Prosecution Insights
Last updated: October 22, 2026
Application No. 17/766,455

TARGETING CAP-DEPENDENT TRANSLATION TO REDUCE SEIZURES IN MTOR DISORDERS

Non-Final OA §103
Filed
Apr 04, 2022
Priority
Oct 04, 2019 — provisional 62/910,749 +1 more
Examiner
MONTANARI, DAVID A
Art Unit
1632
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Yale University
OA Round
2 (Non-Final)
65%
Grant Probability
Moderate
2-3
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
500 granted / 772 resolved
+4.8% vs TC avg
Strong +49% interview lift
Without
With
+49.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
61 currently pending
Career history
834
Total Applications
across all art units

Statute-Specific Performance

§101
4.9%
-35.1% vs TC avg
§103
36.7%
-3.3% vs TC avg
§102
13.5%
-26.5% vs TC avg
§112
33.6%
-6.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 772 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s arguments and amendments filed on 12/22/2025 have been entered. Claims 1, 4 and 5 have been amended. Claim 2 has been cancelled. In view of Applicants amendments to claim 5, the 112(b) rejection is withdrawn. In view of Applicants amendments to claim 1, the 102(a)(1) rejection is withdrawn. Claims 1, 3-9 and 21 are examined in the instant application. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4-9 and 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Patane M. (U.S. Patent No. 9,409,901 B1, issued 8/9/2026) in view of Sonenberg et al. (WO 2009/076755 A1), Jiang et al. (2003, Cancer Cell Int., Vol. 3:2, pgs. 1-10) and Crino PB (2015, Cold Spring Harbor Perspectives in Medicine, 5:a022442, pgs. 1-17) for reasons of record in the Non-Final Office Action mailed on 9/4/2025 (and repeated below). Regarding claim 1, Patane M. teaches a method of preventing seizures in a subject comprising contacting a target cells of the subject with an effective amount of a 4EPB-activating agent (col. 1 lines 42-50, col. 4 lines 8-11, col. 6 lines 21-25, col. 8 line 65 bridge col. 9 line 3). Importantly, Patane taches that their therapy can function as an mTOR inhibitor (col. 44 lines 31-39). Patane does not teach: an adenoviral vector with a tissue specific promoter. a viral vector encoding a constitutively active form of 4EBP; delivering the activating agent to brain neurons in a subject with focal cortical malformations. Regarding a viral vector with a tissue specific promoter, Sonenberg et al. teaches an adenoviral vector comprising a tissue specific promoter encoding 4EBP (pg. 14 lines 4-12). Sonenberg continues to teach that (emphasis added) “Mammals contain three highly related 4E-BPs that compete with elF4G for a shared binding site on the convex dorsal surface of elF4E. mTOR-mediated phosphorylation of 4E-BP1 (the most characterized 4E-BP), stimulates translation by dissociating 4E-BPs from elF4E. Hypophosphorylated 4E-BP1 binds to elF4E with high affinity (nanomolar range), whereas increased phosphorylation decreases its affinity for elF4E.” (pg. 1 lines 22-27). Regarding a viral vector encoding a constitutively active form of 4EBP, Jiang et al. teach developing a mutant 4EBP which is constitutively expressed due to mutation of 5 amino acids that were targeted for phosphorylation, and thus their 4EBP cannot be phosphorylated (pg. 2 col. 1 last parag.). Jiang continues to teach that through constitutive expression of 4EBP they observed an increase in binding of 4EBP to eIF4E (pg. 6 col. 2 parag. 2). Regarding mTOR signaling in epilepsy, Crino PB teaches “Malformations of cortical Development (MCD) are highly associated with medically intractable epilepsy (pg. 1 col. 1 lines 1-3). Regarding claim 7, Crino continues to teach that “Over the past decade enhanced activation of the mammalian target of rapamycin (mTOR)-signaling cascade has been identified in focal malformations of cortical development (MCD) subtypes, which have been collectively referred to as “mTORopathies.” (Abstract lines 1-3). Regarding claim 21, Crino continues to teach that There is now solid evidence that hyperactivated mTOR signaling is a feature of several focal MCD subtypes and likely provides a common pathogenic mechanism for the cytoarchitectural abnormalities seen in these MCD” (pg. 3 col. 2 last two lines bridge pg. 4 col. 1 lines 1-3). Regarding claims 6, 8 and 9, it would be obvious to target neurons in the brains of a patient suffering from seizures since Crino teaches the how mTOR hyperactivity leads to focal cortical malformations that occur entirely in the brain. Further Crino teaches: “Perhaps the most significant progress will come from designing targeted