Prosecution Insights
Last updated: July 17, 2026
Application No. 17/760,011

SURFACE-MODIFIED ELECTRODES, PREPARATION METHODS AND USES IN ELECTROCHEMICAL CELLS

Non-Final OA §103
Filed
Aug 03, 2022
Priority
Feb 14, 2020 — CA 3,072,784 +2 more
Examiner
NGUYEN, KEVIN NMN
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Hydro-Québec
OA Round
3 (Non-Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
45 granted / 54 resolved
+18.3% vs TC avg
Moderate +14% lift
Without
With
+13.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
24 currently pending
Career history
97
Total Applications
across all art units

Statute-Specific Performance

§103
91.8%
+51.8% vs TC avg
§102
4.9%
-35.1% vs TC avg
§112
1.5%
-38.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 54 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 03/23/2026 has been entered. Status of Claims The Applicant’s amendment and arguments, filed 03/23/2026, has been entered. Claim 1, 3, 6, 8-9, 11, 13, 14, 18, 19, 20, 22-23, 25, 27, 29, 30, 34, 35, 36, 38, 39, and 47-48 are amended; claims 50, 53-54, 56, and 59-62 stand as originally or previously presented; claims 2, 4-5, 7, 10, 12, 15-17, 21, 24, 26, 28, 31-33, 37, 40-46, 49, 51-52, 55, and 57-58 are cancelled. Support for the amendments is found in the original filing, and there is no new matter. Upon considered said amendments and arguments, the previous 35 U.S.C.103 rejections set forth in Office Action mailed 12/22/2025 has been withdrawn. Amended and new grounds of rejections under 35 U.S.C. 103 citing to newly cited art and the originally cited art are set forth below as necessitated by the claim amendments. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 3, 9, 11, 13, 18-20, 42, 47, 54 and 56 are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025). Regarding Claim 1, Chen discloses the limitations regarding an electrode-electrolyte component comprising an electrode and a solid electrolyte (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the electrode comprises comprising a metallic film modified by a thin layer (Jeong, a lithium metal negative electrode, and a protective layer is disposed on at least a portion of the negative electrode, Abstract), wherein: the metallic film comprises lithium or an alloy comprising lithium, the metallic film comprising a first and a second surfaces (Jeong, the negative electrode may include a lithium metal, [0036]); the thin layer comprises an inorganic compound (Jeong, the protective layer may include at least one selected from an inorganic particle, which may include at least one selected from Al2O3, SiO2, and TiO2, [0066]) in a solvating polymer (Jeong, the protective layer including a first polymer selected from at least one of a poly(vinyl alcohol) (PVA) or PVA blend, [0034]), the thin layer being disposed on the first surface of the metallic film (Jeong, the protective layer 13 may be disposed on the entire surface of the negative electrode 12, [0142], Figure 1) and having an average thickness of about 10 μm or less (Jeong, the protective layer had a thickness of about 5 μm, [0202]; the disclosed thickness of about 5 μm falls within the claimed range of 10 μm or less), the inorganic compound being in the form of particles and present in the thin layer at a concentration between about 40 % and about 90 % by weight (Jeong, an amount of the inorganic particles in the protective layer may be in a range of about 50 parts by weight to about 100 parts by weight, based on 100 parts by weight of the first polymer, [0074]; the Examiner notes that the disclosed range of about 50 parts by weight to about 100 parts by weight overlaps the claimed range of about 40 % and about 90 % by weight); and wherein the solvating polymer is selected poly(vinyl alcohols) (Jeong, the protective layer including a first polymer selected from at least one of a poly(vinyl alcohol) (PVA) and a PVA blend, [0034]), optionally comprising crosslinked units derived from crosslinkable functions (Jeong, When the protective layer includes the first polymer having a cross-linked structure, a mechanical strength of the protective layer may be further improved, [0038]). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the current invention to select the overlapping portions of the disclosed because selection of overlapping portions of ranges has been held to be a prima facie case of obviousness (see MPEP 2144.05 (I)). Regarding Claim 3, Jeong discloses all of the claim limitations as set forth above. Jeong1 discloses the limitations regarding the electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the metallic film (Jeong, the negative electrode may include a lithium metal, [0036]) comprises: lithium comprising less than 1000 ppm (or less than 0.1 wt.