Prosecution Insights
Last updated: May 29, 2026
Application No. 17/776,868

AROMATIC-HETEROCYCLIC RING MELT ADDITIVES

Non-Final OA §103
Filed
May 13, 2022
Priority
Dec 03, 2019 — provisional 62/942,876 +1 more
Examiner
NISULA, CHRISTINE XU
Art Unit
1789
Tech Center
1700 — Chemical & Materials Engineering
Assignee
3M Company
OA Round
2 (Non-Final)
40%
Grant Probability
Moderate
2-3
OA Rounds
0m
Est. Remaining
29%
With Interview

Examiner Intelligence

Grants 40% of resolved cases
40%
Career Allowance Rate
70 granted / 173 resolved
-24.5% vs TC avg
Minimal -12% lift
Without
With
+-11.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
22 currently pending
Career history
204
Total Applications
across all art units

Statute-Specific Performance

§103
90.0%
+50.0% vs TC avg
§102
1.4%
-38.6% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 173 resolved cases

Office Action

§103
DETAILED ACTION Claims 12-13 and 15-19 were rejected in the Office Action mailed 08/26/2025. Applicant filed a response, amended claims 1 and 12, and cancelled claim 17 on 10/16/2025. Claims 1-13, 15-16, and 18-19 are pending, of which claims 1-11 are withdrawn. Claims 12-13, 15-16, and 18-19 are rejected. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 12-13, 15-16, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Song et al. (US 2017/0241054) (Song) in view of Wang et al. (US 4,256,626) (Wang). Regarding claims 12-13 Song teaches a spunbonded electret web comprising thermoplastic fibers that include a charging additive. The thermoplastic fibers comprise a polyolefin, such as polypropylene. The charge additive include light stabilizers. See, e.g., abstract, paragraphs [0002], [0010], [0027], [0029-0032], and clams 1-2. Song does not explicitly teach the light stabilizer. With respect to the difference, Wang teaches an effective ultraviolet stabilizer that may be incorporated into film or fibers that are susceptible to ultraviolet degradation, including polyolefins. The ultraviolet stabilizer contains a benzoxazole or benzothiazole, as shown below. PNG media_image1.png 160 310 media_image1.png Greyscale Benzoxazole where R1-R4 are hydrogen. I is a substituent listed for R1-R4 and present on all positions of the benzenoid ring. PNG media_image2.png 162 300 media_image2.png Greyscale Benzothiazole where R1-R4 is hydrogen. I is a substituent listed for R1-R4 and present on all positions of the benzenoid ring. See, e.g., abstract and col. 1, lines 17-34 and 55-60, col. 2, line 9 – col. 3, line 66, col. 5, line 61 – col. 6, line 10. Wang and Song are analogous art as they are both drawn to light stabilizers. In light of the motivation as provided by Wang, it therefore would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use the ultraviolet stabilizer comprising a benzoxazole or benzothiazole of Wang, as shown above, as the light stabilizer in the web of Song, as Wang teaches the stabilizer is effective and efficient, specifically for film or fibers susceptible to ultraviolet degradation, including polyolefin, and thereby arrive at the claimed invention. The ultraviolet stabilizer of Song in view of Wang would read on the claimed “charge-enhancing additive” as the ultraviolet stabilizer would be capable of providing charge-enhancing properties to the electret filter medium as it satisfies Formula 1 as claimed. Given the electret web includes thermoplastic fibers and charge additives, wherein the charge additive corresponds to the charge-enhancing additive, as discussed above, it follows the electret web consists of a thermoplastic resin and a charge-enhancing additive. It is noted Song includes the presence of polylactic acid fibers, however polylactic acid fibers are thermoplastic fibers and since claim 12 recites, “a thermoplastic resin comprising…”, i.e., an open transitional phrase, it follows the thermoplastic resin is open to thermoplastics outside of those listed in claim 12, including polylactic acid. Regarding claim 15 Song in view of Wang teaches all of the limitations of claim 12 above. Song further teaches the web comprises 0.1 to about 5.0 wt.% of the charging additive. Paragraphs [0002] and [0029] and claims 1-2. Regarding claim 16 Song in view of Wang teaches all of the limitations of claim 12 above. Song further teaches the web contains an electrostatic charge imparted through corona treatment. Paragraphs [0055] and [0074] and claim 19. Regarding claim 18 Song in view of Wang teaches all of the limitations of claim 12 above. Song further teaches the web comprises a Quality Factor Retention of at least 75% after being aged for three days at 70°C at 15% humidity. Paragraphs [0074] and [0097] and claim 14. Although there is no disclosure that the test method of Song is in conformity with the test standard as claimed, given that Song discloses Quality Factor Retention as the presently claimed and the absence of evidence of the criticality of how Quality Factor is measured, it is the examiner's position that Quality Factor Retention disclosed by Song meets the claim limitation. Claims 12-13, 15-16, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Song et al. (US 2017/0241054) (Song) in view of Hardy et al. (US 3,049,509) (Hardy). Regarding claims 12-13 and 19 Song teaches a spunbonded electret web comprising thermoplastic fibers that include a charging additive. The thermoplastic fibers comprise a polyolefin, such as polypropylene. The charge additive include light stabilizers. See, e.g., abstract, paragraphs [0002], [0010], [0027], [0029-0032], and clams 1-2. Song does not explicitly teach the light stabilizer. With respect to the difference, Hardy teaches a film comprising a thermoplastic resin and an ultraviolet light stabilizer having high absorption capacities, such as 2-(2-hydroxyphenyl)benzothiazole shown below. PNG media_image3.png 310 640 media_image3.png Greyscale See, e.g., abstract, col. 1, lines 10-27, col. 3, line 10 – col. 4, line 36, col. 5, lines 5-25, Example 1 & 2, Table 1, and claims 1-2. Hardy and Song are analogous art as they are both drawn to light stabilizers. In light of the motivation as provided by Hardy, it therefore would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use 2-(2-hydroxyphenyl)benzothiazole, as taught by Hardy, as the light stabilizer of Song, in order to provide high UV absorption capacities to the electret filter medium, and thereby arrive at the claimed invention. The ultraviolet stabilizer of Song in view of Hardy would read on the claimed “charge-enhancing additive” as the ultraviolet stabilizer would be capable of providing charge-enhancing properties to the electret filter medium as it satisfies Formula 1 and Formula 1E as claimed. Given the electret web includes thermoplastic fibers and charge additives, wherein the charge additive corresponds to the charge-enhancing additive, as discussed above, it follows the electret web consists of a thermoplastic resin and a charge-enhancing additive. It is noted Song includes the presence of polylactic acid fibers, however polylactic acid fibers are thermoplastic fibers and since claim 12 recites, “a thermoplastic resin comprising…”, i.e., an open transitional phrase, it follows the thermoplastic resin is open to thermoplastics outside of those listed in claim 12, including polylactic acid. Regarding claim 15 Song in view of Hardy teaches all of the limitations of claim 12 above. Song further teaches the web comprises 0.1 to about 5.0 wt.