Prosecution Insights
Last updated: April 19, 2026
Application No. 17/774,881

EMULSIONS

Final Rejection §103§112
Filed
May 06, 2022
Examiner
LACHICA, ERICSON M
Art Unit
1792
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Givaudan SA
OA Round
4 (Final)
31%
Grant Probability
At Risk
5-6
OA Rounds
3y 6m
To Grant
66%
With Interview

Examiner Intelligence

Grants only 31% of cases
31%
Career Allow Rate
155 granted / 506 resolved
-34.4% vs TC avg
Strong +36% interview lift
Without
With
+35.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
76 currently pending
Career history
582
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
50.1%
+10.1% vs TC avg
§102
5.3%
-34.7% vs TC avg
§112
37.4%
-2.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 506 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3-6, and 10-12 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 1 recites the limitation “An emulsion comprising oat oil comprising 8 wt% or more of ceramides and glycolipids wherein the oat oil comprises at least 3 wt% ceramides” in liens 1-3. It is unclear if the concentration of “at least 3 wt% ceramides” is based on the total weight of the emulsion or if the concentration of “at least 3 wt% ceramides” is based on the total weight of the oat oil fraction. Clarification is required. Claims 3-6, 10-12 are rejected as being dependent on a rejected base claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 3-6, and 10-12 are rejected under 35 U.S.C. 103 as being unpatentable over Larsson et al. US 2013/0129801 as further evidenced by Sein et al. US 2012/0088830 and Maunsell et al. US 2020/0069569 in view of Maunsell et al. US 2020/0069569 and Tan US 2016/0089320. Regarding Claim 1, Larsson et al. discloses an emulsion comprising oat oil (‘801, Paragraph [0189]) comprising about 15 wt% polar lipids rich in galactolipids (‘801, Paragraphs [0154]). Sein et al. provides evidence that galactolipids are a type of glycolipid and that galactolipid emulsifiers are known to be derived from an oat oil source (‘830, Paragraph [0061]) for preparing an emulsion (‘830, Paragraph [0067]). Therefore, the disclosure of Larsson et al. of an emulsion comprising oat oil rich in galactolipids reads on the claimed glycolipids as evidenced by Sein et al. that galactolipids are a type of glycolipid (‘830, Paragraph [0061]). The oat oil comprising about 15 wt% polar lipids rich in glycolipids (galactolipids) (’801, Paragraph [0154]) necessarily teaches the combination of ceramides and glycolipids within the oat oil being more than 8 wt%, i.e. more than about 15 wt% polar lipids of galactolipids since there cannot be a negative concentration of ceramides present in the oat oil. Where the claimed concentration of the combination of ceramides and glycolipids in the oat oil of an emulsion encompasses concentrations of the combination of ceramides and glycolipids in the oat oil of an emulsion disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Further regarding Claim 1, Larsson et al. discloses the oil being oat or other cereal lipids (‘801, Paragraph [0025]) wherein the dispersion and/or oil is useful as an ingredient for a pharmaceutical formulation or a cosmetic composition or a food composition (‘801, Paragraphs [0093]-[0097]). Maunsell et al. provides evidence that it was known in the art that oat oil contains at least a small proportion of ceramides (‘569, Paragraphs [0007]-[0008]). Therefore, the oat oil disclosed by Larsson et al. necessarily contains ceramides as evidenced by Maunsell et al. However, Larsson et al. is silent regarding the oat oil comprising at least 3 wt% ceramides. Maunsell et al. discloses an emulsion comprising an oat lipid extract (‘569, Paragraph [0116]) wherein the oat lipid extract comprises at least 20% w/w polar lipids, i.e. at least 20% of the extract is in the form of polar lipids wherein many of the polar lipids known to be present in oats are ceramides and phospholipids (‘569, Paragraph [0015]) wherein the oat lipid extract comprises at least 3% w/w one or more long chain base compounds of ceramides (‘569, Paragraphs [0055]-[0056]), which encompasses the claimed oat oil concentration range comprising at least 3 wt% ceramides. Maunsell et al. further discloses the proportion of ceramides and phospholipids can be adjusted by the removal of additional, undesirable components such as sugars and starches and further concentrates the desirable compounds of ceramides and phospholipids (‘569, Paragraph [0104]) wherein the high proportion of polar lipids such as ceramides and phospholipids in the oat lipid extract make it particularly suitable for use in pharmaceutical applications (‘569, Paragraph [0106]). Both Larsson et al. and Maunsell et al. are directed towards the same field of endeavor of emulsions comprising oat oil. Both emulsions containing oat oil of Larsson et al. and Maunsell et al. explicitly teaches the emulsion being used is cosmetic/skin care applications. It is noted that the claims do not specify the particular use of the emulsion, i.e. the claims do not specify the emulsion to be an edible food emulsion and also does not specify the emulsion to be a cosmetic