Prosecution Insights
Last updated: October 02, 2026
Application No. 17/773,209

System for Use in Sealing a Portion of Pleural Layers Together

Non-Final OA §103
Filed
Apr 29, 2022
Priority
Nov 01, 2019 — nonprovisional of PCTUS2019059308
Examiner
CLARK, RYAN T
Art Unit
3794
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Bard Peripheral Vascular Inc.
OA Round
3 (Non-Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
138 granted / 274 resolved
-19.6% vs TC avg
Strong +18% interview lift
Without
With
+18.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
25 currently pending
Career history
305
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
54.1%
+14.1% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
15.3%
-24.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 274 resolved cases

Office Action

§103
DETAILED ACTION Claim 14 is canceled. Claims 1-4 and 11-13 are amended. A complete action on the merits of pending claims 1-13 and 15-21 appears below. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/20/26 has been entered. Claim Rejections - 35 USC § 103 Claims 1-6, 11-13, 15-17 and 20 rejected under 35 U.S.C. 103 as being unpatentable over Tegg US 20100168647 in view of Malecki US 20060241583 LePivert US 20080300571, and Yoon US 5882340. Regarding claims 1, 2, 11, and 20, Tegg teaches an electrical energy source; an electrocautery probe electrically coupled to the electrical energy source (par. [0028] where the ablation energy comes from), the electrocautery probe having a cannula shaft portion (Fig. 2b 30), a distal penetrating tip (Fig. 2b 42), and an intermediate portion interposed between the cannula shaft portion and distal penetrating tip (Fig. 2b where the splines 36 are at), wherein the electrocautery probe is configured to generate heat (par. [0048] ablation through electrodes on basket); a fluid source (Fig. 1 and par. [0027] fluid delivery valves); wherein the intermediate portion is an expandable portion including a plurality of expansion members (Fig. 2b splines 36); and wherein each expansion member of the plurality of expansion members includes a proximal end, distal end and an articulation joint (Annotated Fig. 2b); wherein: the cannula shaft portion has a cannula lumen coupled in fluid communication with the fluid source (Fig. 2b where ports 34 are coming out of); and the intermediate portion is an expandable portion that is coupled in fluid communication with the fluid source via the cannula lumen (Fig. 3a), wherein the expandable portion is configured to define a plurality of openings, and the sealing fluid that is supplied by the fluid source exits the expandable portion through the plurality of openings to a location external to the electrocautery probe (Fig. 3a ports 34 of the area between the splines). Tegg does not explicitly teach the tip having a pointed end and a monopolar electrocautery probe and grounding pad cooperate to generate heat and a protein source being a fluid source coupled to the intermediate portion of the electrocautery probe, the protein source having a protein that is denatured by heat and the joint is formed as a fold line. Malecki, in an analogous device, teaches that the basket catheter can be operated in a bipolar or monopolar mode using a ground pad attached to the patient (par. [0061]). The device can incorporate liquid albumin (par. [0077]). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify the device of Tegg to have the fluid contain albumin, as in Malecki. The albumin acts as a tissue soldering agent (pars. [0016] and [0016]). Maleck does not explicitly teach the tip having a pointed end and the joint is formed as a fold line. LePivert, in an analogous device, teaches the tip of the expandable device can have a blunted or pointed tip (par. [0075]). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify the device of Tegg and Malecki to have a pointed tip. The pointed tip can be used instead of the blunt tip to create different characteristics for the device favorable for different procedures (LePivert par. [0075]). LePivert does not explicitly teach an articulation joint formed as a fold line. Yoon, in an analogous device, teaches the strips of expandable portion can curved (Fig. 1) or straight portions with an angular joint (Fig. 5). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to substitute the bent splines in the device of Tegg, Malecki, and LePivert with the pivoting joints of Yoon. It is seen to preform equally as well and would yield the predictable result of treating tissue and aligning parallel in the contracted position (Yoon col 9 lines 17-34) Regarding claims 3 and 12, Tegg teaches wherein the expandable portion has an extended position that defines a collapsed state (Fig. 2a) and a retracted position that defines an expanded state (Fig. 2b and par. [0033]), wherein a respective opening of the plurality of openings is located between each pair of adjacent expansion members of the plurality of expansion members (Fig. 3a). Regarding claims 4 and 13, Tegg teaches wherein: each expansion member of the plurality of expansion members has a proximal end connected to the cannula shaft portion and a distal end connected to the distal penetrating tip; and the articulation joint is located between the proximal end and the distal end (Annotated Fig. 2b), wherein the expanded state facilitates a flow of the sealing fluid between the plurality of fluid expansion members to a location external to the expandable portion (Fig. 3a). Regarding claims 5 and 15, Tegg teaches wherein the cannula shaft portion has a first diameter and the expandable portion has a second diameter, wherein in the collapsed state the first diameter and the second diameter are substantially equal (Fig. 2a). Regarding claims 6 and 16, Tegg teaches wherein in the expanded state, the cannula shaft portion has a first diameter and the expandable portion has a largest circumference having a second diameter, wherein the second diameter is greater than the first diameter (Fig. 2b). Regarding claim 17, Tegg teaches wherein the expandable portion is made from a biocompatible metal (par. [0044] nitinol deployment member par. [0046] stainless steel splines). Claims 8-10 and 21 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Tegg, Malecki, LePivert, and Yoon as applied to claims 1 and 11 above, and further in view of Anderson US 20090093809. Regarding claims 8-10 and 21, Tegg, Malecki, LePivert, and Yoon do not explicitly teach wherein the intermediate portion is an expandable portion that includes a plurality of expansion members, the plurality of expansion members having a coating as the protein source, the coating being a heat-activated material that includes the protein, the plurality of expansion members having a collapsed state and an expanded state and wherein the coating includes a collagen. It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify the device of Tegg, Malecki, LePivert, and Yoon to have a collagen coated ablation area, as in Anderson. The collagen allows for fusion (par. [0124] and absorbing over time par. [0149]). Claims 7, 18, and 19 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Tegg, Malecki, LePivert, and Yoon as applied to claims 1 and 11 above, and further in view of Edwards US 62545598. Regarding claims 7, 18, and 19, Malecki teaches wherein the sealing fluid includes albumin (par. [0077]). Tegg, Malecki, LePivert, and Yoon do not explicitly teach wherein the fluid source is a syringe and further comprising a Luer fitting connected to a proximal end of the cannula shaft portion, the Luer fitting being in fluid communication with the cannula lumen, and wherein the syringe is connected to the Luer fitting. Edwards, in an analogous device, teaches the fluid ports can be a Luer fitting (col 5 lines 42-44) and the fluid delivery source can be a syringe (col 8 lines 29-34). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify the device of Tegg, Malecki, and LePivert to us a syringe and Luer fitting, as in Edwards. These are known elements in the art that are used for fluid delivery (col 5 lines 42-44 and col 8 lines 29-34). Response to Arguments Applicant’s arguments with respect to the independent claims have been considered but are moot because the new ground of rejection does not rely on the same combination of references applied in the prior rejection. Annotated Figures PNG media_image1.png 585 576 media_image1.png Greyscale Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN T. CLARK whose telephone number is (408)918-7606. The examiner can normally be reached Monday-Friday 7AM-3PM MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Stoklosa can be reached at (571)272-1213. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.T.C./Examiner, Art Unit 3794 /JOSEPH A STOKLOSA/Supervisory Patent Examiner, Art Unit 3794
Read full office action

Prosecution Timeline

Show 1 earlier event
May 27, 2025
Non-Final Rejection mailed — §103
Jul 30, 2025
Applicant Interview (Telephonic)
Jul 30, 2025
Examiner Interview Summary
Aug 04, 2025
Response Filed
Oct 02, 2025
Final Rejection mailed — §103
Jan 20, 2026
Request for Continued Examination
Feb 18, 2026
Response after Non-Final Action
Jul 16, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
69%
With Interview (+18.2%)
3y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 274 resolved cases by this examiner. Grant probability derived from career allowance rate.

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