% of the charging additive. Paragraphs [0002] and [0029] and claims 1-2. Regarding claim 16 Song in view of Hardy teaches all of the limitations of claim 12 above. Song further teaches the web contains an electrostatic charge imparted through corona treatment. Paragraphs [0055] and [0074] and claim 19. Regarding claim 18 Song in view of Hardy teaches all of the limitations of claim 12 above. Song further teaches the web comprises a Quality Factor Retention of at least 75% after being aged for three days at 70°C at 15% humidity. Paragraphs [0074] and [0097] and claim 14. Although there is no disclosure that the test method of Song is in conformity with the test standard as claimed, given that Song discloses Quality Factor Retention as the presently claimed and the absence of evidence of the criticality of how Quality Factor is measured, it is the examiner's position that Quality Factor Retention disclosed by Song meets the claim limitation. Claims 12-13, 15-16, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Song et al. (US 2017/0241054) (Song) in view of Seltzer et al. (US 5,521,237) (Seltzer). Regarding claims 12-13 and 19 Song teaches a spunbonded electret web comprising thermoplastic fibers that include a charging additive. The thermoplastic fibers comprise a polyolefin, such as polypropylene. The charge additive include light stabilizers. See, e.g., abstract, paragraphs [0002], [0010], [0027], [0029-0032], and clams 1-2. Song does not explicitly teach the light stabilizer. With respect to the difference, Seltzer teaches a suitable light stabilizer for fibers comprising polyolefin material includes 2-(2’-hydroxyphenyl benzotriazoles) shown below. See, e.g., abstract and col. 9, lines 7-19, col. 11, lines 16-18, and col. 14, lines 20-21. PNG media_image3.png 310 640 media_image3.png Greyscale Seltzer and Song are analogous art as they are both drawn to light stabilizers. In light of the motivation as provided by Seltzer, it therefore would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use 2-(2-hydroxyphenyl)benzothiazole, as taught by Seltzer, as the light stabilizer of Song, in order to form the electret web with predictable success, as Seltzer teaches 2-(2-hydroxyphenyl)benzothiazole is suitable for use in polyolefin fibers, and because it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability and desired characteristics. In re Leshin, 227 F.2d 198 (CCPA 1960). The light stabilizer of Song in view of Seltzer would read on the claimed “charge-enhancing additive” as the light stabilizer would be capable of providing charge-enhancing properties to the electret filter medium as it satisfies Formula 1 and Formula 1E as claimed. Given the electret web includes thermoplastic fibers and charge additives, wherein the charge additive corresponds to the charge-enhancing additive, as discussed above, it follows the electret web consists of a thermoplastic resin and a charge-enhancing additive. It is noted Song includes the presence of polylactic acid fibers, however polylactic acid fibers are thermoplastic fibers and since claim 12 recites, “a thermoplastic resin comprising…”, i.e., an open transitional phrase, it follows the thermoplastic resin is open to thermoplastics outside of those listed in claim 12, including polylactic acid. Regarding claim 15 Song in view of Seltzer teaches all of the limitations of claim 12 above. Song further teaches the web comprises 0.1 to about 5.0 wt.% of the charging additive. Paragraphs [0002] and [0029] and claims 1-2. Regarding claim 16 Song in view of Seltzer teaches all of the limitations of claim 12 above. Song further teaches the web contains an electrostatic charge imparted through corona treatment. Paragraphs [0055] and [0074] and claim 19. Regarding claim 18 Song in view of Seltzer teaches all of the limitations of claim 12 above. Song further teaches the web comprises a Quality Factor Retention of at least 75% after being aged for three days at 70°C at 15% humidity. Paragraphs [0074] and [0097] and claim 14. Although there is no disclosure that the test method of Song is in conformity with the test standard as claimed, given that Song discloses Quality Factor Retention as the presently claimed and the absence of evidence of the criticality of how Quality Factor is measured, it is the examiner's position that Quality Factor Retention disclosed by Song meets the claim limitation. Response to Arguments In view of the amendments to claim 12, it is agreed the previous 35 U.S.C. 103 rejections do not meet the presently claimed and therefore are withdrawn. However, the amendment necessitates a new set of rejections as set forth above. Applicant’s arguments with respect Schultz et al. (US 2015/0343455) and Peters et al. (US 2017/0225104) have been considered but are moot because the new ground of rejection does not rely on these references in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant's remaining arguments filed 10/16/2025 have been fully considered but they are not persuasive, as set forth below. Regarding Election/Restriction Applicant requests the withdrawn of the Restriction Requirement in view of the amendments to claims 1 and 12. The Examiner respectfully disagrees, as follows: The technical features still does not make a contribution over the prior art as shown by the 35 U.S.C. 103 rejections above. Conclusion Applicant's amendment necessitated any new grounds of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTINE X NISULA whose telephone number is (571)272-2598. The examiner can normally be reached Mon - Fri 9:30 - 5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marla McConnell can be reached at (571) 270-7692. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.X.N./Examiner, Art Unit 1789 /MARLA D MCCONNELL/Supervisory Patent Examiner, Art Unit 1789
Read full office action