%) of impurities (Jeong, the negative electrode may include a lithium metal, [0036]; while Jeong does not disclose a specific percentage, it is expected that lithium metal would at least overlap the claimed range of 1000 ppm) It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the current invention to select the overlapping portions of the disclosed ranges because selection of overlapping portions of ranges has been held to be a prima facie case of obviousness (see MPEP 2144.05 (I)). Regarding Claim 9, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the particles of the inorganic compound (Jeong, the protective layer may include at least one selected from an inorganic particle, which may include at least one selected from Al2O3, SiO2, and TiO2, [0066]) have an average particle size less than 1 µm, or 1000 nm (Jeong, the inorganic particles may have an average particle diameter of about 100 nanometers (nm) or less, [0081]; the disclosed particle diameter of smaller than 100 nm falls within the claimed range of less than 1 µm). Regarding Claim 11, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the inorganic compound comprises is selected from Al2O3, SiO2, ZnO, BaTiO3, Fe2O3, and TiO2 (Jeong, the protective layer may include at least one selected from an inorganic particle, which may include at least one selected from Al2O3, SiO2, ZnO, BaTiO3, Fe2O3, and TiO2, and a metal organic framework (MOF), [0066]). Regarding Claim 13, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the inorganic compound particles further comprise organic groups covalently grafted to their surface, said groups being selected from aryl groups (Jeong, the MOF may be a porous crystalline compound in which a Group 2 to Group 15 element ion or a Group 2 to Group 15 element ionic cluster is chemically bonded with an organic ligand, and the chemical bond may be a covalent bond, and the organic ligand may be a group derived from any one of a compounds represented by Figure 4, [0075-0076, 0079]). Regarding Claim 18, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the average thickness of the thin layer is between about 0.5 μm and about 10 μm (Jeong, the protective layer had a thickness of about 5 μm, [0202]; the disclosed thickness of about 5 μm falls within the claimed range of 10 μm or less). Regarding Claim 19, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the solvating polymer is selected from linear or branched polyether polymers (Jeong, the protective layer may include at least one selected from an oligomer, wherein the oligomer may be poly(ethylene glycol) dimethyl ether, [0066, 0089]) Regarding Claim 20, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), wherein the thin layer further comprises a lithium salt (Jeong, The protective layer disposed on the negative electrode for the lithium metal battery may further include a lithium salt, [0058]), the lithium salt being selected from lithiumhexafluorophosphate (LiPF6), lithium lithium tetrafluoroborate (LiBF4), lithium perchlorate (LiClO4), lithium hexafluoroarsenate (LiAsF6), lithium trifluoromethanesulfonate (LiSO3CF3) (LiTf), lithium fluoroalkylphosphate Li[PF3(CF2CF3)3] (LiFAP), and a combination thereof. (Jeong, Examples of the lithium salt include at least one selected from LiPF6, LiClO4, LiBF4, LiAsF6, LiCF3SO3, and LiPF3(CF2CF3)3, [0059]). Regarding Claim 42, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]). Regarding Claim 47, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrochemical cell (Jeong, lithium metal battery, [0140]) comprising a negative electrode (Jeong, negative electrode, [0140]), a positive electrode (Jeong1, positive electrode, [0140]), and a solid electrolyte (Jeong, the lithium metal battery may further include at least one selected from a solid electrolyte, [0093]). Regarding Claim 54, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrochemical accumulator comprising at least one electrochemical cell, the electrochemical accumulator being a lithium battery or a lithium-ion battery (Jeong, lithium metal battery, [0140]). Regarding Claim 56, Jeong1 discloses all of the claim limitations as set forth above.Jeong1 discloses the limitations regarding use of an electrochemical accumulator (Jeong, lithium metal battery, [0140]) in a portable device, in an electric or hybrid vehicle, or in