epilepsy therapies through inhibition of mTOR (Galanopolou et al. 2012; Wong 2013). Current data suggests that mTOR inhibitors can improve seizure frequency in TSC and PS. Furthermore, mTOR inhibitors in mouse mTORopathy models can improve neurocognitive deficits, and thus these agents could yield novel therapeutic strategies to improve neurobehavioral disabilities.” (pg. 12 col. 2 last parag. bridge pg. 12 col. 1 lines 1-5). Thus at the time of filing it would have been prima facie obvious to combine the teachings of Patane regarding a method of preventing seizures using a 4EBP-activating agent wit the teachings of Sonenberg regarding the adenoviral expression of 4EBP and with the teachings of Jiang regarding the constitutive expression of 4EBP and with the teachings of Crino regarding the role of mTOR in seizures to arrive at the claimed invention. One of ordinary skill in the art would have been motivated to make such a combination since Sonenberg teaches that increased 4EBP will bind to eIF4E and Jiang teaching that blocking phosphorylation of 4EBP via mutation increases its binding to eIF4E. Further motivation is provided by Patane and Crino with Patane teaching that their therapy can be function as an mTOR inhibitor and Crino teaching the nexus of mTOR expression and the onset of focal cortical malformations and the resulting epilepsy. There would have been a reasonable expectation of success that the adenoviral vector of Sonenberg could be mutated to express a constitutive active form of 4EBP since Jiang teaches the 5 alanine residues to be mutated. Thus the cited art provides the requisite teachings and motivations to make and use the invention as claimed. Response to Arguments Applicant’s Arguments Applicants argue in amendment that Patane does not describe using the 4E-BP inhibitor in a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. The Sonenberg, Jiang, and Crino references do not teach or suggest all of the claim limitations of the invention and do not overcome the deficiencies of Patane. Sonenberg teaches the use of a shRNA to inhibit 4EBP and not a polynucleotide encoding a constitutively active form of 4EBP (4EBPᶜA) to inhibit 4EBP. Jiang fails to overcome the deficiencies of Patane and Sonenberg because Jiang uses a mammalian expression vector in breast cancer cells to express the constitutively active form of 4EBP to cause cell cycle arrest (emphasis added). Jiang describes that in order "to test the effect of 4EBP-1 on the proliferation of human breast cancer cells, an expression vector encoding the constitutively active 4EBP-1 mutant (4EBP-1-5A) was stably transfected into MCF7 cells." from Jiang at page 2 (first paragraph of results section). Further, Jiang describes that the vector backbone used for stable transfection was a pERV3 vector used in an inducible mammalian expression system (Jiang, page 7). A stably transfected expression vector is not a viral vector. Accordingly, Jiang fails to teach or suggest a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. Crino also fails to overcome the deficiencies of Patane, Sonenberg, and Jiang because Crino only discusses the use of small molecule m TOR inhibitors (i.e., rapamycin) in targeting focal cortical malformations. Li fails to teach or suggest the feature of a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. The combination of the cited documents fail at least the first and second criterion of the KSR test, because the references fail to provide any suggestion or motivation to arrive at the method recited and the references fail to provide a reasonable expectation of success to arrive at the claimed invention. Patane does not describe using the 4E-BP inhibitor in a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. Sonenberg teaches the use of a shRNA to inhibit 4EBP and not a polynucleotide encoding a constitutively active form of 4EBP (4EBPᶜA). Jiang uses a mammalian expression vector in breast cancer cells to express the constitutively active form of 4EBP to cause cell cycle arrest. Crino only discusses the use of small molecule mTOR inhibitors (i.e., rapamycin) in targeting focal cortical malformations. Li fails to teach or suggest the feature of a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. Nowhere do the references, alone or combined, teach or suggest the method claimed, namely a viral vector comprising a polynucleotide encoding a constitutively active form of 4EBP. Furthermore, none of the cited art, either alone or in combination discloses all of the elements of the claims as described. Therefore, one of ordinary skill in the art would not have had