Prosecution Insights
Last updated: April 19, 2026
Application No. 17/775,657

CLOSED-LOOP FEEDBACK FOR ADDITIVE MANUFACTURING SIMULATION

Non-Final OA §103
Filed
May 10, 2022
Examiner
BUI, ANDREW THANH
Art Unit
3745
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
UNIVERSITY OF WASHINGTON
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
91%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
189 granted / 237 resolved
+9.7% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
25 currently pending
Career history
262
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
47.8%
+7.8% vs TC avg
§102
31.6%
-8.4% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 237 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 7, 16-18, 30, 31, 34, 100, and 134 are rejected under 35 U.S.C. 103 as being unpatentable over US 201710232515 (Seurat Technologies, Inc) in view of WO 2017174160 (SIEMENS AKTIENGESELLSCHAFT) with reference made to equivalent US 20200398379. Claim 1 recites “a method.” Seurat Technologies, Inc teaches such a method, as will be shown. Seurat Technologies, Inc teaches a method comprising (Abstract - Manufacture of a part is simulated and compared to selected design tolerance. If the simulated manufactured part is outside selected design tolerances, simulation parameters can be adjusted until results indicate the simulated manufactured part is within selected design tolerances): processing an input signal to generate an output signal, wherein the input signal, the output signal are associated with a simulated additive manufacturing process (para [0057][0062], additive manufacturing process can be simulated using data related to the Computer Aided Design (CAD) geometry for the powder bed, material type, printer model (or printer capabilities), and desired resultant material properties such as stress distribution, thermal warpage, or crystal structure); adjusting the input signal based on comparing the output signal to a reference signal (para 0058-0062, 0069-0070: Simulation results can be compared to a part material specification, and power flux, dwell time, and print order along with other geometrical parameters such as part orientation, support structure, and part topology can be adjusted in the simulated machine and the simulation repeated); thereafter processing the input signal to generate the output signal (para 0058-0062: the simulation repeated). Seurat Technologies, Inc does not teach using a finite element model (FEM) associated with a simulated additive manufacturing process. However, SIEMENS AKTIENGESELLSCHAFT teaches using a finite element model (FEM) associated with a simulated additive manufacturing process (Abstract; page 2 and 8 - processor uses data describing the geometry of the building structure in order to generate a network of finite elements; the processor or the processor corresponding to this processor has a temperature distribution in the irradiation tracks by a finite Element method calculated; simulation). It would have been obvious to one of ordinary skill in the art to combine the additive manufacturing optimization as taught by Seurat Technologies, Inc with the finite element modeling as taught by SIEMENS AKTIENGESELLSCHAFT since doing so would prevent insufficient reliability and undesirable in-process variations. Regarding Claim 2, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, wherein the input signal represents a powder flow rate or one or more of a power setting for an energy beam, a scan speed for the energy beam, a target location for the energy beam, or a heating time for the energy beam (para. 0055-0057). Regarding Claim 7, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, wherein the output signal represents one or more of a width of a melt pool, an area of the melt pool, a volume of the melt pool, an average temperature of the melt pool, a shape of the melt pool, a peak temperature of the melt pool, a depth of a melt pool, a thermal stress of a material, a liquid flow velocity of the material, a temperature of the material, or a porosity of a manufactured component (SIEMENS AKTIENGESELLSCHAFT para. 0010-0011- thermal stress, temperature). Regarding Claim 16, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, wherein processing the input signal using the FEM comprises using the input signal to numerically determine temperature, stress, and/or fluid flow of respective positions within a powder bed after an energy beam has been applied to the powder bed according to the input signal (SIEMENS AKTIENGESELLSCHAFT para. 0024-0025: thermal stress, temperature after energy beam applied). Regarding Claim 17, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, wherein adjusting the input signal comprises adjusting the input signal based on an error signal representing a difference between the output signal and the reference signal (SIEMENS AKTIENGESELLSCHAFT par. 0068-0071: corrected data is produced by accounting for difference in signals). Regarding Claim 18, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 17, wherein adjusting the input signal comprises processing the error signal using a baseline control algorithm (SIEMENS AKTIENGESELLSCHAFT par. 0041: geometry of the construction can be corrected in such a way that a form deviation in the structure in the opposite direction to the calculated form deviation is provided). Regarding Claim 30, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, further comprising: adjusting time-dependent input signals for a real additive manufacturing process by evaluating results of the simulated additive manufacturing process; and performing the real additive manufacturing process using the time-dependent input signals (SIEMENS AKTIENGESELLSCHAFT para. 0045 processor bases a calculation of the resultant stresses and form deviations on a time-dependent continuous temperature curve T.sub.l(t) in the relevant layer). Regarding Claim 31, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 30, further comprising: performing the simulated additive manufacturing process in one or more simulated experiments; and confirming that output variations of the one or more simulated experiments do not exceed a threshold value, wherein performing the real additive manufacturing process comprises