emulsion. Larsson et al. teaches the dispersion being used for foods, drugs, or cosmetics applications (‘801, Paragraphs [0001] and [0192]) wherein the dispersion is in the form of an oil in water emulsion of polar lipids (‘801, Paragraph [0086]). It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsion of Larsson et al. and incorporate ceramides in the claimed concentration of the oat oil as taught by Maunsell et al. since where the claimed ceramide concentration within the oat oil ranges overlaps ceramide concentration within the oat oil ranges disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Furthermore, differences in the concentration of the ceramides within the oat oil will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration of the ceramides within the oat oil is critical. Where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation in view of In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) (MPEP § 2144.05.II.A.). One of ordinary skill in the art would adjust the concentration of ceramides within the oat oil of Larsson et al. from oat oils known to contain just 1-2% ceramides as disclosed by Maunsell et al. (‘569, Paragraph [0008]) and adjust the ceramide concentration within the oat oil to a higher concentration of ceramides within the oat oil such as the claimed at least 3 wt% of ceramides since a high proportion of polar lipids such as ceramides known to be present in oats have soothing and barrier enhancing properties (‘569, Paragraphs [0104]-[0106]) as disclosed by Maunsell et al. One of ordinary skill in the art would further concentrate the composition with higher levels of ceramides of the oats based upon the desired degree of soothing and barrier properties as suggested by Maunsell et al. Further regarding Claim 1, Larsson et al. discloses the emulsion comprising emulsifiers (‘801, Paragraphs [0154] and [0189]). Maunsell et al. discloses saponins are type of compounds that can be found within oats (‘569, Paragraph [0005]). However, Larsson et al. as further evidenced by Sein et al. and Maunsell et al. in view of Maunsell et al. is silent regarding the emulsion comprising at least one saponin that is additional to the oat oil. Tan discloses a composition used in foods (‘320, Paragraphs [0019] and [0042]) wherein the composition comprises botanically derived natural surfactants and surfactant aids such as saponins to effect emulsification of nutrients and drugs (‘320, Paragraph [0021]) wherein the botanical emulsifiers/surfactants are saponins from quillaja and yucca (‘320, Paragraph [0036]) wherein the saponin is quillaja (‘320, Paragraph [0057]). Both modified Larsson et al. and Tan are directed towards the same field of endeavor of emulsions comprising an emulsifier. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsion that uses an emulsifier that is in addition to the saponins naturally found in modified Larsson et al. and use an emulsifier of saponins of quilaja as taught by Tan et al. since the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination in view of Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945) (MPEP § 2144.07). Tan teaches that there was known utility in the emulsion art to utilize a saponin emulsifier in an emulsion. Further regarding Claim 1, the limitations “optionally at least one polyol and/or a native or modified carbohydrate” and “optionally at least one benefit agent” are optional limitations that are not required to be taught by the prior art. Nevertheless, Maunsell et al. discloses it was known in the emulsion art to make an emulsion comprising a benefit agent (vitamins) (‘569, Paragraphs [0117] and [0138]). Tan also discloses it was known and conventional in the food and beverage art to make an emulsion comprising a benefit agent (oil soluble nutraceuticals of vitamins) (‘320, Paragraph [0002]). Applicant discloses nutraceuticals are types of benefit agents (Specification, Page 19, lines 20-23). Therefore, the nutraceuticals that are conventionally incorporated into emulsions as disclosed by Maunsell et al. and Tan reads on the claimed benefit agent in view of applicant’s disclosure that nutraceuticals are types of benefit agents. Tan also discloses an emulsion suitable for macronutrient delivery applications involving carbohydrate (‘320, Paragraph [0042]). It is noted that the limitation “a native or modified carbohydrate” encompasses any carbohydrate. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsion of Larsson et al. and incorporate at least one benefit agent of nutraceuticals as well as a carbohydrate macronutrient since Tan teaches that it was known in the food and beverage art to mix an emulsion with a benefit agent of a nutraceutical to incorporate vitamins and other bioactives into the emulsion (‘320, Paragraph [0002]) as well as deliver macronutrients of carbohydrates (‘320, Paragraph [0042]). Regarding Claim 3, Larsson et al. discloses the emulsion being an oil in water emulsion (‘801, Paragraph [0069]). Tan also discloses the emulsion being an oil in water emulsion (‘320, Paragraph [0069]). Regarding Claim 4, Larsson et al. discloses the emulsion comprising water wherein a water concentration in the added solvent medium slightly above the critical polarity has been observed to give ideal conditions for initiating the precipitation of cubic particles (‘801, Paragraph [0185]) wherein diluting an oil containing polar lipids using an ethanol water solution with a polarity close to the critical polarity dispersions produces dispersions with very small particles (‘801, Paragraph [0246]). Although Larsson et al. does not explicitly teach the emulsion containing water in an amount of 80 wt% or less, differences in the water concentration of the emulsion will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such water concentration of the emulsion is critical. Where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation in view of In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) (MPEP § 2144.05.II.A.). One of ordinary skill in the art at the time of the invention would adjust the water concentration of the emulsion of Larsson et al. based upon the desired aqueous dispersions with the desired particle sizes. Regarding Claim 5, Larsson et al. discloses the emulsion comprising very small uniform particles of unilamellar vesicle type of smaller than 100 nm (‘801, Paragraph [0040]), which overlaps the claimed mean droplet diameter of dispersed droplets in the emulsion of from 50 nm to about 20 micrometer. Larsson et al. also discloses broadly colloidal dispersions that are homogeneous aqueous phases containing particles in the size range of 1-1000 nm (‘801, Paragraph [0107]), which also overlaps the claimed mean droplet diameter of dispersed droplets in the emulsion of from 50 nm to about 20 micrometers. Tan also discloses the oil in water emulsion resulting in particle sizes of 100 nm to 300 nm (‘320, Paragraph [0019]), which also overlaps the claimed mean droplet diameter of dispersed droplets in the emulsion of from 50 nm to about 20 micrometers. Tan discloses the particle sizes being less than 600 nm allows small amounts of nutrients in the form of micronutrients to be delivered using oil/fat as a carrier prior to blending with water (‘320, Paragraph [0044]) wherein smaller nanoparticle sizes make more stable emulsions since bigger microparticle sizes tend to clump and causes the particles to break up and return to the two immiscible oil/fat and water layers and using small amounts of nutrients minimizes flavor/taste alteration (‘320, Paragraph [0045]). It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the mean droplet diameter of dispersed droplets in the emulsion of Larsson et al. to fall within the claimed sizes of from 50 nm to about 20 micrometers since both Larsson et al. and Tan teaches that the claimed dispersed droplet particle sizes are known sizes in the food emulsion art. Where the claimed mean droplet diameter of dispersed droplets in the emulsion overlaps mean droplet diameter of dispersed droplets in the emulsion ranges disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Furthermore, differences in the mean droplet diameter of dispersed droplets of the emulsion of Larsson et al. will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such mean droplet diameter of dispersed droplets of the emulsion is critical. Where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation in view of In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) (MPEP § 2144.05.II.A.). One of ordinary skill in the art at the time of the invention would adjust the mean droplet diameter of dispersed droplets in the emulsion of Larsson et al. based upon the desired degree of nutrients to be delivered and since smaller nanoparticle sizes make more stable emulsions as taught by Tan (‘320, Paragraphs [0044]-[0045]). Regarding Claim 6, the limitations “prepared by a process comprising mixing ingredients of an aqueous phase, mixing ingredients of a lipid phase, dispersing the oat oil and optionally at least one saponin in at least one of the aqueous phase or the lipid phase, and homogenizing the aqueous and lipid phases to form an emulsion” are product by process limitations. Even though product by process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product by process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process in view of In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985) (MPEP § 2113.I.). It is noted that the limitations “optionally at least one saponin in at least one of the aqueous phase or the lipid phase” are optional limitations that are not required to be taught by the prior art by virtue of the term “optionally.” Nevertheless, Larsson et al. discloses the emulsion being made by mixing ingredients of an aqueous phase (water/ethanol mixture) and mixing ingredients of a lipid phase (oil) (‘801, Paragraph [0151]) and dispersing the oat oil (‘801, Paragraphs [0008] and [0156]) and homogenizing the aqueous and lipid phases to form the emulsion (‘801, Paragraphs [0107] and [0256]). Regarding Claim 10, Tan discloses the at least one saponin being quillaja saponins (‘320, Paragraph [0057]). It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsifier of the emulsion of Larsson et al. to be quillaja saponins as taught by Tan since