Prosecution Insights
Last updated: April 19, 2026
Application No. 17/769,276

MEMBRANE TRANSDUCER WITH IMPROVED BANDWIDTH

Non-Final OA §102
Filed
Apr 14, 2022
Examiner
ROSENAU, DEREK JOHN
Art Unit
2837
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nederlandse Organisatie Voor Toegepast-Natuurwetenschappelijk Onderzoek Tno
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
3y 1m
To Grant
86%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
951 granted / 1229 resolved
+9.4% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
34 currently pending
Career history
1263
Total Applications
across all art units

Statute-Specific Performance

§103
50.8%
+10.8% vs TC avg
§102
29.3%
-10.7% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1229 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 15-19 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 8 December 2025. Applicant’s election without traverse of the invention of group I in the reply filed on 8 December 2025 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 5-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Robert (US 2005/0162040). With respect to claim 1, Robert discloses an ultrasonic transducer (Fig 1) comprising: at least a first membrane (item 1) configured to exhibit a first vibration to transceive ultrasonic waves (Paragraph 42); an electronic circuit coupled to the first membrane and configured to transceive electrical signals causing, or caused by, the first vibration (Paragraph 42); and a control element (items 5 and 7) disposed on a first side of the first membrane and configured to induce a displacement asymmetry (Figs 1-2, paragraph 43), in a motion of the first membrane during the first vibration, to the first side compared to a second side the opposite the first side (Figs 1-2, paragraph 43). With respect to claim 10, Robert discloses the ultrasonic transducer according to claim 1, wherein the membrane comprises a first piezoelectric layer (item 1) for transceiving the electrical signals related to the first vibration of the first membrane (Fig 1, paragraph 42). With respect to claim 5, Robert discloses the ultrasonic transducer according to claim 10, wherein the electronic circuit is configured to transmit a first electrical signal (item 6) to the first piezoelectric layer of the first membrane for causing the first vibration, wherein the electronic circuit is configured to transmit a different, second electrical signal (item 8) to the control element for dynamically affecting the membrane displacement during a respective vibration cycle of the first vibration caused by the first electrical signal (Paragraphs 42-43). With respect to claim 6, Robert discloses the ultrasonic transducer according to claim 10, wherein the control element comprises an electrostatic device (items 5 and 7) configured to generate electrostatic charges on a surface of the first membrane comprising the first piezoelectric layer, and on another opposing surface adjacent the first membrane (Fig 1, Paragraphs 42-43). With respect to claim 7, Robert discloses the ultrasonic transducer according to claim 6, wherein the electrostatic charge is generated on a second membrane (Fig 1, Paragraphs 42-43). With respect to claim 8, Robert discloses the ultrasonic transducer according to claim 6, wherein the electrostatic device is configured to generate an alternating signal of electrostatic charges, wherein the application of electrostatic charges is synchronized with the first vibration of the first membrane (this is merely functional language stating an intended operational mode of the device caused by the applied signals, and wherein the device of Robert is “configured to” perform the stated functions) With respect to claim 9, Robert discloses the ultrasonic transducer according to claim 6, wherein the electrostatic device is configured to include a continuous signal, or offset in an alternating signal, for applying the electrostatic charges, wherein the electrostatic charges are configured to change an equilibrium position of at least the first membrane (Fig 1, paragraphs 42-43; also, this is merely functional language stating an intended operational mode of the device caused by the applied signals, and wherein the device of Robert is “configured to” perform the stated functions). With respect to claim 11, Robert discloses the ultrasonic transducer according to claim 6, wherein the electrostatic charge affects a stiffness of the first membrane (Figs1-2, paragraphs 42-43). With respect to claim 12, Robert discloses the ultrasonic transducer according to claim 1, wherein the control element is configured to reduce an amplitude of the first membrane in one of the directions, towards the first side or the second side, compared to the opposite direction (Figs 1-2, paragraphs 42-43). With respect to claim 13, Robert discloses the ultrasonic transducer according to claim 1, wherein the control element comprises a connection structure that is connected exclusively to a center of the first membrane on the first side (Fig 1, wherein the size of the “center” is undefined by the claim and therefore may be broadly defined to be anything other the outer edges where the membrane is supported), wherein the connection structure allows the displacement of the first membrane towards the first side but constrains the displacement to the second side (Figs 1-2, paragraphs 42-43). With respect to claim 14, Robert discloses the ultrasonic transducer according to claim 10, wherein the first vibration has: a first amplitude between an equilibrium position of the first membrane and a maximum extended position of the first membrane to the first side, and a second amplitude between the equilibrium position and a maximum extended position of the first membrane to the second side, wherein the control element is configured to affect the motion of the first membrane for inducing a difference between the first and second amplitudes of at least five percent (Figs 1-2, paragraphs 42-43, wherein the device of Robert is “configured to” affect a difference in amplitude of greater than five percent based on the amplitude of the voltages applied between electrodes 5 ad 7 of the electrostatic element). Claims 1 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Uchikawa (US 3947644). With respect to claim 1, Uchikawa discloses an ultrasonic transducer (Fig 4) comprising: at least a first membrane (item 1) configured to exhibit a first vibration to transceive ultrasonic waves (column 3, lines 7-16); an electronic circuit coupled to the first membrane and configured to transceive electrical signals causing, or caused by, the first vibration (column 3, lines 7-16); and a control element (item 9) disposed on a first side of the first membrane and configured to induce a displacement asymmetry, in a motion of the first membrane during the first vibration, to the first side compared to a second side the opposite the first side (Fig 4, wherein the displacement asymmetry inherently results from the elastic pressure provided by the material between the two membranes of Uchikawa). With respect to claim 20, Uchikawa discloses the ultrasonic transducer according to claim 10, wherein the control element comprises a second piezoelectric layer (item 1’), wherein the electronic circuit is configured to actuate the second piezoelectric layer to dynamically change a characteristic of the first membrane during a part of a vibration cycle of the first membrane, wherein a first electric signal is sent to the first piezoelectric layer and a different, second electric signal is sent to the second piezoelectric layer (Fig 4, column 3, lines 7-16). Allowable Subject Matter Claims 2-4 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art does not want to disclose or suggest “wherein the control element comprises a second membrane disposed parallel to the first membrane with a closed pocket there between, wherein the closed pocket contains a fluid, resisting compression when the closed pocket contracts, causing a non-linear force on the first membrane as a function of its displacement towards the second membrane for inducing the displacement asymmetry” in combination with the remaining elements of claim 2 Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Derek John Rosenau whose telephone number is (571)272-8932. The examiner can normally be reached Monday-Thursday 7 am to 5:30 pm Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached at (571) 270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEREK J ROSENAU/Primary Examiner, Art Unit 2837
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Prosecution Timeline

Apr 14, 2022
Application Filed
Jan 07, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
86%
With Interview (+8.2%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 1229 resolved cases by this examiner. Grant probability derived from career allow rate.

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