Prosecution Insights
Last updated: April 19, 2026
Application No. 17/762,052

OPTICAL SYSTEM, OPTICAL APPARATUS, AND METHOD FOR MANUFACTURING OPTICAL SYSTEM

Non-Final OA §102§103
Filed
Mar 19, 2022
Examiner
MEBRAHTU, EPHREM ZERU
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nikon Corporation
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 11m
To Grant
83%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
360 granted / 484 resolved
+6.4% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
27 currently pending
Career history
511
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
50.0%
+10.0% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 484 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01/09/2026 has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 2, 3 and 30 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 2, 3, 28, 29 and 30 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Okumura US 2011/0164324 (Embodiment # 1 Fig. 1). Regarding claim 2, Okumura teaches an optical system comprising (Fig. 1), sequentially from an object side: a first lens group (Fig. 1: L1); an aperture stop (SP); and a second lens group (L2), wherein the first lens group (L1) includes, sequentially from the object side, at least two negative lenses (from Fig. 1: lenses G1 and G2 are negative), a positive lens (lens G4 is a positive lens), and a back-side negative lens (lens G6 has a negative lens), and the optical system satisfies the following conditional expressions: 0.300<(−f1)/θmax<9.200 where f1: focal length of the first lens group, and θmax: maximum value [radian] of a half angle of view of the optical system (Table 1: 2ω = 177.8, and half angle of view = 88.9 degree or 1.55 radians, and from Table 1, calculated value of f1 = -10.7, thus (−f1)/θmax = 10.7/1.55 = 6.9), 0.800 < BF/f < 2.800 (Table in para 0102: EFL = f = 15.5, and BF = 42.12 (see Table 1)), thus BF/f = 42.12/15.5 = 2.72), 0.130 < Dn/f < 3.5 (Table 1: Dn = 3.03, and f = 15.5, thus 3.03/15.5 = 0.19), where f1: focal length of the first lens group, ωmax: maximum value [radian] of a half angle of view of the optical system, BF: back focus of the optical system, f: overall focal length of the optical system, and Dn: thickness of a negative lens on an optical axis, the negative lens being disposed closest to an image side among negative lenses included in the first lens group. Regarding claim 3, Okumura teaches an optical system (Fig. 1) comprising, sequentially from an object side: a first lens group (Fig. 1: L1); an aperture stop (Fig. 1: SP); and a second lens group (L2), wherein the first lens group (L1) includes, sequentially from the object side, at least two negative lenses (from Fig. 1: lenses G1 and G2 are negative), a positive lens (lens G4 is a positive lens), and a back-side negative lens (lens G6 has a negative lens), and the optical system satisfies the following conditional expressions: 0.280 < D12/(-f1) < 1.200 (From Table 1 shown in para 0102, D12 is the distance between two negative lenses i.e., lenses G1 and G2, and it is 10.03 (Table 1), and from Table 1, calculated value of f1 = 10.7, thus D12 = 10.03 and -f1 = 10.7, 10.03/10.7 = 0.94) 0.800 < BF/f < 2.800 (Table in para 0102: EFL = f = 15.5, and BF = 42.12 (see Table 1)), thus BF/f = 42.12/15.5 = 2.72), 0.130 < Dn/f < 3.5 (Table 1: Dn = 3.03, and f = 15.5, thus 3.03/15.5 = 0.19), where D12: distance on an optical axis between the two negative lenses disposed closest to the object side in the first lens group, f1: focal length of the first lens, BF: back focus of the optical system, and f: overall focal length of the optical system, and Dn: thickness of a negative lens on an optical axis, the negative lens being disposed closest to an image side among negative lenses included in the first lens group. Regarding claim 28, Okumura teaches an optical apparatus comprising the optical system according to claim 2 (see Fig. 14: digital camera lens). Regarding claim 29, Okumura teaches an optical apparatus comprising the optical system according to claim 3 (see Fig. 14: digital camera lens). Regarding claim 30, Okumura teaches a method for manufacturing an optical system (Fig. 1) including, sequentially from an object side: a first lens group (Fig. 1: L1); an aperture stop (SP); and a second lens group (L2), the method for manufacturing the optical system comprising: configuring the firs lens group (L1) to include, sequentially from the object side, at least two negative lenses (from Fig. 1: lenses G1 and G2 are negative), a positive lens (lens G4 is a positive lens), and a back-side negative lens (lens L6 has a negative lens), and further comprising one of the following features A, B, or C,: the feature A comprising configuring the optical system satisfies the following conditional expressions: 0.300<(−f1)/θmax<9.200 where f1: focal length of the first lens group, and θmax: maximum value [radian] of a half angle of view of the optical system (Table 1: 2ω = 177.8, and half angle of view = 88.9 degree or 1.55 radians, and from Table 1, calculated value of f1 = -10.7, thus (−f1)/θmax = 10.7/1.55 = 6.9), 0.800 < BF/f < 2.800 (Table in para 0102: EFL = f = 15.5, and BF = 42.12 (see Table 1)), thus BF/f = 42.12/15.5 = 2.72), 0.130 < Dn/f < 3.5 (Table 1: Dn = 3.03, and f = 15.5, thus 3.03/15.5 = 0.19), where f1: focal length of the first lens group, ωmax: maximum value [radian] of a half angle of view of the optical system, BF: back focus of the optical system, f: overall focal length of the optical system, and Dn: thickness of a negative lens on an optical axis, the negative lens being disposed closest to an image side among negative lenses included in the first lens group. