Prosecution Insights
Last updated: October 01, 2026
Application No. 17/764,130

BATTERY MODULE AND BATTERY PACK INCLUDING SAME

Non-Final OA §DP
Filed
Mar 25, 2022
Priority
Apr 14, 2020 — RE 10-2020-0044965 +1 more
Examiner
LA RAIA III, LAWRENCE
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
5 (Non-Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
26 granted / 36 resolved
+7.2% vs TC avg
Strong +36% interview lift
Without
With
+36.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
38 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
20.8%
-19.2% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 4/27/2026 has been entered. Claim Status This Office action is in response to the remarks filed on 4/27/2026. Claims 1, 3 and 8 have been amended. Claims 1, 3-6, and 8-18 are currently pending. Claims 2 and 7 are cancelled. Claim 1 still stands rejected under the provisional nonstatutory double patenting rejection dated 10/22/2024. Response to Arguments Applicant’s arguments, see page 7, filed 4/27/2026, with respect to the rejection of the claim under USC §103 have been fully considered and are persuasive. The rejection of the claims under USC §103 dated 1/27/2026 has been withdrawn. It should be noted that the applicant’s arguments make reference to color coding throughout the arguments dated 4/27/2026. Applicant should please take note that the office scans in BLACK AND WHITE ONLY. Below is a screenshot of what the examiner was able to see of the drawings. PNG media_image1.png 438 586 media_image1.png Greyscale Examiner was able to get a clearer understanding of the argument when looking at a magnification of figure 9 of HE that is explained in greater detail below. Allowable Subject Matter Claims 1, 3-6, and 8-18 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The following is the closest related art US 20160164148 A1, YUM et al. and US 20210175572 A1, HE et al. Claim: 1. YUM discloses a battery module comprising: a battery cell stack comprising a plurality of battery cells (450-480), (YUM Fig 1 and 2) a housing (40, 42, 44, 46-support plate) accommodating the battery cell stack, a cooling port supplying a coolant to the heat sink, (first and second tubular ports 90, 92) wherein the housing comprises a housing protrusion portion formed at the bottom portion of the housing,(see annotated fig 5 below) PNG media_image2.png 692 896 media_image2.png Greyscale wherein the housing protrusion portion comprises a first housing protrusion portion and a second housing protrusion portion that are spaced apart from each other on one side of the housing (annotated fig 5), and wherein the cooling port comprises a coolant inlet port (90-inlet) and a coolant outlet port (92-outlet, [0045]), and the coolant inlet port and the coolant outlet port are disposed on the first housing protrusion portion and the second housing protrusion portion, respectively (fig 2). Annotated figure 4 below depicts the lower plate (80) of the heat sink includes recessed portion formed on a lower side thereof, wherein the recessed portion and the bottom portion of the housing form a coolant flow passage, and PNG media_image3.png 518 776 media_image3.png Greyscale wherein the heat sink (22) comprises a protruding pattern (first and second corrugated support members 82, 84 fig 5), and the protruding pattern comprises a plurality of protrusions protruding toward the bottom portion of the housing (the individual corrugations protrude upwards toward the housing of the first and second corrugated support members 82, 84). YUM does not teach a heat sink integrally formed with the housing, where a bottom portion of a housing constitutes an upper plate of the heat sink and is joined to a lower plate of the heat sink. HE discloses a vehicle and energy storage device and teaches a heat sink. However, the heatsink disclosed by HE is not integrally formed with the case shown in the annotated figure depicted below thereby not meeting al the limitations of the claim. PNG media_image4.png 1145 924 media_image4.png Greyscale Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of copending Application No. 17769514 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because: Claim: 1. A battery module comprising: a battery cell stack comprising a plurality of battery cells, A battery module comprising: a battery cell stack in which a plurality of battery cells are stacked; a housing accommodating the battery cell stack, a module frame housing the battery cell stack therein; end plates covering front and rear surfaces of the battery cell stack; a heat sink integrally formed with the housing, where a bottom portion of the housing constitutes an upper plate of the heat sink and is joined to a lower plate of the heat sink, and a heat sink attached to a bottom part of the module frame; and a cooling port supplying a coolant to the heat sink, a cooling port configured to supply a refrigerant to the heat sink, wherein the housing comprises a housing protrusion portion formed at the bottom portion of the housing, wherein the housing protrusion portion comprises a first housing protrusion portion and a second housing protrusion portion that are spaced apart from each other on one side of the housing, and wherein the module frame comprises a module frame protrusion part that extends from a bottom part of the module frame beyond one of the end plates, wherein the cooling port comprises a coolant inlet port and a coolant outlet port, and the coolant inlet port and the coolant outlet port are disposed on the first housing protrusion portion and the second housing protrusion portion, respectively. and wherein the cooling port protrudes upward from an upper surface of the module frame protrusion part. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAWRENCE LA RAIA III whose telephone number is (703)756-5441. The examiner can normally be reached Mon-Thur 6:00am-4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571) 272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LAWRENCE LA RAIA III Examiner Art Unit 1727 /L.L./Examiner, Art Unit 1727 /BARBARA L GILLIAM/Supervisory Patent Examiner, Art Unit 1727
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Prosecution Timeline

Show 10 earlier events
Oct 02, 2025
Applicant Interview (Telephonic)
Oct 02, 2025
Examiner Interview Summary
Nov 10, 2025
Response Filed
Jan 27, 2026
Final Rejection mailed — §DP
Mar 18, 2026
Response after Non-Final Action
Apr 27, 2026
Request for Continued Examination
Apr 28, 2026
Response after Non-Final Action
Jul 15, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12706300
POSITIVE ACTIVE MATERIAL FOR RECHARGEABLE LITHIUM BATTERY, PREPARING METHOD THEREOF AND RECHARGEABLE LITHIUM BATTERY INCLUDING THE SAME
4y 6m to grant Granted Aug 11, 2026
Patent 12695159
SECONDARY BATTERY AND ASSEMBLED BATTERY
4y 6m to grant Granted Jul 28, 2026
Patent 12695087
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+36.2%)
3y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allowance rate.

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