performing the real additive manufacturing process based on confirming that the output variations of the one or more simulated experiments do not exceed the threshold value (SIEMENS AKTIENGESELLSCHAFT para. 0046-0047 real conditions kept within boundaries/acceptable limits, i.e. threshold value). Claim 34 recites a computer readable medium storing instructions. Seurat Technologies, Inc teaches such a computer readable medium storing instructions as will be shown. Seurat Technologies, Inc teaches a computer readable medium storing instructions that, when executed by a computing device, cause the computing device to perform functions comprising (Abstract; para (0070]): processing an input signal to generate an output signal, wherein the input signal, the output signal are associated with a simulated additive manufacturing process (para 0057-0062, 0069-0070, additive manufacturing process can be simulated using data related to the Computer Aided Design (CAD) geometry for the powder bed, material type, printer model (or printer capabilities), and desired resultant material properties such as stress distribution. thermal warpage, or crystal structure); adjusting the input signal based on comparing the output signal to a reference signat (para 0058- 0069-0070,006 Simulation results can be compared to a part material specification, and power flux, dwell time, and print order along with other geometrical parameters such as part orientation, support structure, and part topology can be adjusted in the simulated machine and the simulation repeated); thereafter processing the input signal generate the output signal (para. 0058-0062). Seurat Technologies, Inc does not teach using a finite element model (FEM) associated with a simulated additive manufacturing process. However, SIEMENS AKTIENGESELLSCHAFT teaches using a finite element model (FEM) associated with a simulated additive manufacturing process (Abstract; page 2 and 8 - processor uses data describing the geometry of the building structure in order to generate a network of finite elements; the processor or the processor corresponding to this processor has a temperature distribution in the irradiation tracks by a finite Element method calculated; simulation). It would have been obvious to one of ordinary skill in the art to combine the additive manufacturing optimization as taught by Seurat Technologies, Inc with the finite element modeling as taught by SIEMENS AKTIENGESELLSCHAFT since doing so would prevent insufficient reliability and undesirable in-process variations. Regarding claim 100, Seurat Technologies, Inc teaches method comprising (Abstract - Manufacture of a part is simulated and compared to selected design tolerance. If the simulated manufactured part is outside selected design tolerances, simulation parameters can be adjusted until results indicate the simulated manufactured part is within selected design tolerances): processing an input signal to generate an output signal, wherein the input signal, the output signal are associated with a simulated additive manufacturing process (para [0057][0062], 0069-0070- additive manufacturing process can be simulated using data related to the Computer Aided Design (CAD) geometry for the powder bed, material type, printer model (or printer capabilities), and desired resultant material properties such as stress distribution, thermal warpage, or crystal structure); adjusting the input signal based on comparing the output signal to a reference signal (para 0058-0062, 0069-0070- Simulation results can be compared to a part material specification, and power flux, dwell time, and print order along with other geometrical parameters such as part orientation, support structure, and part topology can be adjusted in the simulated machine and the simulation repeated); thereafter processing the input signal generate the output signal (para the simulation repeated); performing the real additive manufacturing process using the adjusted input signals (para [0068][0071]- Once a simulation is performed with sufficient accuracy, the results will typically hold for repeated machine runs; the process is complete and the resulting process parameters can be passed to the AM machine to carry out the manufacturing process). Seurat Technologies, Inc does not teach using a finite element model (FEM) associated with a simulated additive manufacturing process; adjusting time-dependent input signals for a real additive manufacturing process by evaluating results of the simulated additive manufacturing process. However, SIEMENS AKTIENGESELLSCHAFT teaches using a finite element model (FEM) associated with a simulated additive manufacturing process.(Abstract; page 2 and 8 - processor uses data describing the geometry of the building structure in order to generate a network of finite elements; the processor or the processor corresponding to this processor has a temperature distribution in the irradiation tracks by a finite Element method calculated; simulation); adjusting time-dependent input signals for a real additive manufacturing process by evaluating results of the simulated additive manufacturing process (- it is therefore advantageously possible for the processor to use a time-dependent, continuous temperature profile Ti (t) in the relevant position, which is derived from the melting temperature . Form, when calculating the resulting stresses and shape deviations runs to the mean temperature). It would have been obvious to one of ordinary skill in the art to combine the additive manufacturing optimization as taught by Seurat Technologies, Inc with the finite element modeling as taught by SIEMENS AKTIENGESELLSCHAFT since doing so would prevent insufficient reliability and undesirable in-process variations. Regarding Claim 134, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 1, wherein processing the input signal using the FEM comprises using material parameters, equations defining physical laws, and/or boundary conditions to process the input signal (SIEMENS AKTIENGESELLSCHAFT para. 0083 temperature simulation established in program module A serves as a thermal boundary condition for the cooling from the weld pool). Claims 19, 22-26, and 29 are rejected under 35 U.S.C. 103 as being unpatentable over US 201710232515 (Seurat Technologies, Inc) in view of WO 2017174160 (SIEMENS AKTIENGESELLSCHAFT) with reference made to US 20200398379, and further in view of US 5,394,322 (Hansen). Regarding Claim 19, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 18. However, modified Seurat Technologies, Inc does not teach baseline control algorithm includes a proportional-integral-derivative control algorithm, an H-infinity loop-shaping control algorithm, or a lead-lag compensator. However, Hansen teaches adjusting an input signal comprises processing the error signal using a baseline control algorithm (Abstract; col 9, In 30 to col 10, In 20). It would have been obvious to one of ordinary skill in the art to modify the combination of Seurat Technologies, Inc and SIEMENS AKTIENGESELLSCHAFT with those of Hansen since doing so would efficiently optimize the input parameters. It would be obvious to arrive at the baseline control algorithm includes a Proportional-integral-derivative control algorithm as taught by Hansen (see col 9, In 30 to col 10, In 20). Regarding Claim 22, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT in Claim 1 above, teaches the method of claim 18. However, modified Seurat Technologies, Inc does not teach adjusting the input signal further comprises processing the error signal using a sub-algorithm of a plug-in compensation algorithm, the sub-algorithm including a first lag compensator and an inverse plant compensator, the inverse plant compensator having a first transfer function that is an inverse of a second transfer function of a nominal model of the FEM. However, Hansen teaches adjusting an input signal comprises processing the error signal using a baseline control algorithm (Abstract; col 9, In 30 to col 10, In 20). It would have been obvious to one of ordinary skill in the art to modify the combination of Seurat Technologies, Inc and SIEMENS AKTIENGESELLSCHAFT with those of Hansen since doing so would efficiently optimize the input parameters. It would be obvious to arrive at the baseline control algorithm includes a Proportional-integral-derivative control algorithm as taught by Hansen (see col 7, In 16 to col 8, In 67; col 11, In 35 to col 12, In 40). Regarding Claim 23, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT and Hansen in Claim 22 above, teaches the method of claim 22, wherein processing the error signal comprises processing the error signal using the first lag compensator to delay the error signal by a number of samples that is equal to a relative degree of the second transfer function (Hanasen col 13, In 35 to col 14, In 25; col 19, In 46 to col 20, In 25). Regarding Claim 24, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT and Hansen in Claim 22 above, teaches the method of claim 23, wherein adjusting the input signal further comprises providing the input signal to a second lag compensator of the plug-in compensation algorithm (col 13, In 35 to col 14, In 25; col 19, In 46 to col 20, In 25). Regarding Claim 25, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT and Hansen in Claim 22 above, teaches the method of claim 24, wherein adjusting the input signal further comprises processing the input signal using the second lag compensator to delay the input signal by the number of samples that is equal to the relative degree of the second transfer function (Hansen col 13, In 35 to col 14, In 25; col 19, In 46 to col 20, In 25). Regarding Claim 26, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT and Hansen in Claim 22 above, teaches the method of claim 25, wherein adjusting the input signal further comprises generating a sum of a first output of the second lag compensator and a second output of the sub-algorithm (col 13, In 35 to col 14, In 25; col 19, In 46 to col 20, In 25). Regarding Claim 29, Seurat Technologies, Inc, as modified with SIEMENS AKTIENGESELLSCHAFT and Hansen in Claim 22 above, teaches the method of claim 28, wherein the input signal is equal to a second sum of the compensation signal and an output of the baseline control algorithm (Abstract; col 9, In 30 to col 10, In 20). Allowable Subject Matter Claims 27 and 28 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach: Claim 27, wherein adjusting the input signal further comprises generating a compensation signal by processing the sum using a filter having a transfer function PNG media_image1.png 125 328 media_image1.png Greyscale when m=1, wherein 0≤α≤1, z is the complex indeterminate in the z-transform, N is a period of a disturbance within the output signal, and m is equal to the relative degree of the second transfer function. Claim 28, wherein adjusting the input signal further comprises generating a compensation signal by processing the sum using a filter having a transfer function PNG media_image2.png 111 559 media_image2.png Greyscale wherein 0≤α≤1, z is the complex indeterminate in the z-transform, N is a period of a disturbance within the output signal, qlpf is a low pass filter, and m is equal to the relative degree of the second 2 function. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See cited references. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW BUI whose telephone number is (571) 272-0685. The examiner can normally be reached on 7:30 AM - 4:30 PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Courtney Heinle can be reached on (571) 270-3508. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /ANDREW THANH BUI/Examiner, Art Unit 3745 /COURTNEY D HEINLE/Supervisory Patent Examiner, Art Unit 3745
Read full office action

Prosecution Timeline

May 10, 2022
Application Filed
Jan 10, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601362
CENTRIFUGAL FAN FRAME STRUCTURE
2y 5m to grant Granted Apr 14, 2026
Patent 12589868
BLADE POSITION CONTROL SYSTEM
2y 5m to grant Granted Mar 31, 2026
Patent 12571317
COMPONENT WITH COOLING PASSAGE FOR A TURBINE ENGINE
2y 5m to grant Granted Mar 10, 2026
Patent 12564709
PORT ADAPTED TO BE FREQUENTLY ACCESSED
2y 5m to grant Granted Mar 03, 2026
Patent 12565856
ANTI-ICING AND BLEED HEAT SYSTEM FOR A GAS TURBINE SYSTEM
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
91%
With Interview (+11.5%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 237 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month