Prosecution Insights
Last updated: April 19, 2026
Application No. 17/770,273

BATTERY MODULE, BATTERY MODULE SYSTEM, AND BATTERY PACK COMPRISING BATTERY MODULE

Non-Final OA §103
Filed
Apr 19, 2022
Examiner
DISNEY, CHRISTINE CONLON
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
3 (Non-Final)
24%
Grant Probability
At Risk
3-4
OA Rounds
4y 1m
To Grant
52%
With Interview

Examiner Intelligence

Grants only 24% of cases
24%
Career Allow Rate
5 granted / 21 resolved
-41.2% vs TC avg
Strong +29% interview lift
Without
With
+28.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
56 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§103
63.6%
+23.6% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
10.0%
-30.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 21 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/28/2025 has been entered. Response to Arguments Applicant’s arguments with respect to claim 1 have been considered but are moot because the new ground of rejection does not rely on the combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The new ground of rejection does not rely on Kaiser or Han to teach compression pads. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Hettrich (WO 2019/017994 A1, cited in the IDS filed 12/19/2022) in view of Reinshagen (US 2017/0279088 A1, previously cited) and Lee (US 2021/0184303 A1). Regarding claim 1, Hettrich discloses a battery module (200, FIG. 2, [66]) comprising: a module case (214, FIG. 2, [66]); a battery cell stack comprising n battery cells (212, FIG. 2, [66]), the battery cell stack (formed by cells 212) being accommodated in the module case (214); a tube (210, FIG. 2, [66]) configured to flow a fluid ([34]), the tube (210) stacked on one surface of the battery cell stack (formed by cells 212) and positioned between the battery cell stack (formed by cells 212) and the module case (212); a fluid supply device (206, FIG. 1, [66]) connected to the tube (210) and configured to supply the fluid to the tube (210); and a fluid control device (202, FIG. 2, [66]) connected to the tube (210) and to the fluid supply device (206), and configured to control inflow of the fluid into the tube (210) ([70] on p. 20), and configured to maintain a constant surface pressure of the n battery cells (212) accommodated in the module case (214) ([8]), wherein the n is an integer equal to or greater than 2 (one or more cells, [66]; n = 12 in FIG. 2). Hettrich does not disclose the fluid being in a gel state, wherein the fluid control device includes a valve, wherein compression pads are between battery cells in the battery cell stack such that 3 to 10 battery cells are between each of the compression pads, and wherein the compression pads are made of a polyurethane material. Reinshagen teaches a battery module (20, Fig. 2, [0043]) comprising a battery cell stack comprising battery cells (100, Fig. 2, [0044]), a tube (300, Figs. 2 and 7, [0058]) configured to flow a fluid, the tube (300) stacked on one surface of the battery cell stack (formed by cells 100), the fluid being in a gel state ([0022]), and a fluid control valve (395, Fig. 7, [0058]) connected to the tube (300) and configured to control inflow of the fluid into the tube (300). A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to have modified the battery module of Hettrich by using gel as the fluid and a fluid control valve as part of the fluid control device with a reasonable expectation of successfully applying constant pressure to the cells as taught by Reinshagen ([0008]). Hettrich in view of Reinshagen does not teach wherein compression pads are between battery cells in the battery cell stack such that 3 to 10 battery cells are between each of the compression pads, and wherein the compression pads are made of a polyurethane material. Lee teaches a battery module (100, FIG. 2, [0039]) comprising a battery cell stack (110, FIG. 2, [0039]) comprising battery cells (120, FIG. 2, [0057]), wherein compression pads (127, FIG. 4, [0057]) are between battery cells (120) in the battery cell stack (110) such that 3 to 10 battery cells (120) are between each of the compression pads (127) (6 cells 120 in FIG. 4), and wherein the compression pads (127) are made of a polyurethane material ([0057]). A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to modify the battery module of Hettrich in view of Reinshagen by adding polyurethane compression pads between cells in the battery cell stack such that 3 to 10 battery cells in the are between each of the compression pads because Lee teaches that the compression pads may elastically deform when a specific battery cell swells, thereby preventing an overall volume increase of the battery cell stack ([0057]). Regarding claim 2, Hettrich in view of Reinshagen and Lee teaches (see Hettrich) a pressure sensor (208, Fig. 2, [66]) connected to the tube (210) and the fluid control valve (202, modified in the rejection of claim 1 to include a valve), and configured to measure a pressure of the tube (210). Regarding claim 3, Hettrich in view of Reinshagen and Lee teaches wherein the tube is made of a soft or elastic material (Hettrich: rubber, [34]). Regarding claim 4, Hettrich in view of Reinshagen and Lee teaches wherein the fluid supply device (208) comprises a fluid pump (Hettrich: [66]). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Hettrich (WO 2019/017994 A1) in view of Reinshagen (US 2017/0279088 A1) and Lee (US 2021/0184303 A1), as applied to claim 1 above, and further in view of Hermann (US 2014/0093760 A1; previously cited) and Kogami (US 2022/0255182 A1; previously cited). Regarding claim 6, Hettrich in view of Reinshagen and Lee teaches an elastic tube (Hettrich: rubber [34]; Reinshagen: elastic [0045]), but does not disclose a pressing plate stacked on one surface of the battery cell stack and wherein one or more stopper blocks are between the pressing plate and one surface of the module case so as to limit movement of the pressing plate in a stacking direction of the battery cell stack. Hermann discloses a pressing plate (1204/1206, FIG. 12, [0167]). A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to have modified the battery module of Hettrich in view of Reinshagen and Lee by adding a pressing plate stacked on one surface of the battery cell stack because Hettrich teaches that doing so promotes uniform application of pressure to a battery cell ([0159]). Hettrich in view of Reinshagen, Lee, and Hermann does not teach wherein one or more stopper blocks are between the pressing plate and one surface of the module case so as to limit movement of the pressing plate in a stacking direction of the battery cell stack. Kogami teaches a battery module (10, FIG. 2, [0050]) comprising a stopper block (7, FIG. 17, [0065]) to limit movement of an elastic layer (6, FIG. 17, [0065]) that presses on a battery cell (1, Fig. 2, [0050]). A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to have modified the battery module of Hettrich in view of Reinshagen and Lee by adding one or more stopper blocks are between the pressing plate and one surface of the module case so as to limit movement of the pressing plate in a stacking direction of the battery cell stack because Kogami teaches that doing so would extend the lifetime of the battery module by preventing deterioration of the elastic tube ([0033]-[0034]). Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Hettrich (WO 2019/017994 A1) in view of Reinshagen (US 2017/0279088 A1) and Lee (US 2021/0184303 A1), as applied to claim 1 above, and further in view of Han (US 2016/0164061 A1, previously cited). Regarding claim 8, Hettrich in view of Reinshagen and Lee does not disclose wherein the battery cell stack further includes a bus bar assembly that electrically connects m battery cells, and wherein the m is an integer equal to or greater than 2. Han teaches a battery module (100, FIG. 2, [0031]) comprising a battery cell stack (formed by cells 10, FIG. 2, [0031]), wherein the battery cell stack (formed by cells 10) further includes a bus bar assembly (18, FIG. 2, [0034]) that electrically connects m battery cells (10), and wherein the m is an integer equal to 2. A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to have added a bus bar assembly that electrically connects m battery cells to the battery module of Hettrich in view of Reinshagen and Lee, and wherein the m is an integer equal to 2, because Han teaches that battery cells can be electrically connected to one another through a bus bar because Han teaches that a bus bar may be used to electrically connected neighboring battery cells in series or parallel to each other ([0034]). Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Hettrich (WO 2019/017994 A1) in view of Reinshagen (US 2017/0279088 A1) and Lee (US 2021/0184303 A1), as applied to claim 1 above, and further in view of Gehlhausen (US 2019/0137037 A1, previously cited). Regarding claim 15, Hettrich in view of Reinshagen and Lee teaches wherein the fluid being in the gel state is a compressible gel (Reinshagen: [0022]), but does not disclose wherein the fluid being in the gel state is a hydrogel. Gehlhausen teaches a battery housing ([0093]) comprising a hydrogel ([0024]). A person having ordinary skill in the art before the effective filing date of the invention would have found it obvious to have tried using a hydrogel as the fluid in the battery module of Hettrich in view of Reinshagen and Lee because Gehlhausen teaches that the hydrogel is compressible ([0024]) and can remove heat from the battery ([0146]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTINE C. DISNEY whose telephone number is (703)756-1076. The examiner can normally be reached M-F 8:30-5:30 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tiffany Legette-Thompson can be reached at (571) 270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.C.D./Examiner, Art Unit 1723 /TIFFANY LEGETTE/Supervisory Patent Examiner, Art Unit 1723
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Prosecution Timeline

Apr 19, 2022
Application Filed
Mar 06, 2025
Non-Final Rejection — §103
May 22, 2025
Response Filed
May 29, 2025
Final Rejection — §103
Aug 20, 2025
Interview Requested
Aug 27, 2025
Applicant Interview (Telephonic)
Aug 27, 2025
Examiner Interview Summary
Aug 28, 2025
Request for Continued Examination
Sep 03, 2025
Response after Non-Final Action
Mar 16, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12592443
PLATE FOR BATTERY STACK AND BATTERY STACK
2y 5m to grant Granted Mar 31, 2026
Patent 12573722
EQUIPOTENTIAL APPARATUS, EQUIPOTENTIAL STRUCTURE, BATTERY AND ELECTRIC DEVICE
2y 5m to grant Granted Mar 10, 2026
Patent 12456738
CATALYST FOR A FUEL CELL
2y 5m to grant Granted Oct 28, 2025
Study what changed to get past this examiner. Based on 3 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
24%
Grant Probability
52%
With Interview (+28.6%)
4y 1m
Median Time to Grant
High
PTA Risk
Based on 21 resolved cases by this examiner. Grant probability derived from career allow rate.

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