of Jiang and Cao could not have been effectively used as a pharmaceutical composition. Therefore, Applicant’s argument that instant formulation has good stability does not prove non-obviousness. Furthermore, as shown below, the formulations of Jiang and Cao are very similar to instant invention. Jiang Cao Instant Invention PD-1 antibody 10 mg/ml 10 mg/ml 10 mg/ml Citrate buffer 10 mM 20 mM 20 mM Sodium Chloride 0.58% 0.29% 0.3% Mannitol 2.55% 3% Polysorbate 80 0.01% 0.02% 0.02% pH 5.5 5.5-6.5 5.5 Especially, the formulation of Cao is almost same as instant invention. As discussed above, when general condition of buffer formulation was taught by prior art, it is obvious to one of ordinary skill in the art to change the concentration of each component to find optimal conditions for the given antibody. Finding optimal buffer condition for the given antibody is within routine skill of the skilled artisan in the art. Because Jiang and Cao teach that PD-1 antibody is stable in the buffer condition of Jiang and Cao, one of ordinary skill in the art would be motivated to optimize buffer condition of Jiang and Cao to find the optimal buffer condition. Conclusion No claim is allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHEOM-GIL CHEONG whose telephone number is (571)272-6251. The examiner can normally be reached Monday - Friday 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Daniel Kolker can be reached at 571-272-3181. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHEOM-GIL CHEONG/Examiner, Art Unit 1645 /DANIEL E KOLKER/Supervisory Patent Examiner, Art Unit 1645
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Prosecution Timeline

Jul 05, 2022
Application Filed
Sep 18, 2025
Non-Final Rejection — §103
Jan 26, 2026
Response Filed
Feb 27, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+54.9%)
3y 3m
Median Time to Grant
Moderate
PTA Risk
Based on 173 resolved cases by this examiner. Grant probability derived from career allow rate.

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