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 7, 10-13, 18-20, 22 and 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Okumura US 2011/0164324 (Embodiment # 1 Fig. 1). Regarding claim 1, Okumura teaches an optical system comprising (Fig. 1), sequentially from an object side: a first lens group (Fig. 1: L1); an aperture stop (SP); and a second lens group (L2), wherein the first lens group (L1) includes, sequentially from the object side, at least two negative lenses (from Fig. 1: lenses G1 and G2 are negative), a positive lens (lens G4 is a positive lens), and a back-side negative lens (lens G6 has a negative lens), and the optical system satisfies the following conditional expressions: ωmax = 88.9 (Table in para 0102: 2ω = 177.8, and half angle of view = 88.9 degree) 0.200 < (-f1)/f2 < 4.500 (Table 1, calculated value of f1 = -10.7, calculated value of f2 = 21.79, thus (-f1)/f2 = - (-10.7)/21.79 = 0.49) 0.800 < BF/f < 2.800 (Table in para 0102: EFL = f = 15.5, and BF = 42.12 (see Table 1)), thus BF/f = 42.12/15.5 = 2.72), 0.130 < Dn/f < 3.5 (Table 1: Dn = 3.03, and f = 15.5, thus 3.03/15.5 = 0.19), where ωmax: maximum value [o] of a half angle of view of the optical system, f1: focal length of the first lens group, f2: focal length of the second lens group, BF: back focus of the optical system, and f: overall focal length of the optical system, and Dn: thickness of a negative lens on an optical axis, the negative lens being disposed closest to an image side among negative lenses included in the first lens group. Okumura fails to teach that 90.00 < ωmax. However, the prior art discloses a half field of view of 88.9, which is substantially the same as the claimed half field of view of greater than 90-degree. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to slightly increase field of the half field of view from 88.9 to a value greater than 90-degree as a matter of routine design optimization, since field of view is a result-effective variable, and a minor adjustments are commonly made to meet system design goals such as coverage, edge performance, or packaging constraints. Applicant has not demonstrated that a half field of view greater than 90 degree yields unexpected results or a critical improvement over the prior art value of 88.9. Regarding claim 4, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: -10.000 < (Lnrl-Lpr2)/(Lnrl+Lpr2) < 0.000 From Table 1: Lpr2 = -39.277, Lnr1 = -14.485, (Lnrl-Lpr2)/(Lnrl+Lpr2) = (-14.485+39.277)/(-14.485-39.277) = -0.46) where Lpr2: radius of curvature of a lens surface of the positive lens on an image side, and Lnrl: radius of curvature of a lens surface of the back-side negative lens on the object side. Regarding claim 7, Heu teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.020 < Dn/(-f1) < 1.500 (From Table 1: Dn = 3.03, and from Table 1, calculated value of f1 = 10.7, thus Dn/(-f1) = 3.03/10.7 = 0.28) where Dn: the thickness of a negative lens on an optical axis, the negative lens being disposed closest to an image side among negative lenses included in the first lens group, and f1: the focal length of the first lens group. Regarding claim 10, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.100 < D12/(-f11) < 0.500 (From Table 1: D12 = 10.03, and from Table 1, calculated value of f11 = -33.13, thus D12/-f11 = 10.03/33.13 = 0.3) where D12: distance on an optical axis between the two negative lenses disposed closest to the object side in the first lens group, and f11: focal length of a negative lens disposed closest to the object side in the first lens group. Regarding claim 11, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.015 < DS/(-f1) < 1.500 (From Table 1: DS = 7.3, and from Table 1, calculated value of f1 = -10.7, thus DS/-f1 = 7.3/10.7 = 0.68) where DS: distance on an optical axis from a lens surface closest to an image side in the first lens group to a lens surface closest to the object side in the second lens group, and f1: the focal length of the first lens group. Regarding claim 12, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.005 < DS/(-f11) < 0.250 (From Table 1: DS = 7.3 and from Table 1, calculated value of f11 = -33.13, thus DS/-f11 = 7.3/33.13 = 0.22). where DS: distance on an optical axis from a lens surface closest to an image side in the first lens group to a lens surface closest to the object side in the second lens group, and f11: focal length of a negative lens disposed closest to the object side in the first lens group. Regarding claim 13, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: -1.000 < (L1r2-L1r1)/(L1r2+L1r1) < -0.250 (From Table 1: Llr1 = 64.5, and L1r2 = 18.5, thus (L1r2-L1r1)/(L1r2+L1r1) = (18.5-64.5)/(18.5+64.5) = -0.55) where L1rl: radius of curvature of a lens surface of a negative lens disposed closest to the object side in the first lens group, the lens surface being on the object side, and L1r2: radius of curvature of a lens surface of the negative lens disposed closest to the object side in the first lens group, the lens surface being on an image side. Regarding claim 18, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 1.000 < (-f1ne)/f < 3.000, (from Table 1: calculated value of f1ne = -14.9, and f = 15.5, Thus (-f1ne)/f = 14.9/15.5 = ~0.96. Okumura fails to teach that 1.000 < (-f1ne)/f < 3.000. However, the prior art discloses a (-f1ne)/f = 14.9/15.5 = ~0.96, which is substantially the same as the claimed lower limit of 1. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to slightly decrease the ratio of the focal length to a value lower than 1 as a matter of routine design optimization, since field of view is a result-effective variable of the focal length ratio, and a minor adjustments are commonly made to meet system design goals such as coverage, edge performance, or packaging constraints. Applicant has not demonstrated that ratio of the claimed focal length lower than 1 yield unexpected result or a critical improvement over the prior art value of 0.96. where f1ne: combined focal length of the negative lenses disposed on the object side of the positive lens in the first lens group, and f: the overall focal length of the optical system. Regarding claim 19, Okumura teaches the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 1.200 < f22/f < 4.100 (From Fig. 1: lens 9 is a positive cemented lens, and its calculated focal length form Table 1 is 25.9, and f = 15.5, thus 25.9/15.5 = 1.67) where f22: focal length of a positive lens of a cemented lens closest to the object side among cemented lenses included in the second lens group, and f: the overall focal length of the optical system. Regarding claim 20, Okumura the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: -8.000 < f2CL/(-f1) < 90.000 (From Fig. 1: lenses 8 and 9 is a cemented lens, and its calculated focal length form Table 1 is 155, calculated value of f1 = -10.7, f2CL/(-f1) = 155/10.7 = 14.5) where f2CL: focal length of a cemented lens disposed closest to the object side among cemented lenses included in the second lens group, and the focal length of the first lens group. Regarding claim 22, Okumura the optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 32.000 < vda < 70.000 (Table 1: vda = (46.6+70.2+81.5)/3 = 66.1) where vda: average value of Abbe numbers of media of the negative lenses disposed on the object side of the positive lens in the first lens group at a d line. Regarding claim 24, Okumura an optical apparatus comprising the optical system according to claim 1 (see Fig. 14: digital camera lens). Allowable Subject Matter Claims 8, 9, 14, 16, 17 and 23 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. 8. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 1.000 < (-f1)/f < 7.000 where f1: the focal length of the first lens group, and f: the overall focal length of the optical system. 9. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 2.500 < f2/f < 4.500 where f2: the focal length of the second lens group, and f: the overall focal length of the optical system. 14. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 8.500 < TL/f < 21.000 where TL: total length of the optical system, and f: the overall focal length of the optical system. 16. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 5.000 <ED1/f < 13.000 where ED1: distance on an optical axis from a lens surface closest to the object side to a lens surface closest to an image side in the first lens group, and f: the overall focal length of the optical system. 17. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 2.800 <ED2/f < 8.200where ED2: distance on an optical axis from a lens surface closest to the object side to a lens surface closest to an image side in the second lens group, and f: the overall focal length of the optical system. 21. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.500 < (-f1ne)/θmax < 4.500 where fine: combined focal length of the negative lenses disposed on the object side of the positive lens in the first lens group, and θmax: maximum value [radian] of the half angle of view of the optical system. 23. The optical system according to claim 1, wherein the optical system satisfies the following conditional expression: 0.250 < (L3rl-L2r2)/(L3rl+L2r2) < 1.500 where L2r2: radius of curvature of a lens surface of a lens disposed second closest to the object side in the first lens group, the lens surface being on an image side, and L3rl: radius of curvature of a lens surface of a lens disposed third closest to the object side in the first lens group, the lens surface being on the object side. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EPHREM ZERU MEBRAHTU whose telephone number is (571)272-8386. The examiner can normally be reached 10 am -6 pm (M-F). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas Pham can be reached at 571-272-3689. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EPHREM Z MEBRAHTU/Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

Mar 19, 2022
Application Filed
Aug 08, 2025
Non-Final Rejection — §102, §103
Oct 24, 2025
Response Filed
Nov 01, 2025
Final Rejection — §102, §103
Dec 18, 2025
Response after Non-Final Action
Jan 09, 2026
Request for Continued Examination
Jan 26, 2026
Response after Non-Final Action
Feb 05, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
83%
With Interview (+8.6%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 484 resolved cases by this examiner. Grant probability derived from career allow rate.

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