renewable energy storage (Jeong, The lithium metal battery has excellent characteristics in terms of a voltage, a capacity, and an energy density, and thus may be applicable in various devices, such as a storage battery for a power plant (for example, wind or solar power) or an electric vehicle, [0138]). Claim(s) 6 and 22 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025), as applied to Claim 1 above, in view of Liao et al. (US 20180351158 A1, hereinafter Liao). Regarding Claim 6, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]). Jeong is silent regarding the metallic film further comprises a passivation layer on the first surface, the first surface being in contact with the thin layer, the passivation layer comprising a compound selected from a silane, a phosphonate, a borate or an inorganic compound. Liao discloses an electrode-electrolyte component (Liao, anode where Li was positioned on a 200 nm-thick Cu current collector, and the electrolyte includes solid polymer electrolytes, [0193, 0254]) wherein the metallic film further comprises a passivation layer on the first surface, the first surface being in contact with the thin layer (Liao, a passivating layer disposed on an anode such as lithium metal. [0186]), the passivation layer comprising a compound selected from a silane, a phosphonate, a borate or an inorganic (Hwang, a second passivating agent may be present on the surface of the first passivating layer, and the second passivating agent may comprise a silane which is covalently bonded to the first passivating layer, [0084]). Hwang teaches that the first passivating layer may prevent reaction of second electrode and/or electrolyte species with the first electrode (e.g., with an electroactive material of the first electrode), which may increase cycle lifetimes, provide improved lithium morphologies, and/or increase the compaction of lithium during charge and discharge of an electrochemical cell (Liao, [0046]). Jeong and Liao are analogous to the current invention as they are all directed towards an additional layer on a negative electrode comprising a lithium metal. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to include the first passivation layer of Liao on the surface of the lithium metal anode of Jeong, in order to increase cycle lifetimes, provide improved lithium morphologies, and/or increase the compaction of lithium during charge and discharge of an electrochemical cell. Regarding Claim 22, modified Jeong discloses all of the claim limitations as set forth above. Modified Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]), further comprising a current collector in contact with the second surface of the electrode material film (Liao, anode where Li was positioned on a 200 nm-thick Cu current collector, [0254]). Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025), as applied to Claim 1 above, in view of Noda et al. (JPH08222214A, hereinafter Noda). Regarding Claim 8, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]). Jeong is silent regarding the first surface of the metallic film is modified by stamping beforehand. Noda discloses an electrode (Noda, lithium electrode, [0018]), wherein the first surface of the metallic film is modified by stamping beforehand (Noda, the means for providing unevenness (e.g. use of a stamp provided with minute recesses) before disposing the negative electrode active material on the current collector surface, [0018]). Noda teaches that the irregularities from stamping allows for the electrode active area to increase, so ion migration from the electrolytic solution or an organic polymer solid electrolyte can be increased (Noda, [0010]). Jeong and Noda are analogous to the current invention as they are directed towards an electrode. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to stamp the negative electrode active material of Jeong1, as taught by Noda, in order to form irregularities on the active area to increase electrode active area and ion migration from the electrolyte can increase. Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025), as applied to Claim 1 above, in view of Xiao et al. (US 20210159493 A1, hereinafter Xiao). Regarding Claim 14, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrode-electrolyte component (Jeong, lithium metal battery comprising a lithium metal negative electrode and a solid electrolyte, which may improve the ionic conductivity and mechanical properties of the battery, [0094]). Jeong discloses that the inorganic compound is present in the thin layer at a concentration between about 40 wt.