DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Claim Rejections - 35 USC § 103
In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status.
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows:
1. Determining the scope and contents of the prior art.
2. Ascertaining the differences between the prior art and the claims at issue.
3. Resolving the level of ordinary skill in the pertinent art.
4. Considering objective evidence present in the application indicating obviousness or nonobviousness.
Claims 1 and 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over Gao et al. (US 2014/0256534 A1) (Gao).
Regarding claims 1 and 3, Gao teaches a metal oxide nanorod array structure, wherein the metal oxide includes ceria (CeO2) and a perovskite ABO3 shell over each metal oxide nanorod, wherein A = La or Sr and B = Co, Fe, Mn, or Ni (Gao, [0007]; claims 1, 8 and 9) (i.e., a core-shell structured particle comprising: a core containing a metal oxide; and a perovskite shell surrounding the whole core, wherein the metal oxide is cerium oxide; and wherein the perovskite has an ABO3 structure, wherein A is La or Sr, and B is Mn, Fe, Ni, or Co).
Given that Gao discloses the core-shell metal oxide nanorod that overlaps the presently claimed core-shell structured oxygen carrier particles, including cerium oxide as the metal oxide core and a perovskite ABO3 as the shell, it therefore would be obvious to one of ordinary skill in the art, to use the cerium oxide as the core and the perovskite ABO3 as the shell, which is both disclosed by Gao and encompassed within the scope of the present claims and thereby arrive at the claimed invention.
While there is no disclosure that the core-shell nanorod is an oxygen carrier particle as presently claimed, applicants attention is drawn to MPEP 2111.02 which states that “if the body of a claim fully and intrinsically sets forth all the limitations of the claimed invention, and the preamble merely states, for example, the purpose or intended use of the invention, rather than any distinct definition of any of the claimed invention’s limitations, then the preamble is not considered a limitation and is of no significance to claim construction”. Further, MPEP 2111.02 states that statements in the preamble reciting the purpose or intended use of the claimed invention must be evaluated to determine whether the purpose or intended use results in a structural difference between the claimed invention and the prior art. Only if such structural difference exists, does the recitation serve to limit the claim. If the prior art structure is capable of performing the intended use, then it meets the claim.
It is the examiner’s position that the preamble does not state any distinct definition of any of the claimed invention’s limitations and further that the purpose or intended use, i.e. as an oxygen carrier particle, recited in the present claims does not result in a structural difference between the presently claimed invention and the prior art and further that the prior art structure which is identical to that set forth in the present claims is capable of performing the recited purpose or intended use.
Regarding claim 4, Gao teaches the core-shell structured oxygen carrier particle of claim 1, wherein monoliths have a relatively low surface area, and therefore usually require a high surface area porous alumina particulate washcoat to help increase their surface area before or while loading the catalytically active materials such as noble metal nanoparticles. Unfortunately, the intrinsically non-adherent particle-based washcoats can be easily subjected to erosion by high velocity flow rates. Therefore, there is a need for a high surface area catalyst structure having an adherent layer bonded to the surface of the substrate (Gao, [0003]; [0004]).
Although there are no disclosures on the amounts of molar ratio of the metal oxide to the perovskite being 1:10 to 10:1 as presently claimed, it has long been an axiom of United States patent law that it is not inventive to discover the optimum or workable ranges of result-effective variables by routine experimentation. In re Peterson, 315 F.3d 1325, 1330 (Fed. Cir. 2003) ("The normal desire of scientists or artisans to improve upon what is already generally known provides the motivation to determine where in a disclosed set of percentage ranges is the optimum combination of percentages."); In re Boesch, 617 F.2d 272, 276 (CCPA 1980) ("[D]iscovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art."); In re Aller, 220 F.2d 454, 456 (CCPA 1955) ("[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation."). "Only if the 'results of optimizing a variable' are 'unexpectedly good' can a patent be obtained for the claimed critical range." In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997) (quoting In re Antonie, 559 F.2d 618, 620 (CCPA 1977)).
At the time of the invention, it would have been obvious to one of ordinary skill in the art to vary the amounts of perovskite shell to metal oxide core, including over the amounts presently claimed, in order to sufficiently increase the surface area of the material.
Alternatively, when faced with a mixture, one of ordinary skill in the art would be motivated by common sense to select a 1:1 ratio, a ratio that falls within the presently claimed amount, absent evidence of unexpected or surprising results. Case law holds that "[h]aving established that this knowledge was in the art, the examiner could then properly rely... on a conclusion of obviousness, 'from common knowledge and common sense of the person of ordinary skill in the art within any specific hint or suggestion in a particular reference.'" In re Bozek, 416 F.2d 1385, 1390, 163 USPQ 545, 549 (CCPA 1969).
Response to Arguments
In light of applicant’s amendments to claims 1, 3 and 4, the previous claim objections are withdrawn from the record.
In response to the amendment regarding the metal oxide being cerium oxide, cerium oxide-nickel oxide; cerium oxide-cobalt oxide; or cerium oxide-nickel oxide-cobalt oxide and based on applicant’s remarks filed on pages 7-10 regarding 35 U.S.C. 103 rejection over Li and Neal in view of Gonzalez it is agreed that Li and Neal in view of Gonzalez would not meet the present claims. However, the amendment necessitates a new set of rejection as set forth above using Gao.
Conclusion
Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action.
Any inquiry concerning this communication or earlier communications from the examiner should be directed to Catriona Corallo whose telephone number is (571)272-8957. The examiner can normally be reached Monday-Friday, 8am-5pm.
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If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ching-Yiu Fung can be reached at (571)270-5713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.
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/C.M.C./Examiner, Art Unit 1732
/CORIS FUNG/Supervisory Patent Examiner, Art Unit 1732