Prosecution Timeline

May 13, 2022
Application Filed
Apr 15, 2025
Response after Non-Final Action
Aug 26, 2025
Non-Final Rejection mailed — §103
Oct 16, 2025
Response Filed
Feb 11, 2026
Final Rejection mailed — §103
Mar 04, 2026
Response after Non-Final Action
Apr 23, 2026
Request for Continued Examination
Apr 24, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12624479
FLOORING WOVEN FABRIC
3y 7m to grant Granted May 12, 2026
Patent 12612718
WOVEN WARP-KNIT-LIKE FABRIC
3y 7m to grant Granted Apr 28, 2026
Patent 12570809
UNIDIRECTIONAL PREPREG, FIBER-REINFORCED THERMOPLASTIC RESIN SHEET, MANUFACTURING METHODS OF UNIDIRECTIONAL PREPREG AND FIBER-REINFORCED THERMOPLASTIC RESIN SHEET, AND MOLDED BODY
8y 5m to grant Granted Mar 10, 2026
Patent 12546111
HIGH SOLIDS COLOR FACE AND EDGE COATINGS FOR BUILDING PANELS
3y 0m to grant Granted Feb 10, 2026
Patent 12522956
BUNDLED YARN, HYDRAULIC COMPOSITION AND MOLDED BODY
4y 6m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
40%
Grant Probability
29%
With Interview (-11.6%)
3y 8m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 173 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month