Prosecution Insights
Last updated: April 19, 2026
Application No. 17/764,207

COBALT-FREE LAMELLAR CATHODE MATERIAL, METHOD FOR PREPARING COBALT-FREE LAMELLAR CATHODE MATERIAL, AND LITHIUM ION BATTERY

Non-Final OA §102§103§112
Filed
Mar 28, 2022
Examiner
PULLIAM, CHRISTYANN R
Art Unit
2178
Tech Center
2100 — Computer Architecture & Software
Assignee
SVolt Energy Technology Co., Ltd.
OA Round
1 (Non-Final)
41%
Grant Probability
Moderate
1-2
OA Rounds
5y 4m
To Grant
65%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allow Rate
96 granted / 232 resolved
-13.6% vs TC avg
Strong +24% interview lift
Without
With
+23.9%
Interview Lift
resolved cases with interview
Typical timeline
5y 4m
Avg Prosecution
142 currently pending
Career history
374
Total Applications
across all art units

Statute-Specific Performance

§101
8.1%
-31.9% vs TC avg
§103
43.5%
+3.5% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
23.3%
-16.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 232 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 3/28/22, 5/19/23, 7/13/23, 10/9/23 and 3/14/24 have been considered by the examiner. Claim Objections Claim 1 is objected to because of the following informalities: the claim recites “wherein comprising”. Examiner suggests “comprising”. Appropriate correction is required. See also claims 5 and 10 that recite “wherein comprising”. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 6 and 7 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 6 recites the limitation "the zinc salt" in line 1. There is insufficient antecedent basis for this limitation in the claim. Note claim 5 recites “a zinc salt solution”. Claim 7 recites the limitation "the zinc salt" in line 1. There is insufficient antecedent basis for this limitation in the claim. Note claim 5 recites “a zinc salt solution”. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 5-8 and 10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Liang et al., CN 103094557 A. Liang teaches a method for preparing a metal oxide-coated cathode material for a lithium ion battery. The surface of the cathode material is coated with ZnO to prepare a lithium ion battery with excellent electrochemical performance. The cathode material may be LiMnxNi1-xO2 wherein 0<x<1. The weight percentage of ZnO in the positive electrode material coated with ZnO on the surface is 0.1-5 wt%.The ZnO is coated on crystal grains of the cathode material. The zinc oxide may be coated on the cathode material using a zinc salt solution. The cathode material is added to the zinc salt solution and then stirred for 0.5-2 hours until the sol was completely volatilized. The product was completely dried in an oven at 80-150°C and then placed in a high temperature furnace for calcination at a temperature of 400-800°C at a heating rate of 1-10°C/min. The sintering time is 0.5-3 hours. The temperature is naturally reduced to room temperature (additional time). The concentration of zinc2+ in the solution is 0.4-1.5 mol/L. The zinc salt may be zinc acetate. Thus, the claims are anticipated. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5 and 7-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al., CN 109811412 A . Wang teaches a layered nickel lithium manganate cathode material having a single crystal morphology and a preparation method thereof. The layered nickel lithium manganate cathode material has the formula LiNi0.5Mn0.5O2. The material structure is further modified by doping, coating and other technical means to reduce the Ni-Li mixing degree in the lattice structure and improve the conductivity of the material. The doping/coating may an M source additive such as zinc oxide. The M source is added in an amount of 0.3-3 wt%. The nickel manganate may have an average particle size of about 4.7 mm. A method for preparing a single-crystal layered lithium nickel manganate cathode material comprises mixing a nickel manganese oxide precursor with a lithium source and an M source additive, and then calcining to obtain a layered lithium nickel manganese oxide cathode material having a single crystal morphology. The M is at least one of Al, Mg, Zr, La, Ce, Ti, Mo, Sr, Y, Zn, Nd, and Ca. The sintering is in an air or oxygen atmosphere. The calcination temperature is 800 ° C to 1100 ° C, and the calcination time is 9 h to 20 h. Wang does not explicitly teach the general formula recited by claim 1 wherein 0.55 ≤ x ≤ 0.95. However, the invention as a whole would have been obvious to one having ordinary skill in the art at the time the invention was made because the lithium nickel manganate of the presently claimed invention and the LiNi0.5Mn0.5O2 as disclosed by Wang both have a lamellar monocrystal morphology structure. The background of Wang teaches in a multi-element cathode material LiMO2, nickel is the main electrochemical active material, which gives high capacity to the material and manganese can improve the structural and thermal stability of the material. One of skill would have been motivated to increase the amount of nickel of the lithium nickel manganate of Wang in order to improve the capacity of the cathode material. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TRACY DOVE whose telephone number is (571)272-1285. The examiner can normally be reached M-F 9:00-3:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached on 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRACY M DOVE/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Mar 28, 2022
Application Filed
Oct 18, 2024
Non-Final Rejection — §102, §103, §112
Jan 06, 2025
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
41%
Grant Probability
65%
With Interview (+23.9%)
5y 4m
Median Time to Grant
Low
PTA Risk
Based on 232 resolved cases by this examiner. Grant probability derived from career allow rate.

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