Prosecution Insights
Last updated: April 19, 2026
Application No. 17/759,465

METHOD FOR THE SURFACE TREATMENT OF ALUMINIUM-BASED PARTS

Non-Final OA §103
Filed
Jul 26, 2022
Examiner
ZHENG, LOIS L
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
SAFRAN
OA Round
5 (Non-Final)
68%
Grant Probability
Favorable
5-6
OA Rounds
3y 9m
To Grant
81%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
500 granted / 739 resolved
+2.7% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
41 currently pending
Career history
780
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
55.2%
+15.2% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
13.4%
-26.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 739 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/28/2026 has been entered. Status of Claims Claim 1 is amended in view of applicant’s response filed 1/28/2026. Claims 20 and 22 are canceled. Claim 21 remain withdrawn from consideration. Therefore, claims 1-19 and 23 are currently under examination. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-19 and 23 is/are rejected under 35 U.S.C. 103 as being unpatentable over FR3079240(FR240), whose machine translation is attached and relied upon, and further in view of GB965837A(GB837) FR240 teaches a method for treating Al or Al alloy part(lines 112-118), comprising: Anodizing the part in an aqueous bath comprising sulfuric acid in a concentration of 150-250g/l at 15-25°C(lines 219-230, 248-258), followed by applying a direct voltage that rises at a rate of 1-10V/min until a voltage value of 8-20V is reached(lines 253-258); Clogging the anodic layer in an aqueous solution comprising deionized water with resistivity greater than 10MOhms(lines 394-398). However, FR240 does not explicitly teach the claimed alkali metal or alkaline earth metal silicate in the clogging treatment solution. GB837 teaches treating a porous anodic layer on an Al surface with a silicate containing solution sodium silicate in a concentration of 1g/l to saturation or 0.1-30% (page 3 lines 39-59) at a temperature of 150 to the boiling point(page 3, lines 59-69).33 Examples of GB837 further teaches a treatment temperature ranges from 190°F to 210°F(page 4-5). GB837 further teaches that the anodic layer is formed by a sulfuric acid containing electrolyte(page 1, lines 22-37). Regarding claims 1-19 and 23, it would have been obvious to one of ordinary skill in the art to have incorporated the sodium silicate solution as taught by GB837 into the clogging solution of FR240 in order to greatly improve the corrosion resistance of the anodic layer as taught by GB837(page 1 line 76 and page 2 line 2). Additionally, the various process conditions such as the anodizing temperature the amount of sodium silicate, and silicate treatment temperature, clogging final voltage in the process of FR240 in view of GB837 overlap the claimed process conditions. The lower limit of the voltage rise rate(i.e. 1V/min) in the process of FR240 is very close to the claimed less than 1V/min. Therefore, a prima facie case of obviousness exists. See MPEP2144.05. With respect to amended clogging treatment time of about 15 to about 25 minutes as recited in claim 1, GB837 further teaches that the sodium silicate treatment of the porous anodic layer on the surface of Al or Al alloy may comprises two treatment steps, both using a sodium silicate containing solution, in an total amount of 5-30minutes. Therefore, the two step sodium silicate treatment as taught by FR240 in view of GB837 also reads on the claimed clogging step, with a treatment time encompassing the amended treatment time of about 15 to about 25 minutes. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05 (overlapping ranges). The selection of claimed clogging treatment time from the sodium silicate treatment time disclosed by FR240 in view of GB837 would have been obvious to one of ordinary skill in the art since FR240 in view of GB837 teaches the same sealing function conducted during the sodium silicate treatment time of FE240 in view of GB837. Regarding claim 4, since FR240 in view of GB837 teaches a process that applies to Al alloy, one of ordinary skill in the art would have found it obvious to have applied the process of FR240 in view of GB837 to any of the claimed Al alloy with expected success. Response to Arguments Applicant’s arguments in the response file 1/28/2026 have been considered but they are not persuasive for the same reason set forth in section 6 above. .Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LOIS L ZHENG whose telephone number is (571)272-1248. The examiner can normally be reached Mon-Fri 8:15-4:45. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LOIS ZHENG Primary Examiner Art Unit 1733 /LOIS L ZHENG/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Jul 26, 2022
Application Filed
Apr 20, 2024
Non-Final Rejection — §103
Aug 14, 2024
Response Filed
Nov 16, 2024
Final Rejection — §103
Feb 19, 2025
Response after Non-Final Action
Apr 09, 2025
Non-Final Rejection — §103
Aug 11, 2025
Response Filed
Nov 15, 2025
Final Rejection — §103
Jan 28, 2026
Request for Continued Examination
Jan 30, 2026
Response after Non-Final Action
Feb 07, 2026
Non-Final Rejection — §103
Mar 16, 2026
Interview Requested
Mar 26, 2026
Applicant Interview (Telephonic)
Mar 26, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12584185
COLD-ROLLED STEEL SHEET HAVING EXCELLENT THERMAL-RESISTANCE AND MOLDABILITY, AND METHOD FOR MANUFACTURING SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12545978
ALUMINUM ALLOY AND COMPONENT PART PREPARED THEREFROM
2y 5m to grant Granted Feb 10, 2026
Patent 12539534
ALUMINUM COATED BLANK AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Feb 03, 2026
Patent 12522939
SEALED ANODIZATION LAYER
2y 5m to grant Granted Jan 13, 2026
Patent 12503742
CASE-HARDENED STEEL PART FOR USE IN AERONAUTICS
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

5-6
Expected OA Rounds
68%
Grant Probability
81%
With Interview (+13.4%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 739 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month