% and 65 wt (Jeong, an amount of the inorganic particles in the protective layer may be in a range of about 50 parts by weight to about 100 parts by weight, based on 100 parts by weight of the first polymer, [0074]; the Examiner notes that the disclosed range of about 50 parts by weight to about 100 parts by weight overlaps the claimed range of about 45% and about 65% by weight). Jeong is silent regarding the particles of the inorganic compound have a specific surface area of 80 m2/g and above. Xiao discloses an electrode-electrolyte component (Xiao, a solid electrolyte disposed between the anode and the cathode, [0021]), wherein the particles of the inorganic compound have a specific surface area of 80 m2/g and above (Xiao, the mesoporous film is prepared from ceramic oxide particles having a surface area of greater than or equal to about 80 m2/g and less than or equal to about 500 m2/g, [0071]; the disclosed range of greater than or equal to about 80 m2/g and less than or equal to about 500 m2/g falls within the claimed range of 80 m2/g and above). Xiao teaches that the mesoporous film coats the surface of a high particle surface area can facilitate ion diffusion and charge transfer at the electrode (Xiao, [0053]). Jeong and Xiao are analogous to the current invention as they are all directed towards a metal electrode. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to routinely design the protective layer of Jeong so that the inorganic particles have a particle surface area of greater than or equal to about 80 m2/g and less than or equal to about 500 m2/g, as taught by Xiao, in order to facilitate ion diffusion and charge transfer at the electrode. Claim(s) 50 and 53 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025), as applied to Claim 1 above, in view of Kim et al. (US 20190386340 A1, hereinafter Kim ‘340). Regarding Claims 50 and 53, Jeong discloses all of the claim limitations as set forth above. Jeong discloses the limitations regarding an electrochemical cell (Jeong, lithium metal battery, [0140]) and the solid electrolyte (Jeong, the lithium metal battery may further include at least one selected from a solid electrolyte, [0093]). Jeong is silent regarding the solid electrolyte comprises at least one solvating polymer and a lithium salt (Claim 50), and the solid electrolyte further comprises a ceramic (Claim 53). Kim ‘340 discloses an electrochemical cell (Kim ‘340, battery, Abstract), wherein the solid electrolyte (Kim ‘340, solid polymer electrolyte, [0018]) comprises at least one solvating polymer (Kim ‘340, poly(ethylene oxide) (PEO)-based polymer, [0017]) and a lithium salt (Kim ‘340, the lithium salt is at least one selected from LiPF6, [0071]) (Claim 50). Kim ‘340 further discloses that the solid electrolyte further comprises a ceramic (Claim 53) (Kim ‘340, most ideal form is an all-solid state form that uses inorganic solid in the electrolyte, [0067]). Kim ‘340 teaches that the polymer solid electrolyte has excellent ion conductivity even at room temperature and has improved discharge capacity, charging/discharging speed, and energy density, while also improving stability of the battery (Kim ‘340, [0010, 0019, 0067]). Kim further teaches that inorganic solids can provide a battery with excellent stability and reliability as well as safety (Kim, [0067]). Jeong and Kim’ 340 is analogous to the current invention as they are directed towards a battery. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to include a solid electrolyte of Kim ‘340 comprising of a (PEO)-based polymer, lithium salt (Claim 59) and an inorganic solid (Claim 60) in the battery of Jeong1, in order to have an electrolyte that has excellent ion conductivity even at room temperature and has improved discharge capacity, charging/discharging speed, and energy density, while having excellent stability and safety. Claim(s) 23, 25, 27, 29-30, 34, 36, 38-39, 48, 58, and 61-62 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen et al. (US 20170331092 A1, hereinafter Chen), in view of Takami et al. (US 20190088926 A1). Regarding Claim 23, Chen discloses the limitations regarding an electrode-electrolyte component comprising an electrode and a solid electrolyte (Chen, positive electrode and an oxide electrolyte membrane, Abstract) wherein the electrode comprises an electrode material film modified by a thin layer (Chen, a bonding agent layer advantageously lowers the interfacial impedance of the oxide electrolyte at least at the positive electrode interface and