Prosecution Insights
Last updated: April 19, 2026
Application No. 17/770,511

COMPOUNDS AND IMPLANTS FOR TREATING OCULAR DISORDERS

Non-Final OA §103§112
Filed
Apr 20, 2022
Examiner
FAY, ZOHREH ALEMZADEH
Art Unit
1617
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Retina Foundation Of The Southwest
OA Round
2 (Non-Final)
52%
Grant Probability
Moderate
2-3
OA Rounds
3y 2m
To Grant
45%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allow Rate
563 granted / 1094 resolved
-8.5% vs TC avg
Minimal -7% lift
Without
With
+-6.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
67 currently pending
Career history
1161
Total Applications
across all art units

Statute-Specific Performance

§101
2.2%
-37.8% vs TC avg
§103
50.7%
+10.7% vs TC avg
§102
12.0%
-28.0% vs TC avg
§112
20.2%
-19.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1094 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1, 11-13, 15, 23-38 are presented for examination. The amendments and remarks filed on 10/06/2025 have been received and entered. Claims 32 and 35 are objected as being dependent on a rejected claim. There has been an inadvertent mistake in citing the rejected claims as 1-3, 15 and 23-28. The correct numbering of the rejected claims as indicated on the coversheet and at the end of obviousness rejection in the rejection of 09/26/2024 is 1-13, 15 and 23-28. Claims 32 and 35 are objected as being dependent on a cancelled claim. Claim Rejections - 35 USC § 112 Claims 31 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 31 is indefinite as to the phrase “therapeutic”, such phrase fails to set forth either a composition or a compound intended. Claims dependent of claim 31 are also rejected as they have all the limitations of the rejected claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 11-13, 15, 29, 30-34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Santangelo al. (EP 0499882) in view of Catron al. (US 20100278905) and further in view of Clemons (US 9,541,558) and Yaccobi (US Patent 6,416,777). Santangelo et al. teach the use of N-acetyl ethyl, propyl and isopropyl ester in an ophthalmic formulation for the treatment of cataract. See the abstract, page 2, page 6 and claims. Santangelo makes clear that some of the claimed compounds have been previously used in an ophthalmic formulation. Catron teaches an orally deliverable pharmaceutical composition comprises a Bcl-2 family protein inhibitory compound, e.g., ABT-263, a heavier-chalcogen antioxidant and a substantially non-aqueous lipid carrier, wherein said compound and said antioxidant are in solution in the carrier. The composition is suitable for oral administration to a subject in need thereof for treatment of a disease characterized by overexpression of one or more anti-apoptotic Bcl-2 family proteins, for example cancer. See The abstract. Catron in para [0079] teaches that the composition is "orally deliverable", i.e., adapted for oral administration; however, such a composition can be useful for delivery of the drug to a subject in need thereof by other routes of administration, including without limitation parenteral, sublingual, buccal, intranasal, pulmonary, topical, transdermal, intradermal, ocular, otic, rectal, vaginal, intragastric, intracranial, intrasynovial and intra-articular routes. Catron teaches the use of N-acetylcysteine derivatives, such as, N-acetylcysteine, N-acetylcysteine butyl ester, N-acetylcysteine dodecyl ester, N-acetyl-cysteine ethyl ester, N-acetylcysteine methyl ester, N- acetylcysteine octyl ester, N-acetyl-cysteine propylester. See Para [0150] and claim 11. Santangelo and Catron differ from the claimed invention in acetylcysteine derivatives of claims 1, 11, 29, 30, 31 and the implant of claims 12, 13, 15, and 32-34. Clemons teaches a cysteine hydrazine nicotinamide derivative having pyridine at the R2 position as it is in the claimed invention. See claims. Yaacobi teaches a drug delivery device for a human eye, and methods of delivery of a pharmaceutically active agent (i.e., therapeutic agent) to the posterior segment of the human eye (e.g., abstract). The device includes a pharmaceutically active agent, and a geometry that facilitates the implantation of the device on an outer surface of the sclera (and thus is in contact with the sclera of the eye), with the pharmaceutically active agent disposed above the macula. See column 2, lines 60-67 The device comprises an outer layer Surrounding an inner layer (e.g., see Fig. 9 and 10), with each layer comprising curvature at both surfaces (e.g., col. 5, lines 22-24 and 52- 57). Yaacobi further teaches the device is preferably disposed directly on the outer surface of the sclera, below Tenon's capsule for treatment of most posterior segment diseases or conditions (e.g., col. 4, lines 34-38). Regarding claim 13, Yaacobi teaches the outer layer preferably comprises a biocompatible, non- bioerodable polymeric composition; examples of suitable polymers comprises silicone, polyvinyl alcohol, ethylene vinyl acetate, polylactic acid, nylon, polypropylene, polycarbonate, cellulose, cellulose acetate, polyglycolic acid, polylactic-glycolic acid, cellulose esters, polyether sulfone, acrylics, their derivatives. See claim 7. Yaacobi teaches that Inner core may comprise any ophthalmic acceptable pharmaceutically active agents suitable for localized delivery. See column 6 and claim 11. Yaacobi teaches the disposing the device on outer surface of said sclera, beneath said inferior oblique muscle, and with said pharmaceutically active agent disposed above said macula. See claims. Regarding claim 24 and 25, Yaacobi discloses specific diseases of the eye which may be treated include ARMD and diabetic retinopathy. See column 3, lines 1-5 and column 5, lines 15-21. It would have been obvious to a person skilled in the art to use a nicotine or pyridine in a cysteine composition and to use an implant for delivering the ophthalmic formulation motivated by the teachings of Clemons, which teaches the substituents of nicotine and pyridine on cysteine as old and well known. Yaccobi teaches the use of an implant for delivering ophthalmic formulations using any suitable drug. It would have been obvious to use the claimed N-acetylcysteine alkyl esters, which are used in ophthalmic formulations in the implant of the claimed composition, considering that Yaacobi teaches the use of such implants for delivering ophthalmic pharmaceutical active ingredients to the eye as old and well known. The combination of relied upon references, make clear that the claimed N-acetyl alkyl ester having pyridine and a nicotine have been previously used in an pharmaceutical/ophthalmic formulations. Yaacobi et al. teach the use of the claimed implant for delivering ophthalmic formulations to the eye and treat conditions, such as macular degeneration and diabetic retinopathy. Claims 23-28, 35, 36 and 37 are considered to be allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZOHREH A FAY whose telephone number is (703)756-1800. The examiner can normally be reached Monday-Friday 9:30AM-6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue Liu can be reached at 571-272-5539. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZOHREH A FAY/Primary Examiner, Art Unit 1617
Read full office action

Prosecution Timeline

Apr 20, 2022
Application Filed
Sep 25, 2024
Non-Final Rejection — §103, §112
Mar 26, 2025
Response Filed
Mar 26, 2025
Response after Non-Final Action
Oct 06, 2025
Response Filed
Oct 06, 2025
Response after Non-Final Action
Mar 10, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
52%
Grant Probability
45%
With Interview (-6.7%)
3y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 1094 resolved cases by this examiner. Grant probability derived from career allow rate.

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