Prosecution Insights
Last updated: October 28, 2026
Application No. 17/760,273

CAS-MEDIATED HOMOLOGY DIRECTED REPAIR IN SOMATIC PLANT TISSUE

Final Rejection §103
Filed
Aug 05, 2022
Priority
Feb 12, 2020 — provisional 62/975,595 +2 more
Examiner
KEOGH, MATTHEW R
Art Unit
1663
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Pioneer Hi-bred International Inc.
OA Round
8 (Final)
78%
Grant Probability
Favorable
9-10
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
563 granted / 717 resolved
+18.5% vs TC avg
Moderate +14% lift
Without
With
+14.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
40 currently pending
Career history
752
Total Applications
across all art units

Statute-Specific Performance

§101
6.4%
-33.6% vs TC avg
§103
25.7%
-14.3% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
42.2%
+2.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 717 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1, 3, 7-8, 14, and 16-19 are pending and are examined in this office action. Claims 1, 3 are currently amended. Claims 16-19 are newly presented. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: Claim(s) 1, 3, 5, 7-8, and 14 remain rejected and claims 16-19 are rejected under 35 U.S.C. 103 as being unpatentable over Hummel et al (WO2019/122394A2) and further in view of Lowe et al 2016 (The Plant Cell 28: p.1998-2015) and Gordon-Kamm et al (US 9765352 B2). Hummel et al teach methods of modifying genetic material of plant cell comprising introducing into the plant cells: a synthetic transcription factor that activates expression of morphogenic factor including BBM and wuschel, a site-specific nuclease to induce a double strand break at a target site, a nucleotide of interest flanked by homology sequences (donor), assaying for the presence of the modification (claims 1-40). They additionally teach that the site-specific nuclease can be CRISPR/Cas (p. 70-71), selectable markers and/or sequencing are among the techniques that can be used for confirming transformation/modification (p. 95), that maize BBM and WUS can be used to induce embryogenesis in tissues including leaves (Example 5). They additionally point to the teachings of Lowe et al and state that the Lowe et al teach that expression of BBM and WUS2 can be used to achieve high levels of transformation of previously untransformable inbred maize lines. Looking to Lowe et al at the suggestion of Hummel et al, a person of ordinary skill in the art that Lowe et al teach that historically, monocot transformation required the use of immature embryos which are often more that limited in amount and availability than other plant tissues (Introduction). Gordon-Kamm et al teach several methods for controlled expression of BBM and WUS2 morphogenes including methods using stable transformation of constructs comprising inducible promoter systems regulating expression of BBM (AP2 family with two AP2 domains) and WUS2 (WUS/WOX family member) (See examples, especially example 6). At the time of filing, it would have been prima facie obvious to a person of ordinary skill in the art to practice the methods of Hummel et al using maize leaves as a starting material. A person of ordinary skill in the art would have been motivated to do so given the teachings of Lowe et al regarding the comparative easy accessibility of maize leaf explants. Further, a person of ordinary skill in the art would have recognized that alternative means for increased expression of BBM and WUS2 were known in the art including the method taught by Gordon-Kamm et al which uses stable transformation of constructs comprising inducible promoter systems regulating expression of BBM and WUS2. Thus, the alternative means would have been viewed as a design choice compared to the use of synthetic transcription factor to induce expression of BBM and WUS2 as is taught by Hummel et al. Accordingly, claims 1, 3, 5, 7-8, 14, 16-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hummel et al and further in view of Lowe et al and Gordon-Kamm. Response to Arguments - Claim Rejections - 35 USC § 103 Applicant's arguments filed 27 July 2026 have been fully considered but they are not persuasive. Applicant argues that the prior art does not teach to provide the morphogenic factors prior to transformation while Hummel teaches co-delivery of a mechanism to increase morphogenic expression at the time of transformation. Applicant also points to Example 5 of the instant specification which pre-transformation of leaf cells with the morphogenic factor led to targeted modification in 3/142 transgenic events, whereas no targeted modifications were observed without increase of expression of morphogenic factors. This argument is not persuasive, because absent evidence to the contrary, pre-transformation and co-delivery would have been apparent obvious variants of one another. It would seem that as long as increase in morphogenic gene activity occurred while the nucleases were being expressed that the improved targeting efficiencies would likely be observed. Example 5 in no way indicates that pre-transformation is superior to co-delivery, because the control in example 5 is no morphogenic factor. Data demonstrating that pre-transformation is superior to co-delivery of the same morphogenic factors may support a finding of non-obviousness. Applicant is reminded that the evidence of nonobviousness should be commensurate with the scope of the claims. See In re Lindner, 173 USPQ 356 (CCPA 1972) and In re Grasselli, 218 USPQ 769 (Fed. Cir. 1983). Conclusion No claims are allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW R KEOGH whose telephone number is (571)272-2960. The examiner can normally be reached M-Th 7-4:30, half day on Fridays. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amjad Abraham can be reached on 571-270-7058. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW R KEOGH/Primary Examiner, Art Unit 1663
Read full office action

Prosecution Timeline

Show 12 earlier events
Apr 10, 2025
Non-Final Rejection mailed — §103
Sep 10, 2025
Response Filed
Oct 14, 2025
Final Rejection mailed — §103
Feb 13, 2026
Request for Continued Examination
Feb 18, 2026
Response after Non-Final Action
Feb 27, 2026
Non-Final Rejection mailed — §103
Jul 27, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

9-10
Expected OA Rounds
78%
Grant Probability
93%
With Interview (+14.4%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 717 resolved cases by this examiner. Grant probability derived from career allowance rate.

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