also optionally acts as an adhesive between the solid electrolyte separator and the positive electrode interface, Abstract), wherein: the electrode material film comprises an electrochemically active material (Chen, positive electrode may be a Li-nickel-manganese-oxide, [0038]), optionally a binder (Chen, the positive electrode further includes a binder polymer, [0153]), and optionally an electronically conductive material (Chen, the positive electrode includes an electronically conductive source of carbon, [0154]) the electrode material film comprising a first and a second surface (Chen, the bonding agent layer directly contacts and is positioned between the electrolyte and the positive electrode; and the positive electrode directly contacts and is positioned between the bonding agent layer and the positive electrode current collector, [0033]); and the thin layer comprises an inorganic compound (Chen, the gel may further include structural reinforcements, such as particles of a higher modulus material, wherein the higher modulus material may be a ceramic such as Al2O3, MgO, or SiO2, [0128]) in a solvating polymer, (Chen, a bonding layer may be a gel electrolyte comprising a lithium salt, a polymer, and a solvent, [0007]), the thin layer being disposed on the first surface of the electrode material film (Chen, the bonding agent layer directly contacts and is positioned between the electrolyte and the positive electrode, [0033]) and having an average thickness of about 10 μm or less (Chen, the gel coating bonding layer has a thickness of less than 10 μm, Figure 12, [0026]; the disclosed range of less than 10 μm falls within the claimed thickness of about 10 μm or less), wherein the solvating polymer is selected from linear or branched polyether polymers (Chen, the polymer is selected from the group consisting of polyethylene oxide (PEO), [0034]). Chen is silent regarding the inorganic compound being present in the thin layer at a concentration between about 40 % and about 90 % by weight. Takami discloses an electrode-electrolyte component comprising an electrode and a solid electrolyte (Takami, positive electrode and an oxide solid electrolyte, [0005]), wherein the inorganic compound being present in the thin layer (Takami, the lithium ion conductive layer covers at least part of the positive electrode active material-containing layer, and even if the thickness of the lithium ion conductive layer is 10 μm or less, the strength is high, and it is possible to largely reduce an internal short circuit and self-discharge while decreasing the internal resistance of the battery, Abstract, [0044]) at a concentration between about 40 % and about 90 % by weight (Takami, the content of the lithium-containing inorganic particles in the lithium ion conductive layer can be set within the range of 80 wt % to 98 wt %, [0040]). Takami teaches that by setting the content to 80 wt % or more, it is possible to avoid self-discharge along with an internal short circuit caused by a decrease in strength of the lithium ion conductive layer. By setting the content to 98 wt % or less, it is possible to prevent the ionic conductivity of the lithium ion conductive layer from abruptly decreasing (Takami, [0040]). Chen and Takami are analogous to the current invention as they are directed towards a positive electrode and solid electrolyte. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to routinely design the bonding layer of Chen so that the content of the inorganic particles are set within the range of 80 wt % to 98 wt %, as taught by Takami, in order to avoid self-discharge along with an internal short circuit caused by a decrease in strength of the lithium ion conductive layer and prevent ionic conductivity from abruptly decreasing. It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the current invention to select the overlapping portions of the disclosed ranges because selection of overlapping portions of ranges has been held to be a prima facie case of obviousness (see MPEP 2144.05 (I)). Regarding Claim 25, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the particles of the inorganic compound (Jeong1, the reinforcement material is selected from ceramic particles, [0029]) have an average particle size less than 1 µm, or 1000 nm (Jeong1, the reinforcement material may have a dimension smaller than 100 nm, [0029]; the disclosed particle diameter of smaller than 100 nm falls within the claimed range of less than 1 µm). Regarding Claim 27, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the inorganic