the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination in view of Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945) (MPEP § 2144.07). Tan teaches that there was known utility in the emulsion art to utilize a quillaja saponin emulsifier in an emulsion. Regarding Claim 11, Tan discloses the saponin surfactant (‘320, Paragraph [0161]) being present in the emulsion in a minimum amount to attain a stable emulsion (‘320, Paragraphs [0057]-[0058]) wherein the amount of surfactant is 0.5% to 20% of the aqueous solution (‘320, Paragraph [0059]), which falls within the claimed sapaonin concentration of from 0.05 wt% to 20 wt%. Larsson et al. discloses the emulsion being stable (‘801, Paragraphs [0149] and [0165]). Both Larsson et al. and Tan are directed towards the same field of endeavor of emulsions comprising an emulsifier. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsion that uses an emulsifier of Larsson et al. and use an emulsifier of saponin surfactants having the claimed saponin concentration as taught by Tan since where the claimed saponin concentration in the emulsion encompasses saponin concentrations in the emulsion disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Furthermore, differences in the saponin concentration of the emulsion will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such saponin concentration of the emulsion is critical. Where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation in view of In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) (MPEP § 2144.05.II.A.). One of ordinary skill in the art at the time of the invention would adjust the concentration of saponin surfactants used in the emulsion of Larsson et al. in order to attain a desired stable emulsion having the desired degree of stability (‘320, Paragraph [0058]). Regarding Claim 12, Larrson et al. discloses the oat oil being polar lipids in an amount of about 15% of the weight of the oat oil (‘801, Paragraph [0154]), which falls within the claimed oat oil polar lipid concentration of at least 10% by weight of the oat oil. Where the claimed polar lipid concentration in the oat oil of an emulsion encompasses polar lipid concentration in the oat oil of an emulsion disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Larsson et al. US 2013/0129801 as further evidenced by Sein et al. US 2012/0088830 and Maunsell et al. US 2020/0069569 in view of Maunsell et al. US 2020/0069569 and Tan US 2016/0089320 as applied to claim 1 above in further view of Miret Carceller et al. US 2018/0020689. Regarding Claim 4, modified Larsson et al. renders obvious the limitations regarding the water concentration of the emulsion obvious as enumerated in the rejections of Claim 4 provided above. However, in the event that it can be shown with objective evidence that the claimed water concentration of the emulsion is critical, Miret Carceller et al. discloses an emulsion comprising from 45 to 60 wt% of water (‘689, Paragraphs [0012] and [0047]) and oat fibers (‘689, Paragraphs [0036]-[0037]) and at least one benefit agent (coloring agent) (‘689, Paragraph [0050]). The disclosure of the emulsion containing 45 to 60 wt% water falls within the claimed water amount of 80 wt% or less. Both modified Larsson et al. and Miret Carceller et al. are directed towards the same field of endeavor of emulsions comprising oats. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify the emulsion of modified Larsson et al. and incorporate water in the claimed amounts as taught by Miret Carceller et al. since where the claimed amounts of water within the emulsion overlaps water amounts within the emulsion ranges disclosed by the prior art, a prima facie case of obviousness exists in view of In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) (MPEP § 2144.05.I.). Miret Carceller et al. teaches that there was known utility in the food emulsion art to incorporate water in the claimed concentrations within an emulsion. Response to Arguments Examiner notes that the previous indefiniteness rejection of Claim 6 under 35 USC 112(b) pertaining to the term “an emulsion” being recited twice has been withdrawn in view of the amendments. Applicant’s arguments with respect to the previous indefiniteness rejections of Claims 6 and 12 under 35 USC 112(b) have been fully considered and are persuasive. Applicant argues on Page 7 of the Remarks with respect to Claim 6 that Page 11, lines 1-3 of the Specification discloses the lipid phase is prepared by mixing all ingredient that may be part of the emulsion that are essentially soluble in lipids and that in view of this disclosure it would be clear to the skilled person that the claimed glycolipids (which are part of the oat oil) are not included in step b of Claim 6 and that rather step c) disperse the oat oil (which contains glycolipids) in at least one of the aqueous phase of the lipid phase. Applicant continues with respect to Claim 12 that Page 7, line 18 of the Specification discloses that the polar lipids may be glycolipids, Page 8, line 1 discloses phospholipids, and Page 8, line 4 discloses ceramides and that the meaning of “polar lipids” would have been clear and definite to the skilled person in view