a reasonable expectation of success in arriving at the instantly claimed methods. Examiner’s Response While Applicant’s arguments have been fully considered they are not found persuasive. The claimed invention only has one operable step, contacting a target cell with an effective amount of a 4EBP-activating agent. In this regard Patane teaches preventing seizures by contacting a target cell with an effective amount of a 4EBP-activating agent. At the time of filing Sonenberg teaches adenoviral expression of 4EBP with a tissue specific promoter and Jiang teaches constitutive expression of 4EBP. Significantly, the teachings of Crino teach the ordinary artisan that the signaling pathway for mTOR is the nexus which enables the prevention of seizures and this teaching is in agreement with Sonenberg regarding 4EBP and mTOR. Thus the ordinary artisan is provided at the time of filing all of the teachings to make and practice the claimed method. Thus for the reasons above and of record the rejection is maintained. Claim(s) 3 remains rejected under 35 U.S.C. 103 as being unpatentable over Patane M. (U.S. Patent No. 9,409,901 B1, issued 8/9/2026) in view of Sonenberg et al. (WO 2009/076755 A1), Jiang et al. (2003, Cancer Cell Int., Vol. 3:2, pgs. 1-10) and Crino PB (2015, Cold Spring Harbor Perspectives in Medicine, 5:a022442, pgs. 1-17) as applied to claims 1, 4-9 and 21 above, and further in view of Li et al. (August 2019, Trends Biochem. Sci., Vol. 44(8), pgs. 659-674) for reasons of record in the Non-Final Office Action mailed on 9/4/2025 (and repeated below). Patane, Sonenberg, Jiang and Crino are relied upon in teaching a method of preventing seizures using an adenoviral vector encoding a constitutively expressed 4EBP. Patane, Sonenberg, Jiang and Crino do not teach: using CRISPR to mutate 4EBP to a constitutively active form, Regarding the use of CRISPR to mutate 4EBP to a constitutively active form, Li et al. teach that CRISPR can be used to provide both gain of function and loss of function mutations to a protein of interest through CRISPR editing of sequence (pg. 8 parag. 3). Thus at the time of filing it would have been prima facie obvious to combine the teachings of Patane, Sonenberg, Jiang and Crino regarding a method of preventing seizures using an adenoviral vector encoding a constitutively expressed 4EBP to arrive at the claimed invention with the teachings of Li regarding using CRISPR to provide a gain of function mutation to a protein of interest to arrive at the claimed invention. One of ordinary skill in the art would have been motivated to make such a combination since Li teaches that CRISPR editing of a sequence can provide a gain of function to a desired protein. There would have been a reasonable expectation of success that the 4EBP of Patane could be edited via CRISPR to be constitutively active since Jiang teaches the five alanine residues that need to be mutated to prevent phosphorylation and provide constitutive function to 4EBP. Thus the cited art provides the requisite teachings and motivations to make and use the invention as claimed. Response to Arguments Applicant’s Arguments Applicants provide no arguments for this rejection. Examiner’s Response The rejection is maintained for the reasons above. Conclusion No claims are allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID A MONTANARI whose telephone number is (571)272-3108. The examiner can normally be reached M-Tr 8-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Peter Paras can be reached at 571-272-4517. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DAVID A. MONTANARI Examiner Art Unit 1632 /ANOOP K SINGH/Primary Examiner, Art Unit 1632
Read full office action

Prosecution Timeline

Apr 04, 2022
Application Filed
Sep 04, 2025
Non-Final Rejection mailed — §103
Dec 22, 2025
Response Filed
Apr 20, 2026
Final Rejection mailed — §103
Aug 19, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747453
GENE-THERAPY VECTORS FOR TREATING CARDIOMYOPATHY
3y 1m to grant Granted Sep 29, 2026
Patent 12742181
GENE-THERAPY VECTORS FOR TREATING CARDIOMYOPATHY
3y 8m to grant Granted Sep 22, 2026
Patent 12703854
IN VITRO METHOD OF DIFFERENTIATING A HUMAN PLURIPOTENT STEM CELL POPULATION INTO A CARDIOMYOCYTE CELL POPULATION
4y 11m to grant Granted Aug 11, 2026
Patent 12698310
COMPOSITIONS AND METHODS FOR INSECT CONTROL
5y 0m to grant Granted Aug 04, 2026
Patent 12692481
BACULOVIRUS EXPRESSION SYSTEM
6y 1m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+49.0%)
3y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 772 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month