compound comprises a ceramic (Chen, the gel may further include structural reinforcements, such as particles of a higher modulus material, wherein the higher modulus material may be a ceramic such as Al2O3, MgO, or SiO2, [0128]). Regarding Claim 29, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the inorganic compound particles further comprise organic groups covalently grafted to their surface, for example, said groups being selected from polyalkylene oxide groups (Chen, the gel is a composite electrolyte which includes a polymer and a ceramic composite with the polymer phase having a finite lithium conductivity, such as polyethyleneoxide (PEO) coformulated with LiCF3SO3 and Li3N, [0222]). Regarding Claim 30, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the particles of the inorganic compound have a specific surface area of less than 80 m2/g, or less than 40 m2/g (Takami, the specific surface area of the lithium-containing inorganic particles desirably ranges from 5 m2/g to 500 m2/g, [0030]; the disclosed range of 5 m2/g to 500 m2/g overlaps the claimed range of less than 80 m2/g, or less than 40 m2/g), the inorganic compound being present in the thin layer at a concentration between about 65 wt.% and about 90 wt.% (Takami, the content of the lithium-containing inorganic particles in the lithium ion conductive layer can be set within the range of 80 wt % to 98 wt %, [0040]). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the current invention to select the overlapping portions of the disclosed ranges because selection of overlapping portions of ranges has been held to be a prima facie case of obviousness (see MPEP 2144.05 (I)). Regarding Claim 34, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the average thickness of the thin layer is between about 0.5 μm and about 10 μm (Chen, the gel coating bonding layer has a thickness of less than 10 μm, Figure 12, [0026]; the disclosed range of less than 10 μm overlaps the claimed thickness of between about 0.5 μm and about 10 μm). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the current invention to select the overlapping portions of the disclosed ranges because selection of overlapping portions of ranges has been held to be a prima facie case of obviousness (see MPEP 2144.05 (I)). Regarding Claim 35, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the solvating polymer is selected from linear or branched polyether polymers (Chen, the polymer is selected from the group consisting of polyethylene oxide (PEO), [0034]). Regarding Claim 36, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the thin layer further comprises a lithium salt (Chen, the gel electrolyte includes a lithium salt, [0086]), the lithium salt being selected from lithiumhexafluorophosphate (LiPF6) (Chen, the lithium salt in the gel electrolyte is LiPF6, [0087]). Regarding Claim 38, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), further comprising a current collector in contact with the second surface of the electrode material film (Chen, the bonding agent layer directly contacts and is positioned between the electrolyte and the positive electrode; and the positive electrode directly contacts and is positioned between the bonding agent layer and the positive electrode current collector, [0033]). Regarding Claim 39, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrode-electrolyte component (Chen, positive electrode and an oxide electrolyte membrane, Abstract), wherein the electrochemically active material is selected from lithiated metal oxides (Chen, positive electrode may be a Li-nickel-manganese-oxide, [0038]). Regarding Claim 48, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrochemical cell (Chen, an electrochemical stack, [0038]) comprising a negative electrode (Chen, negative electrode, [0038]), a positive electrode (Chen, positive electrode, [0038]), and a solid electrolyte (Chen, solid electrolyte, [0038]). Regarding Claim 61, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrochemical accumulator comprising at least one electrochemical cell, the electrochemical accumulator being a lithium battery or a lithium-ion battery (Chen, Li-secondary battery, [0046]). Regarding Claim 62, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding use of an electrochemical accumulator (Chen, Li-secondary battery, [0046]) in a portable device, in an electric or hybrid vehicle, (Chen, a battery for a vehicle such as a two- or four-wheeled hybrid electronic automobile, [0191]). Claim(s) 59-60 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen et al. (US 20170331092 A1, hereinafter Chen), in view of Takami et al. (US 20190088926 A1), as applied to Claim 23 above, and further in view of Kim et al. (US 20190386340 A1, hereinafter Kim ‘340). Regarding Claims 59-60, modified Chen discloses all of the claim limitations as set forth above. Modified Chen discloses the limitations regarding an electrochemical cell (Chen, an electrochemical stack, [0038]) and the solid electrolyte (Chen, solid electrolyte, [0038]). Modified Chen is silent regarding the solid electrolyte comprises at least one solvating polymer and a lithium salt (Claim 59), and the solid electrolyte further comprises a ceramic (Claim 60). Kim ‘340 discloses an electrochemical cell (Kim ‘340, battery, Abstract), wherein the solid electrolyte (Kim ‘340, solid polymer electrolyte, [0018]) comprises at least one solvating polymer (Kim ‘340, poly(ethylene oxide) (PEO)-based polymer, [0017]) and a lithium salt (Kim ‘340, the lithium salt is at least one selected from LiPF6, [0071]) (Claim 59). Kim ‘340 further discloses that the solid electrolyte further comprises a ceramic (Claim 60) (Kim ‘340, most ideal form is an all-solid state form that uses inorganic solid in the electrolyte, [0067]). Kim ‘340 teaches that the polymer solid electrolyte has excellent ion conductivity even at room temperature and has improved discharge capacity, charging/discharging speed, and energy density, while also improving stability of the battery (Kim ‘340, [0010, 0019, 0067]). Kim further teaches that inorganic solids can provide a battery with excellent stability and reliability as well as safety (Kim, [0067]). Modified Chen and Kim’ 340 is analogous to the current invention as they are directed towards a battery. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to include a solid electrolyte of Kim ‘340 comprising of a (PEO)-based polymer, lithium salt (Claim 59) and an inorganic solid (Claim 60) in the battery of modified Chen, in order to have an electrolyte that has excellent ion conductivity even at room temperature and has improved discharge capacity, charging/discharging speed, and energy density, while having excellent stability and safety. Response to Arguments Applicant’s arguments, see Remarks, Pages 12-18, filed 03/23/2026, with respect to Claims 1, 3, 9, 11, 13-14, 18, 20, 22, 47, and 56 and Claims 23, 25, 27, 29, 30, 34, 36, 38, 39, 48, 58, 61, and 62 have been fully considered and are persuasive. The 35 U.S.C. 103 rejection of Claims 1, 3, 9, 11, 13-14, 18, 20, 22, 47, and 56 and Claims 23, 25, 27, 29, 30, 34, 36, 38, 39, 48, 58, 61, and 62 has been withdrawn. However, amended and new grounds of rejections under 35 U.S.C. 103 citing to Jeong et al. (US 20160336625 A1, hereinafter Jeong, cited in “Notice of References Cited” filed 12/22/2025) and Chen et al. (US 20170331092 A1, hereinafter Chen), in view of Takami et al. (US 20190088926 A1) are set forth above. The Examiner notes the Applicant may show criticality of the claimed range of the weight percentage of the inorganic particles by demonstrating unexpected and significant results from having a weight percentage within the claimed range. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN NGUYEN whose telephone number is (703)756-1745. The examiner can normally be reached Monday-Thursday 9:50 - 7:50 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS A SMITH can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.N./Examiner, Art Unit 1752 /OSEI K AMPONSAH/Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Aug 03, 2022
Application Filed
Jun 17, 2025
Non-Final Rejection mailed — §103
Sep 17, 2025
Response Filed
Dec 22, 2025
Final Rejection mailed — §103
Mar 23, 2026
Request for Continued Examination
Mar 24, 2026
Response after Non-Final Action
Jun 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12633620
SEPARATOR, BATTERY CELL, BATTERY AND ELECTRICAL APPARATUS
9m to grant Granted May 19, 2026
Patent 12605757
MANUFACTURING METHOD OF BATTERY CASE
3y 6m to grant Granted Apr 21, 2026
Patent 12597664
Reinforced carrier device for a battery pack and process for the assembling of a reinforced battery pack
3y 9m to grant Granted Apr 07, 2026
Patent 12580256
TRACTION BATTERY PACKS WITH MIXED MATERIAL TRAY STRUCTURES
3y 9m to grant Granted Mar 17, 2026
Patent 12567636
Battery Pack Having Handle
3y 11m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
97%
With Interview (+13.9%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 54 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month