of the disclosure. These particular arguments are found persuasive. The previous indefiniteness rejections under 35 USC 112(b) have been withdrawn. Examiner notes that a new indefiniteness rejection under 35 USC 112(b) has been made in view of the amendments. Applicant’s arguments with respect to the obviousness rejections of Claims 1, 3-6, and 10-12 under 35 USC 103(a) have been considered but are moot because the new ground of rejection does not rely on the combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The current rejection relies upon the combination of Larsson et al. US 2013/0129801 as further evidenced by Sein et al. US 2012/0088830 and Maunsell et al. US 2020/0069569 in view of Maunsell et al. US 2020/0069569 and Tan US 2016/0089320. Maunsell et al. is being relied upon to teach the newly amended limitations regarding the oat oil comprising at least 3 wt% ceramides, which limitations were not previously presented. Applicant provides arguments with respect to Friedman. However, Friedman is not being relied upon in the current rejection and has been replaced with the secondary reference of Maunsell et al., which was necessitated by amendment. Furthermore, Maunsell et al. teaches that it was known in the art that oat oil naturally contains ceramides (‘569, Paragraphs [0007]-[0008]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Potter et al. US 5,620,692 discloses an emulsion comprising an oat oil composition (‘692, Column 6, lines 32-43) (‘692, Column 12, lines 45-65) wherein the oat oil is derived from a crude oat oil fraction (‘692, Column 3, lines 45-52) or a crude oat oil extract (‘692, Column 4, lines 48-61) wherein the oil is isolated from oats by extraction of glycolipids from oats (‘692, Column 5, lines 14-30) wherein the oat oil composition is used in dermatological applications (‘692, Column 13, lines 21-30) or crude oil extracts also acts as antioxidants in enhancing the storage stability of lipid containing food products (‘692, Column 4, lines 48-61). Redmond et al. US 2014/0066510 discloses a composition of oat extract for use in cosmetic, nutraceutical, therapeutic medical, and veterinary preparations (‘510, Paragraph [0002]) wherein the oat extract comprises saponins which has utility as anti oxidants, sunscreens, and surfactants (‘510, Paragraph [0032]) Cramer et al. US 2019/0330577 discloses oats are a type of cereal (‘577, Paragraph [0284]) useful as an ingredient in a mayonnaise emulsion (‘577, Paragraph [0099]). Vaslin et al. US 6,596,337 discloses an oil in water emulsion comprising an emulsifier and proteins obtained from cereal grains such as oats. Musher US 2,176,022 discloses a glyceride fat or oil containing composition comprising cereal flour derived from oats to preserve the glyceride. The prior art made of record cited in a previous Office Action and not relied upon is considered pertinent to applicant's disclosure. Msika et al. US 2012/0141387 discloses an emulsion adapted for topical administration or oral administration (‘387, Paragraphs [0230]-[0231]) wherein the emulsion is a fat based product of mayonnaises (‘387, Paragraphs [0235]-[0237]) comprising cereal oil rich in ceramides and polar lipids (‘387, Paragraph [0300]). Harrod US 2012/0095198 discloses natural emulsifiers made from oil from oat kernels as starting materials in food, cosmetics, and pharmaceutical compositions (‘198, Paragraph [0004]) wherein oat is an example of a cereal from which the oil is derived (‘198, Paragraph [0026]) wherein the oat oil is a type of polar lipid obtained from glycolipids and/or phospholipids (‘198, Paragraph [0071]). Herslof et al. US 6,517,883 discloses a composition for preparing oil in water emulsions comprising 0.1-5.0% by weight of galactolipid emulsifier based on the weight of the total composition wherein the galactolipid is mixed with palm oil and fractionated oat oil. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERICSON M LACHICA whose telephone number is (571)270-0278. The examiner can normally be reached M-F, 8:30am-5pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Erik Kashnikow can be reached at 571-270-3475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERICSON M LACHICA/Examiner, Art Unit 1792
Read full office action

Prosecution Timeline

May 06, 2022
Application Filed
May 06, 2022
Response after Non-Final Action
Dec 02, 2024
Non-Final Rejection — §103, §112
May 05, 2025
Response Filed
May 11, 2025
Final Rejection — §103, §112
Aug 15, 2025
Notice of Allowance
Oct 15, 2025
Response after Non-Final Action
Nov 02, 2025
Response after Non-Final Action
Nov 05, 2025
Non-Final Rejection — §103, §112
Feb 18, 2026
Response Filed
Feb 27, 2026
Final Rejection — §103, §112 (current)

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2y 5m to grant Granted Dec 23, 2025
Patent 12471736
ROTISSERIE TURKEY DEEP FRYER
2y 5m to grant Granted Nov 18, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
31%
Grant Probability
66%
With Interview (+35.9%)
3y 6m
Median Time to Grant
High
PTA Risk
Based on 506 resolved cases by this examiner. Grant probability derived from career allow rate.

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